Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ICONIX BRAND GROUP, INC.ICON · Entity 136609 | EVP & CFO | March 29, 2018 | April 02, 2018 |
| Vroom, Inc.VRM · Entity 7212 | Chief Financial Officer | June 08, 2021 | June 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ICONIX BRAND GROUP, INC.
Report date March 29, 2018 · Filed April 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,003 |
Ending reported balance
After 2018-03-29 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-03-29 · Grant · Acquired 4,562 · Balance 85,307 F1: These represent shares underlying Performance Stock Units ("PSUs") that were granted to the reporting person pursuant to the terms of his employment agreement with the issuer and a related PSU Agreement. On March 29, 2018 these shares were determined to have been earned and they vested on such date. Row 2 · 2018-03-29 · Tax withholding · Disposed 1,550 · Balance 83,757 F2: Represents surrender of shares to the issuer in payment of tax liability incident to the vesting of PSUs. Row 3 · 2018-03-29 · Tax withholding · Disposed 6,754 · Balance 77,003 F3: Represents surrender of shares in the amount of 3,742 and 3,012, respectively, to the issuer in payment of tax liability incident to the vesting of two separate grants of restricted stock. |
Filing footnotes · ownership attribution and instrument terms
F1: These represent shares underlying Performance Stock Units ("PSUs") that were granted to the reporting person pursuant to the terms of his employment agreement with the issuer and a related PSU Agreement. On March 29, 2018 these shares were determined to have been earned and they vested on such date.
F2: Represents surrender of shares to the issuer in payment of tax liability incident to the vesting of PSUs.
F3: Represents surrender of shares in the amount of 3,742 and 3,012, respectively, to the issuer in payment of tax liability incident to the vesting of two separate grants of restricted stock.
Vroom, Inc.
Report date June 08, 2021 · Filed June 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,813 |
Ending reported balance
After 2021-06-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-06-08 · Exercise / conversion · Acquired 25,000 · Balance 74,813 Row 2 · 2021-06-08 · Sale · Disposed 25,000 · Balance 49,813 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.02 to $44.01. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.21 · Expires 2029-02-06 | Direct | 200,000 |
Reported balance
After 2021-06-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-06-08 · Exercise / conversion · Disposed 25,000 · Balance 200,000 F3: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.02 to $44.01. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2021 Filed Jun 10, 2021 16:14 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-004178 · primarydocument.xml · derivative · entry 3 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 25,000 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 16:14 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 25,000 | $43.38 | $1,084,502.50 |
DisclosureSEC source: 0001562180-21-004178 · primarydocument.xml · nonDerivative · entry 2 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,813 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.02 to $44.01. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 16:14 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 25,000 | $4.21 | $105,250.00 |
DisclosureSEC source: 0001562180-21-004178 · primarydocument.xml · nonDerivative · entry 1 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 11, 2021 17:02 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-003399 · primarydocument.xml · derivative · entry 6 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 25,000 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021. Read SEC document |
| May 07, 2021 Filed May 11, 2021 17:02 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 4,238 | $43.44 | $184,084.73 |
DisclosureSEC source: 0001562180-21-003399 · primarydocument.xml · nonDerivative · entry 5 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,813 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.10 to $43.92. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 07, 2021 Filed May 11, 2021 17:02 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 4,888 | $42.69 | $208,650.15 |
DisclosureSEC source: 0001562180-21-003399 · primarydocument.xml · nonDerivative · entry 4 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,051 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.10 to $43.09. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 07, 2021 Filed May 11, 2021 17:02 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 4,130 | $41.30 | $170,583.46 |
DisclosureSEC source: 0001562180-21-003399 · primarydocument.xml · nonDerivative · entry 3 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,939 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.92 to $41.89 The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 07, 2021 Filed May 11, 2021 17:02 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 11,744 | $40.35 | $473,831.64 |
DisclosureSEC source: 0001562180-21-003399 · primarydocument.xml · nonDerivative · entry 2 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,069 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.89 to $40.87. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 07, 2021 Filed May 11, 2021 17:02 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 25,000 | $4.21 | $105,250.00 |
DisclosureSEC source: 0001562180-21-003399 · primarydocument.xml · nonDerivative · entry 1 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 17:34 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-002804 · primarydocument.xml · derivative · entry 3 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 15,000 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 17:34 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 15,000 | $40.11 | $601,630.50 |
DisclosureSEC source: 0001562180-21-002804 · primarydocument.xml · nonDerivative · entry 2 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,813 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.31. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 17:34 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 15,000 | $4.21 | $63,150.00 |
DisclosureSEC source: 0001562180-21-002804 · primarydocument.xml · nonDerivative · entry 1 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 17:36 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-002776 · primarydocument.xml · derivative · entry 4 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,000 Underlying: Common Stock · 10,000 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 17:36 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 1,000 | $39.28 | $39,280.00 |
DisclosureSEC source: 0001562180-21-002776 · primarydocument.xml · nonDerivative · entry 3 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,813 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.14 to $39.58. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 17:36 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 9,000 | $38.61 | $347,490.90 |
DisclosureSEC source: 0001562180-21-002776 · primarydocument.xml · nonDerivative · entry 2 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,813 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.13 to $39.12. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 17:36 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 10,000 | $4.21 | $42,100.00 |
DisclosureSEC source: 0001562180-21-002776 · primarydocument.xml · nonDerivative · entry 1 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 17:02 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-002742 · primarydocument.xml · derivative · entry 3 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 15,000 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 17:02 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 15,000 | $40.19 | $602,883.00 |
DisclosureSEC source: 0001562180-21-002742 · primarydocument.xml · nonDerivative · entry 2 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,813 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.50. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 17:02 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 15,000 | $4.21 | $63,150.00 |
DisclosureSEC source: 0001562180-21-002742 · primarydocument.xml · nonDerivative · entry 1 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 17:56 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-002150 · primarydocument.xml · derivative · entry 4 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,000 Underlying: Common Stock · 10,000 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 17:56 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 10,000 | $31.39 | $313,900.00 |
DisclosureSEC source: 0001562180-21-002150 · primarydocument.xml · nonDerivative · entry 3 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,813 F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 17:56 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 10,000 | $4.21 | $42,100.00 |
DisclosureSEC source: 0001562180-21-002150 · primarydocument.xml · nonDerivative · entry 2 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 17:56 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 13,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002150 · primarydocument.xml · nonDerivative · entry 1 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,813 F1 · shares: Represents an award of restricted stock units that vest in full on March 8, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| February 10, 2021 Filed Feb 10, 2021 18:13 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,895 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-001060 · primarydocument.xml · derivative · entry 11 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 9,895 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021. Read SEC document |
| February 10, 2021 Filed Feb 10, 2021 18:13 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 9,895 | $50.03 | $495,031.02 |
DisclosureSEC source: 0001562180-21-001060 · primarydocument.xml · nonDerivative · entry 8 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,778 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.33. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 10, 2021 Filed Feb 10, 2021 18:13 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 9,895 | $4.21 | $41,657.95 |
DisclosureSEC source: 0001562180-21-001060 · primarydocument.xml · nonDerivative · entry 7 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 18:13 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,105 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-001060 · primarydocument.xml · derivative · entry 10 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,895 Underlying: Common Stock · 15,105 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 18:13 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 15,105 | $50.00 | $755,289.27 |
DisclosureSEC source: 0001562180-21-001060 · primarydocument.xml · nonDerivative · entry 6 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,778 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.05. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 18:13 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 15,105 | $4.21 | $63,592.05 |
DisclosureSEC source: 0001562180-21-001060 · primarydocument.xml · nonDerivative · entry 5 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:13 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-001060 · primarydocument.xml · derivative · entry 9 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,000 Underlying: Common Stock · 25,000 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:13 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 6,508 | $49.49 | $322,080.92 |
DisclosureSEC source: 0001562180-21-001060 · primarydocument.xml · nonDerivative · entry 4 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,778 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.20 to $49.70. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:13 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 14,535 | $48.77 | $708,871.95 |
DisclosureSEC source: 0001562180-21-001060 · primarydocument.xml · nonDerivative · entry 3 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,286 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.20 to $49.19. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:13 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 3,957 | $47.62 | $188,432.34 |
DisclosureSEC source: 0001562180-21-001060 · primarydocument.xml · nonDerivative · entry 2 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,821 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.18 to $48.16. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:13 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 25,000 | $4.21 | $105,250.00 |
DisclosureSEC source: 0001562180-21-001060 · primarydocument.xml · nonDerivative · entry 1 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 16:54 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-000286 · primarydocument.xml · derivative · entry 4 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 25,000 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 16:54 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 1,961 | $42.16 | $82,683.60 |
DisclosureSEC source: 0001562180-21-000286 · primarydocument.xml · nonDerivative · entry 3 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,778 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.04 to $42.34. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 16:54 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 23,039 | $41.49 | $955,934.19 |
DisclosureSEC source: 0001562180-21-000286 · primarydocument.xml · nonDerivative · entry 2 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,739 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.03 to $42.02. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 16:54 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 25,000 | $4.21 | $105,250.00 |
DisclosureSEC source: 0001562180-21-000286 · primarydocument.xml · nonDerivative · entry 1 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 16:57 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-20-007434 · primarydocument.xml · derivative · entry 3 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 15,000 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 16:57 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 15,000 | $40.00 | $600,000.00 |
DisclosureSEC source: 0001562180-20-007434 · primarydocument.xml · nonDerivative · entry 2 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,778 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 16:57 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 15,000 | $4.21 | $63,150.00 |
DisclosureSEC source: 0001562180-20-007434 · primarydocument.xml · nonDerivative · entry 1 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 17:17 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Options (Right to buy) · Derivative | 10,000 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-20-007131 · primarydocument.xml · derivative · entry 3 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,000 Underlying: Common Stock · 10,000 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The securities reported herein, as well as the exercise price of the stock option, have been adjusted to reflect a 2-for-1 forward stock split of the Issuer's common stock that occurred on June 11, 2020. F4 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021. F1 · balance_after: The securities reported herein, as well as the exercise price of the stock option, have been adjusted to reflect a 2-for-1 forward stock split of the Issuer's common stock that occurred on June 11, 2020. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 17:17 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 10,000 | $34.92 | $349,232.00 |
DisclosureSEC source: 0001562180-20-007131 · primarydocument.xml · nonDerivative · entry 2 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,778 F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.35 to $36.51. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 17:17 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 10,000 | $4.21 | $42,100.00 |
DisclosureSEC source: 0001562180-20-007131 · primarydocument.xml · nonDerivative · entry 1 Jones David K. · CIK 0001520241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The securities reported herein, as well as the exercise price of the stock option, have been adjusted to reflect a 2-for-1 forward stock split of the Issuer's common stock that occurred on June 11, 2020. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:03 UTC | ICONIX BRAND GROUP, INC. ICON · Entity 136609 | Tax withholdingCommon Stock | 6,754 | $1.11 | $7,496.94 |
DisclosureSEC source: 0001144204-18-018767 · tv490000_form4.xml · nonDerivative · entry 3 Jones David K. · CIK 0001520241 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,003 F3 · kind: Represents surrender of shares in the amount of 3,742 and 3,012, respectively, to the issuer in payment of tax liability incident to the vesting of two separate grants of restricted stock. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:03 UTC | ICONIX BRAND GROUP, INC. ICON · Entity 136609 | Tax withholdingCommon Stock | 1,550 | $1.11 | $1,720.50 |
DisclosureSEC source: 0001144204-18-018767 · tv490000_form4.xml · nonDerivative · entry 2 Jones David K. · CIK 0001520241 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,757 F2 · kind: Represents surrender of shares to the issuer in payment of tax liability incident to the vesting of PSUs. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:03 UTC | ICONIX BRAND GROUP, INC. ICON · Entity 136609 | GrantCommon Stock | 4,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-018767 · tv490000_form4.xml · nonDerivative · entry 1 Jones David K. · CIK 0001520241 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,307 F1 · kind: These represent shares underlying Performance Stock Units ("PSUs") that were granted to the reporting person pursuant to the terms of his employment agreement with the issuer and a related PSU Agreement. On March 29, 2018 these shares were determined to have been earned and they vested on such date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:00 UTC | ICONIX BRAND GROUP, INC. ICON · Entity 136609 | Tax withholdingCommon Stock | 5,786 | $1.25 | $7,232.50 |
DisclosureSEC source: 0000899243-18-000378 · doc4.xml · nonDerivative · entry 1 Jones David K. · CIK 0001520241 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,745 F1 · kind: Represents surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted stock. Read SEC document |
| March 30, 2017 Filed May 8, 2017 20:19 UTC | ICONIX BRAND GROUP, INC. ICON · Entity 136609 | Tax withholdingCommon Stock | 4,072 | $7.43 | $30,254.96 |
DisclosureSEC source: 0000899243-17-012349 · doc4.xml · nonDerivative · entry 1 Jones David K. · CIK 0001520241 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,531 F1 · kind: Represents surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted stock. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 19:00 UTC | ICONIX BRAND GROUP, INC. ICON · Entity 136609 | GrantCommon Stock | 26,593 | $7.52 | $199,979.36 |
DisclosureSEC source: 0000899243-17-007050 · doc4.xml · nonDerivative · entry 3 Jones David K. · CIK 0001520241 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,603 F3 · kind: These represent shares underlying Restricted Stock Units ("RSUs") that were granted to the reporting person pursuant to a long-term incentive plan approved by the Company in March 2017. The RSUs vest in installments of 8,865,8,864 and 8,864 on March 30, 2018, March 30, 2019 and March 30, 2020, respectively (each a "Time Vesting Date"), subject to the reporting person's continuous employment with the issuer through each respective Time Vesting Date and subject to the terms of the RSU Agreement between the issuer and the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.