Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Altair Engineering Inc.ALTR · Entity 81502 | Director | June 02, 2021 | June 04, 2021 |
| Guidewire Software, Inc.GWRE · Entity 3313 | Chief Financial Officer | March 05, 2018 | March 06, 2018 |
| POEMA Global Holdings Corp.PPGH · Entity 144056 | Director | January 06, 2021 | January 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Altair Engineering Inc.
Report date June 02, 2021 · Filed June 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 11,987 |
Reported balance
After 2021-06-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-06-02 · Grant · Acquired 2,987 · Balance 11,987 F1: On June 2, 2021, the Reporting Person was granted 2,987 Class A Common Stock restricted stock units, which will vest on June 2, 2022 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2: Consists of 4,487 Class A Common Stock restricted stock units that are unvested. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 2, 2021, the Reporting Person was granted 2,987 Class A Common Stock restricted stock units, which will vest on June 2, 2022 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F2: Consists of 4,487 Class A Common Stock restricted stock units that are unvested.
Guidewire Software, Inc.
Report date March 05, 2018 · Filed March 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,662 |
Ending reported balance
After 2018-03-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-03-05 · Exercise / conversion · Acquired 157 · Balance 3,819 Row 2 · 2018-03-05 · Exercise / conversion · Acquired 218 · Balance 4,037 Row 3 · 2018-03-05 · Sale · Disposed 375 · Balance 3,662 F1: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017 as amended on October 10, 2017. |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.04 · Expires 2025-03-05 | Direct | 2,539 |
Reported balance
After 2018-03-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-05 · Exercise / conversion · Disposed 157 · Balance 2,539 F2: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.04 · Expires 2025-03-05 | Direct | 1,962 |
Reported balance
After 2018-03-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-03-05 · Exercise / conversion · Disposed 218 · Balance 1,962 F2: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service. |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017 as amended on October 10, 2017.
F2: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service.
POEMA Global Holdings Corp.
Report date January 06, 2021 · Filed January 06, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-06 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-251466) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-251466) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2021 Filed Jun 4, 2021 07:56 UTC | Altair Engineering Inc. ALTR · Entity 81502 | GrantClass A Common Stock | 2,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019144 · form4.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,987 F1 · shares: On June 2, 2021, the Reporting Person was granted 2,987 Class A Common Stock restricted stock units, which will vest on June 2, 2022 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · balance_after: Consists of 4,487 Class A Common Stock restricted stock units that are unvested. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 18:32 UTC | Altair Engineering Inc. ALTR · Entity 81502 | Exercise / conversionStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $5.18 | $0.00 |
DisclosureSEC source: 0000899243-20-031155 · doc4.xml · derivative · entry 3 Hart Richard · CIK 0001635563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Class A Common Stock · 8,000 shares Expires 2027-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable as to 50% of the shares on June 9, 2018 and the remaining shares vested on June 9, 2019. The option is currently fully vested. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 18:32 UTC | Altair Engineering Inc. ALTR · Entity 81502 | SaleClass A Common Stock | 8,000 | $48.98 | $391,800.00 |
DisclosureSEC source: 0000899243-20-031155 · doc4.xml · nonDerivative · entry 2 Hart Richard · CIK 0001635563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.95 to $49.10 per share, inclusive. The reporting person undertakes to provide to Altair Engineering Inc., any security holder of Altair Engineering Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F1 · balance_after: Consists of 4,500 Class A Common Stock restricted stock units that are unvested. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 18:32 UTC | Altair Engineering Inc. ALTR · Entity 81502 | Exercise / conversionClass A Common Stock | 8,000 | $5.18 | $41,440.00 |
DisclosureSEC source: 0000899243-20-031155 · doc4.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Consists of 4,500 Class A Common Stock restricted stock units that are unvested. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 18:43 UTC | Altair Engineering Inc. ALTR · Entity 81502 | GrantClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-014774 · doc4.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F1 · shares: On May 28, 2020, the Reporting Person was granted 3,000 Class A Common Stock restricted stock units, which will vest on May 28, 2021 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · balance_after: Consists of 5,250 Class A Common Stock restricted stock units that are unvested. Read SEC document |
| May 14, 2019 Filed May 16, 2019 13:49 UTC | Altair Engineering Inc. ALTR · Entity 81502 | GrantClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-013684 · doc4.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · shares: On May 14, 2019, the Reporting Person was granted 3,000 Class A Common Stock restricted stock units, which will vest on May 14, 2020. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · balance_after: Consists of 6,000 Class A Common Stock restricted stock units that are unvested. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 16:06 UTC | Altair Engineering Inc. ALTR · Entity 81502 | GrantClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-016979 · doc4.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · shares: On June 14, 2018, the Reporting Person was granted 3,000 Class A Common Stock restricted stock units, which vest in 4 equal annual installments commencing June 14, 2019. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · balance_after: Consists of 3,000 Class A Common Stock restricted stock units that are unvested. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 218 | $0.00 Strike: $53.04 | $0.00 |
DisclosureSEC source: 0001635563-18-000006 · edgardoc.xml · derivative · entry 5 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,962 Underlying: Common Stock · 218 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 157 | $0.00 Strike: $53.04 | $0.00 |
DisclosureSEC source: 0001635563-18-000006 · edgardoc.xml · derivative · entry 4 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,539 Underlying: Common Stock · 157 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 375 | $82.50 | $30,937.50 |
DisclosureSEC source: 0001635563-18-000006 · edgardoc.xml · nonDerivative · entry 3 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662 F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017 as amended on October 10, 2017. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 218 | $53.04 | $11,562.72 |
DisclosureSEC source: 0001635563-18-000006 · edgardoc.xml · nonDerivative · entry 2 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 157 | $53.04 | $8,327.28 |
DisclosureSEC source: 0001635563-18-000006 · edgardoc.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 23:32 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 218 | $0.00 Strike: $53.04 | $0.00 |
DisclosureSEC source: 0001635563-18-000004 · edgardoc.xml · derivative · entry 5 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,180 Underlying: Common Stock · 218 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 23:32 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 157 | $0.00 Strike: $53.04 | $0.00 |
DisclosureSEC source: 0001635563-18-000004 · edgardoc.xml · derivative · entry 4 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,696 Underlying: Common Stock · 157 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 23:32 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 375 | $77.39 | $29,021.25 |
DisclosureSEC source: 0001635563-18-000004 · edgardoc.xml · nonDerivative · entry 3 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662 F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017 as amended on October 10, 2017. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 23:32 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 218 | $53.04 | $11,562.72 |
DisclosureSEC source: 0001635563-18-000004 · edgardoc.xml · nonDerivative · entry 2 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 23:32 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 157 | $53.04 | $8,327.28 |
DisclosureSEC source: 0001635563-18-000004 · edgardoc.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2018 Filed Jan 6, 2018 00:50 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 217 | $0.00 Strike: $53.04 | $0.00 |
DisclosureSEC source: 0001635563-18-000002 · edgardoc.xml · derivative · entry 6 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,398 Underlying: Common Stock · 217 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| January 05, 2018 Filed Jan 6, 2018 00:50 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 157 | $0.00 Strike: $53.04 | $0.00 |
DisclosureSEC source: 0001635563-18-000002 · edgardoc.xml · derivative · entry 5 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,853 Underlying: Common Stock · 157 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| January 05, 2018 Filed Jan 6, 2018 00:50 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 157 | $77.00 | $12,089.00 |
DisclosureSEC source: 0001635563-18-000002 · edgardoc.xml · nonDerivative · entry 4 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662 F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017 as amended on October 10, 2017. Read SEC document |
| January 05, 2018 Filed Jan 6, 2018 00:50 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 157 | $53.04 | $8,327.28 |
DisclosureSEC source: 0001635563-18-000002 · edgardoc.xml · nonDerivative · entry 3 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2018 Filed Jan 6, 2018 00:50 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 217 | $77.00 | $16,709.00 |
DisclosureSEC source: 0001635563-18-000002 · edgardoc.xml · nonDerivative · entry 2 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662 F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017 as amended on October 10, 2017. Read SEC document |
| January 05, 2018 Filed Jan 6, 2018 00:50 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 217 | $53.04 | $11,509.68 |
DisclosureSEC source: 0001635563-18-000002 · edgardoc.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 02:40 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 3,617 | $72.34 | $261,644.38 |
DisclosureSEC source: 0001635563-17-000039 · edgardoc.xml · nonDerivative · entry 2 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662 F2 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017 and amended October 10, 2017. F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $72.04 to $72.72 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 02:40 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 3,949 | $73.60 | $290,647.19 |
DisclosureSEC source: 0001635563-17-000039 · edgardoc.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,279 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 21:09 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 1,068 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001635563-17-000037 · edgardoc.xml · derivative · entry 8 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,032 Underlying: Common Stock · 1,068 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2017, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 21:09 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001635563-17-000037 · edgardoc.xml · derivative · entry 7 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,750 Underlying: Common Stock · 625 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2017, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 21:09 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 812 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001635563-17-000037 · edgardoc.xml · derivative · entry 6 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,938 Underlying: Common Stock · 812 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 13,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 7,993 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2019. Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 21:09 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001635563-17-000037 · edgardoc.xml · derivative · entry 5 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 500 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,000 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 21:09 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 3,312 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001635563-17-000037 · edgardoc.xml · derivative · entry 4 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,563 Underlying: Common Stock · 3,312 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of March 15, 2015 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 21:09 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 499 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001635563-17-000037 · edgardoc.xml · derivative · entry 3 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,502 Underlying: Common Stock · 499 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 13,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 7,993 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2019. F3 · balance_after: The number of shares reported in Column 9 of Table II represents the 2016 Performance Stock Unit ("PSU") and the Total Shareholder Return grants less the number of PSU shares vested as of this Transaction Date. Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 21:09 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001635563-17-000037 · edgardoc.xml · derivative · entry 2 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Common Stock · 750 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,000 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 21:09 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 7,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001635563-17-000037 · edgardoc.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:03 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 436 | $0.00 Strike: $53.04 | $0.00 |
DisclosureSEC source: 0001635563-17-000035 · edgardoc.xml · derivative · entry 5 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,615 Underlying: Common Stock · 436 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:03 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 315 | $0.00 Strike: $53.04 | $0.00 |
DisclosureSEC source: 0001635563-17-000035 · edgardoc.xml · derivative · entry 4 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,010 Underlying: Common Stock · 315 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:03 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 363 | $72.81 | $26,430.07 |
DisclosureSEC source: 0001635563-17-000035 · edgardoc.xml · nonDerivative · entry 3 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662 F2 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017 and amended October 10, 2017. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:03 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 751 | $72.79 | $54,667.62 |
DisclosureSEC source: 0001635563-17-000035 · edgardoc.xml · nonDerivative · entry 2 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,025 F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017 as amended on October 10, 2017. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:03 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 751 | $53.04 | $39,833.04 |
DisclosureSEC source: 0001635563-17-000035 · edgardoc.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 20:21 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 218 | $0.00 Strike: $53.04 | $0.00 |
DisclosureSEC source: 0001635563-17-000033 · edgardoc.xml · derivative · entry 5 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,051 Underlying: Common Stock · 218 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 20:21 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 157 | $0.00 Strike: $53.04 | $0.00 |
DisclosureSEC source: 0001635563-17-000033 · edgardoc.xml · derivative · entry 4 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,325 Underlying: Common Stock · 157 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 20:21 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 375 | $77.40 | $29,025.00 |
DisclosureSEC source: 0001635563-17-000033 · edgardoc.xml · nonDerivative · entry 3 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,025 F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 20:21 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 218 | $53.04 | $11,562.72 |
DisclosureSEC source: 0001635563-17-000033 · edgardoc.xml · nonDerivative · entry 2 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 20:21 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 157 | $53.04 | $8,327.28 |
DisclosureSEC source: 0001635563-17-000033 · edgardoc.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:33 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 133 | $77.82 | $10,350.06 |
DisclosureSEC source: 0001635563-17-000031 · edgardoc.xml · nonDerivative · entry 2 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,025 F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:33 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 3,863 | $77.02 | $297,523.24 |
DisclosureSEC source: 0001635563-17-000031 · edgardoc.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,158 F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017. F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $76.80 to $77.32 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 20:24 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 1,048 | $77.79 | $81,520.25 |
DisclosureSEC source: 0001635563-17-000029 · edgardoc.xml · nonDerivative · entry 2 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,021 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 20:24 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 2,593 | $77.79 | $201,699.62 |
DisclosureSEC source: 0001635563-17-000029 · edgardoc.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,069 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 20:23 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 1,048 | $77.79 | $81,520.25 |
DisclosureSEC source: 0001635563-17-000028 · edgardoc.xml · nonDerivative · entry 2 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,021 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 20:23 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 2,593 | $77.79 | $201,699.62 |
DisclosureSEC source: 0001635563-17-000028 · edgardoc.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,069 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 20:26 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001635563-17-000026 · edgardoc.xml · derivative · entry 7 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 625 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2017, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.