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Brodsky James A

Disclosed activity across 1 company

Tapewire entity
138433
SEC CIK
0001292242

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MFA FINANCIAL, INC.MFA · Entity 5045DirectorJune 08, 2021June 10, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MFA FINANCIAL, INC.

Report date June 08, 2021 · Filed June 10, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-01-15Direct181,206 Reported balance After 2021-06-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-06-08 · Grant · Acquired 31,915 · Balance 181,206

F1: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.

F2: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.

F2: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2021 Filed Jun 10, 2021 22:38 UTC MFA FINANCIAL, INC. MFA · Entity 5045 GrantRestricted Stock Units · Derivative 31,915 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-079596 · tm2119417-1_4seq1.xml · derivative · entry 1

Brodsky James A · CIK 0001292242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,206

Underlying: Common Stock · 31,915 shares

Expires 2027-01-15

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2027.

F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2027.

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July 09, 2020 Filed Jul 10, 2020 20:30 UTC MFA FINANCIAL, INC. MFA · Entity 5045 GrantRestricted Stock Units · Derivative 64,655 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-082752 · a4.xml · derivative · entry 1

Brodsky James A · CIK 0001292242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,291

Underlying: Common Stock · 64,655 shares

Expires 2026-01-15

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2026.

F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2026.

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May 23, 2019 Filed May 28, 2019 18:54 UTC MFA FINANCIAL, INC. MFA · Entity 5045 GrantRestricted Stock Units · Derivative 20,604 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-032012 · a4.xml · derivative · entry 1

Brodsky James A · CIK 0001292242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,636

Underlying: Common Stock · 20,604 shares

Expires 2025-01-15

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2025.

F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2025.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 15:15 UTC MFA FINANCIAL, INC. MFA · Entity 5045 Exercise / conversionPhantom Shares · Derivative 8,206 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-040088 · a4.xml · derivative · entry 2

Brodsky James A · CIK 0001292242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,032

Underlying: Common Stock · 8,206 shares

Expires 2018-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2013. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

F2 · kind: Settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2013. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

F2 · price: Settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2013. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 15:15 UTC MFA FINANCIAL, INC. MFA · Entity 5045 Exercise / conversionCommon Stock 8,206 $7.74 $63,514.44
Disclosure

SEC source: 0001104659-18-040088 · a4.xml · nonDerivative · entry 1

Brodsky James A · CIK 0001292242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares acquired pursuant to the settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2013.

Read SEC document
May 24, 2018 Filed May 29, 2018 15:01 UTC MFA FINANCIAL, INC. MFA · Entity 5045 GrantRestricted Stock Units · Derivative 19,481 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-036222 · a4.xml · derivative · entry 1

Brodsky James A · CIK 0001292242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,238

Underlying: Common Stock · 19,481 shares

Expires 2024-01-15

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2024.

F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2024.

Read SEC document
May 25, 2017 Filed May 30, 2017 16:42 UTC MFA FINANCIAL, INC. MFA · Entity 5045 GrantRestricted Stock Units · Derivative 18,051 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-036005 · a4.xml · derivative · entry 1

Brodsky James A · CIK 0001292242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,757

Underlying: Common Stock · 18,051 shares

Expires 2022-01-15

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2022.

F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.