Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NICOLET BANKSHARES INCNCBS · Entity 4136 | Controller | May 13, 2021 | June 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NICOLET BANKSHARES INC
Report date May 13, 2021 · Filed June 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.67 · Expires 2031-05-13 | Direct | 10,000 |
Reported balance
After 2021-05-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-05-13 · Grant · Acquired 10,000 · Balance 10,000 F2: The nonqualified options vest in five annual installments of 2,000 shares on May 13 of each year, beginning on May 13, 2022 and will fully vest on May 13, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 143 |
Reported balance
Holding disclosure · report date 2021-05-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 143 F1: Shares acquired under the Employee Stock Purchase Plan since the reporting person's last Form 4 filing on May 18, 2017. The reporting person owns a total of 143 shares in the Employee Stock Purchase Plan as of the date of this report. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 134 |
Reported balance
Holding disclosure · report date 2021-05-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 134 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired under the Employee Stock Purchase Plan since the reporting person's last Form 4 filing on May 18, 2017. The reporting person owns a total of 143 shares in the Employee Stock Purchase Plan as of the date of this report.
F2: The nonqualified options vest in five annual installments of 2,000 shares on May 13 of each year, beginning on May 13, 2022 and will fully vest on May 13, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2021 Filed Jun 10, 2021 15:08 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $78.67 Strike: $78.67 | $786,700.00 |
DisclosureSEC source: 0001127602-21-019573 · form4.xml · derivative · entry 3 Lambrecht Marc Thomas · CIK 0001666797 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2031-05-13 F2 · derivative.exercise_date: The nonqualified options vest in five annual installments of 2,000 shares on May 13 of each year, beginning on May 13, 2022 and will fully vest on May 13, 2026. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:11 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantStock Option (Right to Buy) · Derivative | 2,500 | $48.85 Strike: $48.85 | $122,125.00 |
DisclosureSEC source: 0001127602-17-018698 · form4.xml · derivative · entry 1 Lambrecht Marc Thomas · CIK 0001666797 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2027-05-16 F1 · derivative.exercise_date: The nonqualified options vest in five annual installments of 500 shares annually on May 16 of each year, beginning on May 16, 2018 and fully vest on May 16, 2022. Read SEC document |
| September 20, 2016 Filed Dec 27, 2016 21:06 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantStock Option (Right to Buy) · Derivative | 7,500 | $37.18 Strike: $37.18 | $278,850.00 |
DisclosureSEC source: 0001127602-16-070933 · form4.xml · derivative · entry 1 Lambrecht Marc Thomas · CIK 0001666797 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2026-09-20 F1 · derivative.exercise_date: The nonqualified options vest in five annual installments of 1,500 shares annually on September 20 of each year, beginning on September 20, 2017 and fully vesting on September 20, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.