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person · Reporting owner

Horowitz Steven Michael

Disclosed activity across 2 companies

Tapewire entity
138606
SEC CIK
0001644195

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Quotient Technology Inc.QUOT · Entity 109917DirectorJune 03, 2021June 07, 2021
Snap IncSNAP · Entity 3584Vice President of EngineeringDecember 04, 2017December 07, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Quotient Technology Inc.

Report date June 03, 2021 · Filed June 07, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect67,751 Reported balance After 2021-06-03 transaction · row 1
1 source row

Row 1 · 2021-06-03 · Grant · Acquired 15,297 · Balance 67,751

F1: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest upon the earlier of (i) one day prior to the date of the Issuer's annual meeting of stockholders to be held in 2022 or (ii) June 3, 2022. Shares will be delivered to Reporting Person on such vest date.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust325,000 Reported balance Holding disclosure · report date 2021-06-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 325,000

F2: These shares are held by a family trust for which the Reporting Person is a co-trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest upon the earlier of (i) one day prior to the date of the Issuer's annual meeting of stockholders to be held in 2022 or (ii) June 3, 2022. Shares will be delivered to Reporting Person on such vest date.

F2: These shares are held by a family trust for which the Reporting Person is a co-trustee.

Snap Inc

Report date December 04, 2017 · Filed December 07, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect2,170,330 Ending reported balance After 2017-12-05 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2017-12-04 · Conversion · Acquired 50,624 · Balance 2,296,890

F1: Represents shares of Class B Common Stock converted into shares of Class A Common Stock at the option of the reporting person.

Row 2 · 2017-12-04 · Sale · Disposed 101,248 · Balance 2,195,642

F2: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.11 to $13.99 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 3 · 2017-12-05 · Conversion · Acquired 25,312 · Balance 2,220,954

F1: Represents shares of Class B Common Stock converted into shares of Class A Common Stock at the option of the reporting person.

Row 4 · 2017-12-05 · Sale · Disposed 50,624 · Balance 2,170,330

F2: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,185,608 Reported balance After 2017-12-04 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-12-04 · Conversion · Disposed 50,624 · Balance 2,185,608

F1: Represents shares of Class B Common Stock converted into shares of Class A Common Stock at the option of the reporting person.

F4: The Class B Common Stock has no expiration date.

Class B CommonSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,160,296 Reported balance After 2017-12-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-12-05 · Conversion · Disposed 25,312 · Balance 2,160,296

F1: Represents shares of Class B Common Stock converted into shares of Class A Common Stock at the option of the reporting person.

F4: The Class B Common Stock has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class B Common Stock converted into shares of Class A Common Stock at the option of the reporting person.

F2: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.11 to $13.99 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The Class B Common Stock has no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2021 Filed Jun 7, 2021 18:32 UTC Quotient Technology Inc. QUOT · Entity 109917 GrantCommon Stock 15,297 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038746 · doc4.xml · nonDerivative · entry 1

Horowitz Steven Michael · CIK 0001644195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,751

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest upon the earlier of (i) one day prior to the date of the Issuer's annual meeting of stockholders to be held in 2022 or (ii) June 3, 2022. Shares will be delivered to Reporting Person on such vest date.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 17:40 UTC Quotient Technology Inc. QUOT · Entity 109917 GrantCommon Stock 22,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034748 · doc4.xml · nonDerivative · entry 1

Horowitz Steven Michael · CIK 0001644195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,454

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest upon the earlier of (i) one day prior to the date of the Issuer's annual meeting of stockholders to be held in 2021 or (ii) June 3, 2021. Shares will be delivered to Reporting Person on such vest date.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 17:16 UTC Quotient Technology Inc. QUOT · Entity 109917 GrantCommon Stock 16,619 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034420 · doc4.xml · nonDerivative · entry 2

Horowitz Steven Michael · CIK 0001644195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,727

F2 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest upon the earlier of (i) one day prior to the date of the Issuer's annual meeting of stockholders to be held in 2020 or (ii) June 3, 2020. Shares will be delivered to Reporting Person on such vest date.

Read SEC document
June 02, 2019 Filed Jun 4, 2019 17:16 UTC Quotient Technology Inc. QUOT · Entity 109917 Exercise / conversionRestricted Stock Units · Derivative 13,108 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034420 · doc4.xml · derivative · entry 4

Horowitz Steven Michael · CIK 0001644195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 100% of the shares subject to the Restricted Stock Units vested on June 2, 2019.

F4 · derivative.expiration_date: 100% of the shares subject to the Restricted Stock Units vested on June 2, 2019.

Read SEC document
June 02, 2019 Filed Jun 4, 2019 17:16 UTC Quotient Technology Inc. QUOT · Entity 109917 Exercise / conversionCommon Stock 13,108 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-034420 · doc4.xml · nonDerivative · entry 1

Horowitz Steven Michael · CIK 0001644195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 18:14 UTC Quotient Technology Inc. QUOT · Entity 109917 GrantRestricted Stock Unit · Derivative 13,108 $0.00 $0.00
Disclosure

SEC source: 0001033325-18-000003 · primary_doc.xml · derivative · entry 1

Horowitz Steven Michael · CIK 0001644195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,108

Underlying: Common Stock · 13,108 shares

Expires not disclosed

F1 · derivative.exercise_price: The par value of QUOT common stock is $0.00001 per share.

F2 · derivative.exercise_date: Subject to Reporting Person's continued service to the Issuer, 100% of the shares subject to the restricted stock unit will become vested on the earlier of (i) one day prior to the date of the Issuer's annual meeting of stockholders to be held in 2019 or (ii) June 5, 2019. Shares will be delivered to Reporting Person on such vest date.

F2 · derivative.expiration_date: Subject to Reporting Person's continued service to the Issuer, 100% of the shares subject to the restricted stock unit will become vested on the earlier of (i) one day prior to the date of the Issuer's annual meeting of stockholders to be held in 2019 or (ii) June 5, 2019. Shares will be delivered to Reporting Person on such vest date.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 19:22 UTC Quotient Technology Inc. QUOT · Entity 109917 GiftCommon Stock 18,700 $0.00 $0.00
Disclosure

SEC source: 0001644195-18-000001 · primary_doc.xml · nonDerivative · entry 2

Horowitz Steven Michael · CIK 0001644195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 325,000

F2 · ownership.nature: These shares are held by a family trust for which the reporting person is a co-trustee.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 19:22 UTC Quotient Technology Inc. QUOT · Entity 109917 SaleCommon Stock 56,300 $13.18 $741,769.39
Disclosure

SEC source: 0001644195-18-000001 · primary_doc.xml · nonDerivative · entry 1

Horowitz Steven Michael · CIK 0001644195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 343,700

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.375, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These shares are held by a family trust for which the reporting person is a co-trustee.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 02:31 UTC Snap Inc SNAP · Entity 3584 ConversionClass B Common · Derivative 25,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064304 · doc4.xml · derivative · entry 6

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,160,296

Underlying: Class A Common Stock · 25,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of Class B Common Stock converted into shares of Class A Common Stock at the option of the reporting person.

F4 · derivative.exercise_date: The Class B Common Stock has no expiration date.

F4 · derivative.expiration_date: The Class B Common Stock has no expiration date.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 02:31 UTC Snap Inc SNAP · Entity 3584 SaleClass A Common Stock 50,624 $15.00 $759,360.00
Disclosure

SEC source: 0001209191-17-064304 · doc4.xml · nonDerivative · entry 4

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,170,330

F2 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 02:31 UTC Snap Inc SNAP · Entity 3584 ConversionClass A Common Stock 25,312 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064304 · doc4.xml · nonDerivative · entry 3

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,220,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of Class B Common Stock converted into shares of Class A Common Stock at the option of the reporting person.

Read SEC document
December 04, 2017 Filed Dec 7, 2017 02:31 UTC Snap Inc SNAP · Entity 3584 ConversionClass B Common Stock · Derivative 50,624 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064304 · doc4.xml · derivative · entry 5

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,185,608

Underlying: Class A Common Stock · 50,624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of Class B Common Stock converted into shares of Class A Common Stock at the option of the reporting person.

F4 · derivative.exercise_date: The Class B Common Stock has no expiration date.

F4 · derivative.expiration_date: The Class B Common Stock has no expiration date.

Read SEC document
December 04, 2017 Filed Dec 7, 2017 02:31 UTC Snap Inc SNAP · Entity 3584 SaleClass A Common Stock 101,248 $13.60 $1,376,679.18
Disclosure

SEC source: 0001209191-17-064304 · doc4.xml · nonDerivative · entry 2

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,195,642

F2 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.11 to $13.99 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 04, 2017 Filed Dec 7, 2017 02:31 UTC Snap Inc SNAP · Entity 3584 ConversionClass A Common Stock 50,624 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064304 · doc4.xml · nonDerivative · entry 1

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of Class B Common Stock converted into shares of Class A Common Stock at the option of the reporting person.

Read SEC document
November 16, 2017 Filed Nov 21, 2017 02:31 UTC Snap Inc SNAP · Entity 3584 ConversionClass B Common Stock · Derivative 143,166 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061914 · doc4.xml · derivative · entry 3

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,236,232

Underlying: Class A Common Stock · 143,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of Class B Common Stock converted into shares of Class A Common Stock at the option of the reporting person.

F4 · shares: Represents the settlement and release of RSUs granted by the issuer to the reporting person which were subsequently converted to Class A Common Stock and sold to cover tax withholding obligations. Each RSU represents a contingent right to receive one share of issuer's Class B Common Stock.

F5 · derivative.exercise_date: As reported on a Form 3 filed on March 1, 2017, the reporting person was granted 3,192,207 RSUs, of which 10% vest once the reporting person completes 12 months of continuous service from January 26, 2015; 20% vest in equal quarterly installments during the second 12-month period of reporting person's continuous service; 30% vest in equal quarterly installments during the third 12-month period of reporting person's continuous service; and 40% vest in equal quarterly installments during the fourth 12-month period of reporting person's continuous service.

F6 · derivative.expiration_date: The Class B Common Stock has no expiration date.

Read SEC document
November 16, 2017 Filed Nov 21, 2017 02:31 UTC Snap Inc SNAP · Entity 3584 SaleClass A Common Stock 286,332 $12.54 $3,590,145.15
Disclosure

SEC source: 0001209191-17-061914 · doc4.xml · nonDerivative · entry 2

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,246,266

F2 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the settlement and release of restricted stock units ("RSUs") granted by the issuer to the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.38 to $12.67 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 16, 2017 Filed Nov 21, 2017 02:31 UTC Snap Inc SNAP · Entity 3584 ConversionClass A Common Stock 143,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061914 · doc4.xml · nonDerivative · entry 1

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,532,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of Class B Common Stock converted into shares of Class A Common Stock at the option of the reporting person.

Read SEC document
November 02, 2017 Filed Nov 4, 2017 01:33 UTC Snap Inc SNAP · Entity 3584 ConversionClass B Common Stock · Derivative 50,623 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059342 · doc4.xml · derivative · entry 3

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,379,398

Underlying: Class A Common Stock · 50,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of Class B Common Stock converted into shares of Class A Common Stock at the option of the reporting person.

F5 · derivative.exercise_date: The Class B Common Stock has no expiration date.

F5 · derivative.expiration_date: The Class B Common Stock has no expiration date.

F4 · balance_after: On August 18, 2017, the reporting person filed a Form 4 which reported the disposition of 50,624 shares of the Issuer's Class A Common Stock. Prior to the disposition, the reporting person converted 25,312 shares of Class B Common Stock into 25,312 shares of Class A Common Stock. In addition, on August 25, 2017, the reporting person filed a Form 4 which reported the disposition of 50,624 shares of the Issuer's Class A Common Stock. Prior to the disposition, the reporting person converted 25,312 shares of Class B Common Stock into 25,312 shares of Class A Common Stock. This Form 4 corrects the amount of securities beneficially owned by the reporting person following the reported transactions.

Read SEC document
November 02, 2017 Filed Nov 4, 2017 01:33 UTC Snap Inc SNAP · Entity 3584 SaleClass A Common Stock 101,246 $14.60 $1,478,454.84
Disclosure

SEC source: 0001209191-17-059342 · doc4.xml · nonDerivative · entry 2

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,389,432

F2 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.41 to $14.84 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: On August 18, 2017, the reporting person filed a Form 4 which reported the disposition of 50,624 shares of the Issuer's Class A Common Stock. Prior to the disposition, the reporting person converted 25,312 shares of Class B Common Stock into 25,312 shares of Class A Common Stock. In addition, on August 25, 2017, the reporting person filed a Form 4 which reported the disposition of 50,624 shares of the Issuer's Class A Common Stock. Prior to the disposition, the reporting person converted 25,312 shares of Class B Common Stock into 25,312 shares of Class A Common Stock. This Form 4 corrects the amount of securities beneficially owned by the reporting person following the reported transactions.

Read SEC document
November 02, 2017 Filed Nov 4, 2017 01:33 UTC Snap Inc SNAP · Entity 3584 ConversionClass A Common Stock 50,623 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059342 · doc4.xml · nonDerivative · entry 1

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,490,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of Class B Common Stock converted into shares of Class A Common Stock at the option of the reporting person.

Read SEC document
August 23, 2017 Filed Aug 26, 2017 01:33 UTC Snap Inc SNAP · Entity 3584 SaleClass A Common Stock 50,624 $15.00 $759,360.00
Disclosure

SEC source: 0001209191-17-050350 · doc4.xml · nonDerivative · entry 1

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,389,431

F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
August 16, 2017 Filed Aug 19, 2017 00:02 UTC Snap Inc SNAP · Entity 3584 SaleClass A Common Stock 50,624 $13.04 $660,136.96
Disclosure

SEC source: 0001209191-17-049670 · doc4.xml · nonDerivative · entry 1

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,440,055

F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.49 to $13.24 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 29, 2017 Filed Aug 1, 2017 23:11 UTC Snap Inc SNAP · Entity 3584 Tax withholdingClass B Common Stock · Derivative 315,463 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-046980 · doc4.xml · derivative · entry 2

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,480,645

Underlying: Class B Common Stock · 315,463 shares

Expires not disclosed

F1 · shares: Represents shares that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units ("RSUs") previously reported, and does not represent a sale by the reporting person. The shares were withheld on July 29, 2017, based on a price of $13.81 per share.

F1 · derivative.exercise_date: Represents shares that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units ("RSUs") previously reported, and does not represent a sale by the reporting person. The shares were withheld on July 29, 2017, based on a price of $13.81 per share.

F2 · derivative.expiration_date: The Class B Common Stock has no expiration date.

Read SEC document
July 29, 2017 Filed Aug 1, 2017 23:11 UTC Snap Inc SNAP · Entity 3584 Tax withholdingClass A Common Stock 315,463 $13.81 $4,356,544.03
Disclosure

SEC source: 0001209191-17-046980 · doc4.xml · nonDerivative · entry 1

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,490,679

F1 · shares: Represents shares that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units ("RSUs") previously reported, and does not represent a sale by the reporting person. The shares were withheld on July 29, 2017, based on a price of $13.81 per share.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 18:16 UTC Quotient Technology Inc. QUOT · Entity 109917 GrantStock Option (Right to Buy) · Derivative 12,931 $0.00 Strike: $11.60 $0.00
Disclosure

SEC source: 0001033325-17-000006 · primary_doc.xml · derivative · entry 1

Horowitz Steven Michael · CIK 0001644195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,931

Underlying: Common Stock · 12,931 shares

Expires 2027-06-04

F1 · derivative.exercise_date: Subject to Reporting Person's continued service to the Issuer, 100% of the shares subject to the option shall vest and become exercisable upon the earlier of (i) one day prior to the date of the Issuer's annual meeting of stockholders to be held in 2018 or (ii) one year from the date of grant.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 02:32 UTC Snap Inc SNAP · Entity 3584 Tax withholdingClass B Common Stock · Derivative 396,099 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018101 · doc4.xml · derivative · entry 2

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,796,108

Underlying: Class B Common Stock · 396,099 shares

Expires not disclosed

F1 · shares: Represents shares that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units ("RSUs"), previously reported on a Form 3 filed on March 1, 2017, and does not represent a sale by the reporting person. The shares were withheld upon the effectiveness, on March 1, 2017, of the issuer's registration statement on Form S-1 (File No. 333-215866) under the Securities Act of 1933, as amended, for the initial public offering of its Class A Common Stock, based on a price of $17.00 per share, which represented the initial public offering price of the issuer's Class A Common Stock.

F1 · derivative.exercise_date: Represents shares that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units ("RSUs"), previously reported on a Form 3 filed on March 1, 2017, and does not represent a sale by the reporting person. The shares were withheld upon the effectiveness, on March 1, 2017, of the issuer's registration statement on Form S-1 (File No. 333-215866) under the Securities Act of 1933, as amended, for the initial public offering of its Class A Common Stock, based on a price of $17.00 per share, which represented the initial public offering price of the issuer's Class A Common Stock.

F2 · derivative.expiration_date: The Class B Common Stock has no expiration date.

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March 01, 2017 Filed Mar 4, 2017 02:32 UTC Snap Inc SNAP · Entity 3584 Tax withholdingClass A Common Stock 404,437 $17.00 $6,875,429.00
Disclosure

SEC source: 0001209191-17-018101 · doc4.xml · nonDerivative · entry 1

Horowitz Steven Michael · CIK 0001644195 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,806,142

F1 · shares: Represents shares that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units ("RSUs"), previously reported on a Form 3 filed on March 1, 2017, and does not represent a sale by the reporting person. The shares were withheld upon the effectiveness, on March 1, 2017, of the issuer's registration statement on Form S-1 (File No. 333-215866) under the Securities Act of 1933, as amended, for the initial public offering of its Class A Common Stock, based on a price of $17.00 per share, which represented the initial public offering price of the issuer's Class A Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.