Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Firsthand Technology Value Fund, Inc.SVVC · Entity 8740 | Director · President | June 10, 2021 | June 14, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Firsthand Technology Value Fund, Inc.
Report date June 10, 2021 · Filed June 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 637,929 |
Reported balance
After 2021-06-10 transaction · row 2
1 source rowRow 2 · 2021-06-10 · Purchase · Acquired 1,500 · Balance 637,929 |
| Common StockSEC Table I · non-derivative | IndirectBy Firsthand Capital Management, Inc. | 44,016 |
Reported balance
Holding disclosure · report date 2021-06-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 44,016 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 24, 2017 Filed Oct 25, 2017 20:42 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 510 | $8.01 | $4,085.10 |
DisclosureSEC source: 0001398344-17-013599 · fp0028775_4.xml · nonDerivative · entry 3 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,148 Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 20:42 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 490 | $8.01 | $3,924.07 |
DisclosureSEC source: 0001398344-17-013599 · fp0028775_4.xml · nonDerivative · entry 2 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,638 Read SEC document |
| October 23, 2017 Filed Oct 24, 2017 22:47 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 500 | $8.03 | $4,015.00 |
DisclosureSEC source: 0001398344-17-013547 · fp0028734_4.xml · nonDerivative · entry 3 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,148 Read SEC document |
| October 23, 2017 Filed Oct 24, 2017 22:47 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 500 | $8.00 | $4,000.00 |
DisclosureSEC source: 0001398344-17-013547 · fp0028734_4.xml · nonDerivative · entry 2 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,648 Read SEC document |
| October 20, 2017 Filed Oct 23, 2017 21:38 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 400 | $8.01 | $3,204.00 |
DisclosureSEC source: 0001398344-17-013458 · fp0028691_4.xml · nonDerivative · entry 3 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,148 Read SEC document |
| October 20, 2017 Filed Oct 23, 2017 21:38 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 600 | $8.00 | $4,800.00 |
DisclosureSEC source: 0001398344-17-013458 · fp0028691_4.xml · nonDerivative · entry 2 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,748 Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 20:19 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 500 | $8.04 | $4,020.00 |
DisclosureSEC source: 0001398344-17-013396 · fp0028665_4.xml · nonDerivative · entry 3 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,148 Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 20:19 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 500 | $8.04 | $4,018.30 |
DisclosureSEC source: 0001398344-17-013396 · fp0028665_4.xml · nonDerivative · entry 2 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,648 Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 20:06 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 1,000 | $8.04 | $8,040.00 |
DisclosureSEC source: 0001398344-17-013319 · fp0028635_4.xml · nonDerivative · entry 2 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,148 Read SEC document |
| October 17, 2017 Filed Oct 18, 2017 21:01 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 1,000 | $8.10 | $8,098.90 |
DisclosureSEC source: 0001398344-17-013257 · fp0028589_4.xml · nonDerivative · entry 2 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,148 Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 19:06 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | SalePut Option (obligation to buy) · Derivative | 39,016 | Not disclosed Strike: $9.00 | Not disclosed |
DisclosureSEC source: 0001398344-17-012263 · fp0028199_4.xml · derivative · entry 3 Landis Kevin M · CIK 0001518301 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Firsthand Capital Management Inc. Disclosed balance after: 39,016 Underlying: Common Stock · 39,016 shares Expires 2018-09-22 F2 · derivative.exercise_price: Pursuant to the Settlement Agreement, the Reporting Person agreed to purchase up to 39,016 shares of common stock on the one year anniversary of the agreement at $9.00 per share and to pay certain other cash consideration. F2 · price: Pursuant to the Settlement Agreement, the Reporting Person agreed to purchase up to 39,016 shares of common stock on the one year anniversary of the agreement at $9.00 per share and to pay certain other cash consideration. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 19:06 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseCommon Stock | 39,016 | $9.00 | $351,144.00 |
DisclosureSEC source: 0001398344-17-012263 · fp0028199_4.xml · nonDerivative · entry 1 Landis Kevin M · CIK 0001518301 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Firsthand Capital Management, Inc. Disclosed balance after: 39,016 F1 · price: On September 22, 2017, the Reporting Person, the issuer and certain other parties entered into a settlement agreement (the "Settlement Agreement") with the seller. In connection therewith, the Reporting Person agreed to purchase 39,016 shares of common stock at $9.00 per share and to pay certain other cash consideration. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:32 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 2,900 | $8.12 | $23,548.00 |
DisclosureSEC source: 0001398344-17-001631 · fp0023916_4.xml · nonDerivative · entry 1 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,148 Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:32 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 1,000 | $8.02 | $8,020.00 |
DisclosureSEC source: 0001398344-17-001348 · fp0023792_4.xml · nonDerivative · entry 1 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,248 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 22:39 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 1,000 | $7.79 | $7,790.00 |
DisclosureSEC source: 0001398344-17-001281 · fp0023775_4.xml · nonDerivative · entry 1 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,248 Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 21:58 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 1,000 | $7.67 | $7,670.00 |
DisclosureSEC source: 0001398344-17-001127 · fp0023704_4.xml · nonDerivative · entry 6 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,248 Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 21:58 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 1,000 | $7.64 | $7,639.00 |
DisclosureSEC source: 0001398344-17-001127 · fp0023704_4.xml · nonDerivative · entry 5 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,248 Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 21:58 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 1,000 | $7.63 | $7,630.00 |
DisclosureSEC source: 0001398344-17-001127 · fp0023704_4.xml · nonDerivative · entry 4 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,248 Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 21:58 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 193 | $7.56 | $1,459.08 |
DisclosureSEC source: 0001398344-17-001127 · fp0023704_4.xml · nonDerivative · entry 3 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,248 Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 21:58 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 1,000 | $7.56 | $7,559.90 |
DisclosureSEC source: 0001398344-17-001127 · fp0023704_4.xml · nonDerivative · entry 2 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,055 Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 21:58 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 1,807 | $7.55 | $13,642.85 |
DisclosureSEC source: 0001398344-17-001127 · fp0023704_4.xml · nonDerivative · entry 1 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,055 Read SEC document |
| January 30, 2016 Filed Jan 31, 2017 21:58 UTC | Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 | PurchaseFirsthand Technology Value Fund, Inc. | 1,000 | $7.69 | $7,690.00 |
DisclosureSEC source: 0001398344-17-001127 · fp0023704_4.xml · nonDerivative · entry 7 Landis Kevin M · CIK 0001518301 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,248 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.