Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIVEPERSON INCLPSN · Entity 7365 | Director | August 29, 2017 | August 31, 2017 |
| MICROSOFT CORPMSFT · Entity 1016 | Senior Vice President | June 09, 2005 | June 15, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIVEPERSON INC
Report date August 29, 2017 · Filed August 31, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-08-29 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-08-29 · Exercise / conversion · Acquired 35,000 · Balance 35,000 Row 2 · 2017-08-29 · Sale · Disposed 35,000 · Balance 0 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.1 to $13.025, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2017-08-29 · Exercise / conversion · Acquired 15,000 · Balance 15,000 Row 4 · 2017-08-29 · Sale · Disposed 15,000 · Balance 0 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.1 to $13.025, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.91 · Expires 2021-04-12 | Direct | 0 |
Reported balance
After 2017-08-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-08-29 · Exercise / conversion · Disposed 35,000 · Balance 0 F2: The option is fully vested and currently exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.96 · Expires 2021-06-16 | Direct | 0 |
Reported balance
After 2017-08-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-08-29 · Exercise / conversion · Disposed 15,000 · Balance 0 F2: The option is fully vested and currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.1 to $13.025, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The option is fully vested and currently exercisable.
MICROSOFT CORP
Report date June 09, 2005 · Filed June 15, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,185 |
Reported balance
After 2005-06-09 transaction · row 1
1 source rowRow 1 · 2005-06-09 · Gift · Disposed 193 · Balance 44,185 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 2,456 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,456 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 2,456 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,456 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 10,586 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,586 F1: 401(k) balance as of May 31, 2005 |
Filing footnotes · ownership attribution and instrument terms
F1: 401(k) balance as of May 31, 2005
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2003 Filed Dec 12, 2003 19:32 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherEmployee Stock Option (Right to Buy) · Derivative | 12,000 | $0.42 Strike: $42.91 | $4,984.80 |
DisclosureSEC source: 0001193123-03-000004 · edgar.xml · derivative · entry 5 VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2006-07-30 F2 · derivative.exercise_price: This option was previously reported as covering 6,000 shares with an exercise price of $85.8125 per share, but is adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F3 · kind: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F2 · shares: This option was previously reported as covering 6,000 shares with an exercise price of $85.8125 per share, but is adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F3 · price: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F4 · derivative.exercise_date: The option vests over 4-1/2 years at the rate of 12.5% after 12 months from date of grant and then at the rate of 12.5% each 6 months thereafter. F2 · derivative.underlying_shares: This option was previously reported as covering 6,000 shares with an exercise price of $85.8125 per share, but is adjusted to reflect a 2-for-1 stock split effective February 14, 2003. Read SEC document |
| October 29, 2003 Filed Oct 30, 2003 17:16 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001193123-03-000003 · edgar.xml · derivative · entry 7 VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,000 Underlying: Common Stock · 75,000 shares Expires 2005-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This option was previously reported as covering 346,800 shares at $11.31 per share, but is adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F1 · shares: This option was previously reported as covering 346,800 shares at $11.31 per share, but is adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F1 · derivative.underlying_shares: This option was previously reported as covering 346,800 shares at $11.31 per share, but is adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F1 · balance_after: This option was previously reported as covering 346,800 shares at $11.31 per share, but is adjusted to reflect a 2-for-1 stock split effective February 14, 2003. Read SEC document |
| October 29, 2003 Filed Oct 30, 2003 17:16 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 19,945 | $26.91 | $536,719.95 |
DisclosureSEC source: 0001193123-03-000003 · edgar.xml · nonDerivative · entry 3 VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,700 Read SEC document |
| October 29, 2003 Filed Oct 30, 2003 17:16 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 55,055 | $26.90 | $1,480,979.50 |
DisclosureSEC source: 0001193123-03-000003 · edgar.xml · nonDerivative · entry 2 VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,645 Read SEC document |
| October 29, 2003 Filed Oct 30, 2003 17:16 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 75,000 | $5.66 | $424,222.50 |
DisclosureSEC source: 0001193123-03-000003 · edgar.xml · nonDerivative · entry 1 VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2003 Filed Aug 13, 2004 23:25 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantPerformance Rights · Derivative | 66,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193123-04-000011 · edgar.xml · derivative · entry 5 VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Underlying: Common Stock · 66,000 shares Expires 2008-08-31 F3 · derivative.exercise_price: 1-for-1 F4 · shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F5 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date. F4 · derivative.underlying_shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F4 · balance_after: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. Read SEC document |
| August 15, 2003 Filed Aug 15, 2003 22:43 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 1,323 | $25.49 | $33,723.27 |
DisclosureSEC source: 0001193123-03-000002 · edgar.xml · nonDerivative · entry 2 VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,700 Read SEC document |
| July 31, 2003 Filed Aug 15, 2003 22:43 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 477 | $26.41 | $12,597.57 |
DisclosureSEC source: 0001193123-03-000002 · edgar.xml · nonDerivative · entry 1 VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,023 Read SEC document |
| July 31, 2002 Filed Aug 8, 2003 23:35 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193123-03-000001 · edgar.xml · nonDerivative · entry 1 VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 F1 · shares: Represents vesting stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F2 · balance_after: Includes 32 shares acquired on March 7, 2003 under the Microsoft dividend reinvestment plan and 930 shares acquired on June 30, 2003 under the Microsoft employee stock purchase plan. F3 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003. Read SEC document |
| July 31, 2002 Filed Aug 31, 2004 23:06 UTC Amendment | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001116726-04-000006 · edgar.xml · nonDerivative · entry 1 VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,468 F1 · shares: Represents vesting stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F2 · balance_after: Includes 930 shares acquired on June 30, 2003 under the Microsoft employee stock purchase plan. F3 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.