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Landis Kevin M

Disclosed activity across 1 company

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138296
SEC CIK
0001518301

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Firsthand Technology Value Fund, Inc.SVVC · Entity 8740Director · PresidentJune 10, 2021June 14, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Firsthand Technology Value Fund, Inc.

Report date June 10, 2021 · Filed June 14, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect637,929 Reported balance After 2021-06-10 transaction · row 2
1 source row

Row 2 · 2021-06-10 · Purchase · Acquired 1,500 · Balance 637,929

Common StockSEC Table I · non-derivativeIndirectBy Firsthand Capital Management, Inc.44,016 Reported balance Holding disclosure · report date 2021-06-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 44,016

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2021 Filed Jun 14, 2021 20:45 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseCommon Stock 1,500 $5.73 $8,595.00
Disclosure

SEC source: 0001398344-21-013067 · fp0066307_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,929

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:04 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseCommon Stock 15,000 $5.65 $84,750.00
Disclosure

SEC source: 0001398344-21-013020 · fp0066242_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,429

Read SEC document
June 08, 2021 Filed Jun 9, 2021 20:54 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseCommon Stock 2,000 $5.61 $11,220.00
Disclosure

SEC source: 0001398344-21-012920 · fp0066207_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,429

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:59 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseCommon Stock 3,000 $5.61 $16,830.00
Disclosure

SEC source: 0001398344-21-012845 · fp0066151_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,429

Read SEC document
February 23, 2020 Filed Feb 26, 2020 21:55 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 OtherCommon Stock 285,714 $7.00 $1,999,998.00
Disclosure

SEC source: 0001398344-20-004456 · fp0051279_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,429

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:36 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 2,000 $9.90 $19,800.00
Disclosure

SEC source: 0001398344-19-010036 · fp0042776_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,148

Read SEC document
March 05, 2019 Filed Mar 6, 2019 22:01 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 3,679 $13.05 $48,010.58
Disclosure

SEC source: 0001398344-19-004285 · fp0040290_4.xml · nonDerivative · entry 4

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,148

Read SEC document
March 05, 2019 Filed Mar 6, 2019 22:01 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 SaleFirsthand Technology Value Fund, Inc. 200 $13.09 $2,617.00
Disclosure

SEC source: 0001398344-19-004285 · fp0040290_4.xml · nonDerivative · entry 3

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,469

Read SEC document
March 05, 2019 Filed Mar 6, 2019 22:01 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 SaleFirsthand Technology Value Fund, Inc. 3,479 $13.04 $45,366.16
Disclosure

SEC source: 0001398344-19-004285 · fp0040290_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,669

Read SEC document
October 24, 2018 Filed Oct 25, 2018 21:10 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 777 $15.77 $12,255.70
Disclosure

SEC source: 0001638599-18-001211 · doc4_5747.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 105,804

Read SEC document
October 23, 2018 Filed Oct 24, 2018 20:46 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 1,976 $16.64 $32,872.14
Disclosure

SEC source: 0001638599-18-001207 · doc4_5745.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 105,027

Read SEC document
October 22, 2018 Filed Oct 23, 2018 20:41 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 3,121 $16.38 $51,121.98
Disclosure

SEC source: 0001638599-18-001204 · doc4_5744.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 103,051

Read SEC document
October 19, 2018 Filed Oct 22, 2018 19:54 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 2,741 $16.68 $45,717.69
Disclosure

SEC source: 0001638599-18-001200 · doc4_5741.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 99,930

Read SEC document
October 18, 2018 Filed Oct 19, 2018 20:58 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 3,468 $16.54 $57,357.60
Disclosure

SEC source: 0001638599-18-001198 · doc4_5740.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 97,189

Read SEC document
October 17, 2018 Filed Oct 18, 2018 17:14 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 2,433 $16.61 $40,405.56
Disclosure

SEC source: 0001638599-18-001194 · doc4_5738.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 93,721

Read SEC document
October 16, 2018 Filed Oct 17, 2018 22:15 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 3,468 $16.30 $56,533.95
Disclosure

SEC source: 0001638599-18-001192 · doc4_5737.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 91,288

Read SEC document
October 15, 2018 Filed Oct 16, 2018 20:40 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 3,468 $16.35 $56,717.75
Disclosure

SEC source: 0001638599-18-001191 · doc4_5736.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 87,820

Read SEC document
October 12, 2018 Filed Oct 15, 2018 18:30 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 3,198 $15.66 $50,088.99
Disclosure

SEC source: 0001638599-18-001189 · doc4_5735.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 84,352

Read SEC document
October 11, 2018 Filed Oct 12, 2018 20:35 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 3,198 $15.13 $48,392.14
Disclosure

SEC source: 0001638599-18-001187 · doc4_5734.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 81,154

Read SEC document
October 10, 2018 Filed Oct 11, 2018 18:06 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 3,198 $15.77 $50,417.43
Disclosure

SEC source: 0001638599-18-001184 · doc4_5733.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 77,956

Read SEC document
October 09, 2018 Filed Oct 10, 2018 21:16 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 3,057 $15.75 $48,134.60
Disclosure

SEC source: 0001638599-18-001182 · doc4_5732.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 74,758

Read SEC document
October 08, 2018 Filed Oct 9, 2018 20:22 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 2,792 $15.76 $44,007.78
Disclosure

SEC source: 0001638599-18-001178 · doc4_5730.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 71,701

Read SEC document
October 05, 2018 Filed Oct 9, 2018 10:01 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 2,413 $16.66 $40,198.89
Disclosure

SEC source: 0001638599-18-001176 · doc4_5729.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 68,909

Read SEC document
October 04, 2018 Filed Oct 5, 2018 16:42 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 2,413 $16.93 $40,853.54
Disclosure

SEC source: 0001638599-18-001160 · doc4_5724.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 66,496

Read SEC document
October 03, 2018 Filed Oct 4, 2018 16:25 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 2,086 $16.93 $35,317.23
Disclosure

SEC source: 0001638599-18-001158 · doc4_5723.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 64,083

Read SEC document
October 02, 2018 Filed Oct 3, 2018 16:07 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 2,413 $17.40 $41,977.51
Disclosure

SEC source: 0001638599-18-001152 · doc4_5719.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 61,997

Read SEC document
October 01, 2018 Filed Oct 2, 2018 15:51 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 2,413 $17.11 $41,284.98
Disclosure

SEC source: 0001638599-18-001149 · doc4_5716.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 59,584

Read SEC document
September 28, 2018 Filed Oct 1, 2018 15:42 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 1,727 $16.62 $28,708.61
Disclosure

SEC source: 0001638599-18-001140 · doc4_5713.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 57,171

Read SEC document
September 27, 2018 Filed Sep 28, 2018 15:16 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 2,227 $16.74 $37,276.19
Disclosure

SEC source: 0001638599-18-001130 · doc4_5708.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 55,444

Read SEC document
September 26, 2018 Filed Sep 27, 2018 14:51 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 2,227 $16.05 $35,741.57
Disclosure

SEC source: 0001638599-18-001128 · doc4_5707.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 53,217

Read SEC document
September 20, 2018 Filed Sep 21, 2018 19:42 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 1,633 $16.05 $26,208.34
Disclosure

SEC source: 0001638599-18-001119 · doc4_5701.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 50,990

Read SEC document
September 19, 2018 Filed Sep 20, 2018 16:38 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 1,368 $15.76 $21,555.58
Disclosure

SEC source: 0001638599-18-001115 · doc4_5698.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 49,357

Read SEC document
September 18, 2018 Filed Sep 19, 2018 23:49 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 1,006 $15.31 $15,400.15
Disclosure

SEC source: 0001638599-18-001113 · doc4_5696.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 47,989

Read SEC document
September 17, 2018 Filed Sep 18, 2018 20:02 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 1,600 $153,083.00 $244,932,800.00
Disclosure

SEC source: 0001638599-18-001109 · doc4_5695.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 46,983

Read SEC document
September 14, 2018 Filed Sep 17, 2018 16:56 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 1,267 $15.19 $19,249.02
Disclosure

SEC source: 0001638599-18-001107 · doc4_5693.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 45,383

Read SEC document
November 08, 2017 Filed Nov 10, 2017 00:13 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 1,000 $7.95 $7,950.00
Disclosure

SEC source: 0001638599-17-001079 · doc4_5053.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,148

Read SEC document
November 07, 2017 Filed Nov 8, 2017 22:29 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 1,000 $7.99 $7,989.20
Disclosure

SEC source: 0001638599-17-001073 · doc4_5052.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,148

Read SEC document
November 06, 2017 Filed Nov 7, 2017 22:19 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 1,000 $7.94 $7,935.50
Disclosure

SEC source: 0001638599-17-001068 · doc4_5049.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,148

Read SEC document
November 06, 2017 Filed Dec 17, 2019 18:38 UTC Amendment Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseCommon Stock 1,000 $7.94 $7,935.50
Disclosure

SEC source: 0001398344-19-022592 · fp0048736_4a.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,148

F1 · balance_after: This amendment is filed for purposes of correcting the total number of shares owned by the reporting person. Although all transactions were previously reported, the total previously reported in column 5 reflected an inadvertent error and was 6,763 shares too low.

Read SEC document
November 03, 2017 Filed Nov 6, 2017 21:14 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 1,000 $7.89 $7,891.00
Disclosure

SEC source: 0001144204-17-056530 · tv478775_4.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 44,016

Read SEC document
November 02, 2017 Filed Nov 3, 2017 20:33 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 1,000 $7.91 $7,908.00
Disclosure

SEC source: 0001638599-17-001064 · doc4_5046.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 43,016

Read SEC document
November 01, 2017 Filed Nov 3, 2017 18:41 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 1,400 $7.89 $11,046.00
Disclosure

SEC source: 0001638599-17-001062 · doc4_5036.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 42,016

Read SEC document
October 31, 2017 Filed Nov 1, 2017 18:43 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, inc. 600 $7.94 $4,765.02
Disclosure

SEC source: 0001638599-17-001038 · doc4_5035.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 40,616

Read SEC document
October 30, 2017 Filed Oct 31, 2017 21:27 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 1,000 $7.93 $7,934.00
Disclosure

SEC source: 0001398344-17-013981 · fp0028948_4.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 40,016

Read SEC document
October 27, 2017 Filed Oct 30, 2017 22:01 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 1,000 $7.93 $7,928.00
Disclosure

SEC source: 0001398344-17-013907 · fp0028913_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,148

Read SEC document
October 26, 2017 Filed Oct 27, 2017 19:05 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 900 $8.02 $7,218.00
Disclosure

SEC source: 0001398344-17-013747 · fp0028848_4.xml · nonDerivative · entry 3

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,148

Read SEC document
October 26, 2017 Filed Oct 27, 2017 19:05 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 100 $7.92 $791.99
Disclosure

SEC source: 0001398344-17-013747 · fp0028848_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,248

Read SEC document
October 25, 2017 Filed Oct 26, 2017 20:32 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 500 $8.03 $4,015.00
Disclosure

SEC source: 0001398344-17-013647 · fp0028809_4.xml · nonDerivative · entry 4

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,148

Read SEC document
October 25, 2017 Filed Oct 26, 2017 20:32 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 100 $8.02 $802.00
Disclosure

SEC source: 0001398344-17-013647 · fp0028809_4.xml · nonDerivative · entry 3

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,648

Read SEC document
October 25, 2017 Filed Oct 26, 2017 20:32 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseFirsthand Technology Value Fund, Inc. 400 $8.00 $3,198.00
Disclosure

SEC source: 0001398344-17-013647 · fp0028809_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,548

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.