Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alset Inc.AEI · Entity 7148 | 10% owner | June 14, 2021 | June 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alset Inc.
Report date June 14, 2021 · Filed June 15, 2021
Jointly reported with Chan Heng Fai Ambrose
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThrough HFE Holdings Limited | 6,898,348 |
Reported balance
After 2021-06-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-14 · Other · Acquired 6,380,000 · Balance 6,898,348 F1: 6,380 shares of Series A Convertible Preferred Stock held by the reporting person automatically converted into 6,380,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock. F2: These shares of common stock are owned directly by HFE Holdings Limited. Chan Heng Fai, the Chairman of the Board and Chief Executive Officer of Alset EHome International Inc., also indirectly beneficially owns all shares owned by HFE Holdings Limited. Mr. Chan has voting and investment power with respect to such shares. |
| Common StockSEC Table I · non-derivative | Direct | 9,030,348 |
Reported balance
After 2021-06-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-06-14 · Other · Acquired 2,132,000 · Balance 9,030,348 F3: 2,132 shares of Series B Convertible Preferred Stock held by the reporting person automatically converted into 2,132,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series B Convertible Preferred Stock. |
| Common StockSEC Table I · non-derivative | Direct | 11,800,879 |
Reported balance
After 2021-06-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-06-14 · Conversion · Acquired 2,770,531 · Balance 11,800,879 F4: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $15,487,265 into 2,770,531 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. |
| Common StockSEC Table I · non-derivative | Direct | 16,953,065 |
Reported balance
After 2021-06-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-06-14 · Conversion · Acquired 5,152,186 · Balance 16,953,065 F5: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $28,800,721 into 5,152,186 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. |
| Common StockSEC Table I · non-derivative | Direct | 16,984,244 |
Reported balance
After 2021-06-14 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2021-06-14 · Conversion · Acquired 31,179 · Balance 16,984,244 F6: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $174,288 into 31,179 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. |
| Common StockSEC Table I · non-derivative | Direct | 18,194,314 |
Reported balance
After 2021-06-14 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2021-06-14 · Conversion · Acquired 1,210,070 · Balance 18,194,314 F7: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $6,764,291 into 1,210,070 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectThrough HFE Holdings Limited | 0 |
Reported balance
After 2021-06-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-06-14 · Other · Disposed 6,380 · Balance 0 F1: 6,380 shares of Series A Convertible Preferred Stock held by the reporting person automatically converted into 6,380,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock. F2: These shares of common stock are owned directly by HFE Holdings Limited. Chan Heng Fai, the Chairman of the Board and Chief Executive Officer of Alset EHome International Inc., also indirectly beneficially owns all shares owned by HFE Holdings Limited. Mr. Chan has voting and investment power with respect to such shares. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-06-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-06-14 · Other · Disposed 2,132 · Balance 0 F3: 2,132 shares of Series B Convertible Preferred Stock held by the reporting person automatically converted into 2,132,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series B Convertible Preferred Stock. F1: 6,380 shares of Series A Convertible Preferred Stock held by the reporting person automatically converted into 6,380,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: 6,380 shares of Series A Convertible Preferred Stock held by the reporting person automatically converted into 6,380,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock.
F2: These shares of common stock are owned directly by HFE Holdings Limited. Chan Heng Fai, the Chairman of the Board and Chief Executive Officer of Alset EHome International Inc., also indirectly beneficially owns all shares owned by HFE Holdings Limited. Mr. Chan has voting and investment power with respect to such shares.
F3: 2,132 shares of Series B Convertible Preferred Stock held by the reporting person automatically converted into 2,132,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series B Convertible Preferred Stock.
F4: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $15,487,265 into 2,770,531 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share.
F5: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $28,800,721 into 5,152,186 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share.
F6: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $174,288 into 31,179 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share.
F7: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $6,764,291 into 1,210,070 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2021 Filed Jun 15, 2021 20:44 UTC | Alset Inc. AEI · Entity 7148 | OtherSeries B Convertible Preferred Stock · Derivative | 2,132 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-014414 · ownership.xml · derivative · entry 8 Chan Heng Fai Ambrose · CIK 0001261725 · Director · Chief Executive Officer · 10% owner HFE Holdings Ltd · CIK 0001756133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,132,000 shares Expires not disclosed F3 · security: 2,132 shares of Series B Convertible Preferred Stock held by the reporting person automatically converted into 2,132,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series B Convertible Preferred Stock. F3 · derivative.exercise_price: 2,132 shares of Series B Convertible Preferred Stock held by the reporting person automatically converted into 2,132,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series B Convertible Preferred Stock. F1 · kind: 6,380 shares of Series A Convertible Preferred Stock held by the reporting person automatically converted into 6,380,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock. F3 · price: 2,132 shares of Series B Convertible Preferred Stock held by the reporting person automatically converted into 2,132,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series B Convertible Preferred Stock. F3 · derivative.exercise_date: 2,132 shares of Series B Convertible Preferred Stock held by the reporting person automatically converted into 2,132,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series B Convertible Preferred Stock. F3 · derivative.expiration_date: 2,132 shares of Series B Convertible Preferred Stock held by the reporting person automatically converted into 2,132,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series B Convertible Preferred Stock. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 20:44 UTC | Alset Inc. AEI · Entity 7148 | OtherSeries A Convertible Preferred Stock · Derivative | 6,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-014414 · ownership.xml · derivative · entry 7 Chan Heng Fai Ambrose · CIK 0001261725 · Director · Chief Executive Officer · 10% owner HFE Holdings Ltd · CIK 0001756133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through HFE Holdings Limited Disclosed balance after: 0 Underlying: Common Stock · 6,380,000 shares Expires not disclosed F1 · security: 6,380 shares of Series A Convertible Preferred Stock held by the reporting person automatically converted into 6,380,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock. F1 · derivative.exercise_price: 6,380 shares of Series A Convertible Preferred Stock held by the reporting person automatically converted into 6,380,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock. F1 · kind: 6,380 shares of Series A Convertible Preferred Stock held by the reporting person automatically converted into 6,380,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock. F1 · price: 6,380 shares of Series A Convertible Preferred Stock held by the reporting person automatically converted into 6,380,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock. F1 · derivative.exercise_date: 6,380 shares of Series A Convertible Preferred Stock held by the reporting person automatically converted into 6,380,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock. F1 · derivative.expiration_date: 6,380 shares of Series A Convertible Preferred Stock held by the reporting person automatically converted into 6,380,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock. F2 · ownership.nature: These shares of common stock are owned directly by HFE Holdings Limited. Chan Heng Fai, the Chairman of the Board and Chief Executive Officer of Alset EHome International Inc., also indirectly beneficially owns all shares owned by HFE Holdings Limited. Mr. Chan has voting and investment power with respect to such shares. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 20:44 UTC | Alset Inc. AEI · Entity 7148 | ConversionCommon Stock | 1,210,070 | $5.59 | $6,764,291.30 |
DisclosureSEC source: 0001493152-21-014414 · ownership.xml · nonDerivative · entry 6 Chan Heng Fai Ambrose · CIK 0001261725 · Director · Chief Executive Officer · 10% owner HFE Holdings Ltd · CIK 0001756133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,194,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $6,764,291 into 1,210,070 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. F7 · price: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $6,764,291 into 1,210,070 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 20:44 UTC | Alset Inc. AEI · Entity 7148 | ConversionCommon Stock | 31,179 | $5.59 | $174,290.61 |
DisclosureSEC source: 0001493152-21-014414 · ownership.xml · nonDerivative · entry 5 Chan Heng Fai Ambrose · CIK 0001261725 · Director · Chief Executive Officer · 10% owner HFE Holdings Ltd · CIK 0001756133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,984,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $174,288 into 31,179 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. F6 · price: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $174,288 into 31,179 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 20:44 UTC | Alset Inc. AEI · Entity 7148 | ConversionCommon Stock | 5,152,186 | $5.59 | $28,800,719.74 |
DisclosureSEC source: 0001493152-21-014414 · ownership.xml · nonDerivative · entry 4 Chan Heng Fai Ambrose · CIK 0001261725 · Director · Chief Executive Officer · 10% owner HFE Holdings Ltd · CIK 0001756133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,953,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $28,800,721 into 5,152,186 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. F5 · price: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $28,800,721 into 5,152,186 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 20:44 UTC | Alset Inc. AEI · Entity 7148 | ConversionCommon Stock | 2,770,531 | $5.59 | $15,487,268.29 |
DisclosureSEC source: 0001493152-21-014414 · ownership.xml · nonDerivative · entry 3 Chan Heng Fai Ambrose · CIK 0001261725 · Director · Chief Executive Officer · 10% owner HFE Holdings Ltd · CIK 0001756133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,800,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $15,487,265 into 2,770,531 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. F4 · price: On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $15,487,265 into 2,770,531 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 20:44 UTC | Alset Inc. AEI · Entity 7148 | OtherCommon Stock | 2,132,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-014414 · ownership.xml · nonDerivative · entry 2 Chan Heng Fai Ambrose · CIK 0001261725 · Director · Chief Executive Officer · 10% owner HFE Holdings Ltd · CIK 0001756133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,030,348 F3 · kind: 2,132 shares of Series B Convertible Preferred Stock held by the reporting person automatically converted into 2,132,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series B Convertible Preferred Stock. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 20:44 UTC | Alset Inc. AEI · Entity 7148 | OtherCommon Stock | 6,380,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-014414 · ownership.xml · nonDerivative · entry 1 Chan Heng Fai Ambrose · CIK 0001261725 · Director · Chief Executive Officer · 10% owner HFE Holdings Ltd · CIK 0001756133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through HFE Holdings Limited Disclosed balance after: 6,898,348 F1 · kind: 6,380 shares of Series A Convertible Preferred Stock held by the reporting person automatically converted into 6,380,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock. F2 · ownership.nature: These shares of common stock are owned directly by HFE Holdings Limited. Chan Heng Fai, the Chairman of the Board and Chief Executive Officer of Alset EHome International Inc., also indirectly beneficially owns all shares owned by HFE Holdings Limited. Mr. Chan has voting and investment power with respect to such shares. Read SEC document |
| May 04, 2021 Filed May 7, 2021 00:19 UTC | Alset Inc. AEI · Entity 7148 | OtherSeries A Convertible Preferred Stock · Derivative | 6,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-010681 · ownership.xml · derivative · entry 2 Chan Heng Fai Ambrose · CIK 0001261725 · Director · Chief Executive Officer · 10% owner HFE Holdings Ltd · CIK 0001756133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through HFE Holdings Limited Disclosed balance after: 6,380 Underlying: Common Stock · 6,380,000 shares Expires not disclosed F1 · security: The reporting person exchanged 6,380,000 shares of common stock for 6,380 shares of Series A Convertible Preferred Stock. F3 · derivative.exercise_price: Each share of preferred stock is convertible into 1,000 shares of common stock. The preferred stock will automatically convert into common stock upon an increase in the authorized common stock. F1 · kind: The reporting person exchanged 6,380,000 shares of common stock for 6,380 shares of Series A Convertible Preferred Stock. F3 · price: Each share of preferred stock is convertible into 1,000 shares of common stock. The preferred stock will automatically convert into common stock upon an increase in the authorized common stock. F3 · derivative.expiration_date: Each share of preferred stock is convertible into 1,000 shares of common stock. The preferred stock will automatically convert into common stock upon an increase in the authorized common stock. F2 · ownership.nature: These shares are owned directly by HFE Holdings Limited. Chan Heng Fai, the Chairman of the Board and Chief Executive Officer of Alset EHome International Inc., also indirectly beneficially owns all shares owned by HFE Holdings Limited. Mr. Chan has voting and investment power with respect to such shares. Read SEC document |
| May 04, 2021 Filed May 7, 2021 00:19 UTC | Alset Inc. AEI · Entity 7148 | OtherCommon Stock | 6,380,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-010681 · ownership.xml · nonDerivative · entry 1 Chan Heng Fai Ambrose · CIK 0001261725 · Director · Chief Executive Officer · 10% owner HFE Holdings Ltd · CIK 0001756133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through HFE Holdings Limited Disclosed balance after: 0 F1 · kind: The reporting person exchanged 6,380,000 shares of common stock for 6,380 shares of Series A Convertible Preferred Stock. F2 · ownership.nature: These shares are owned directly by HFE Holdings Limited. Chan Heng Fai, the Chairman of the Board and Chief Executive Officer of Alset EHome International Inc., also indirectly beneficially owns all shares owned by HFE Holdings Limited. Mr. Chan has voting and investment power with respect to such shares. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:06 UTC | Alset Inc. AEI · Entity 7148 | GiftCommon stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-21-002885 · section16.xml · nonDerivative · entry 2 Chan Heng Fai Ambrose · CIK 0001261725 · Director · Chief Executive Officer · 10% owner HFE Holdings Ltd · CIK 0001756133 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through HFE Holdings Limited Disclosed balance after: 6,380,000 F1 · price: A total of 20,000 shares of the Common Stock of Alset EHome International Inc. were transferred pursuant to gifts to two individuals. F2 · ownership.nature: These shares are owned directly by HFE Holdings Limited. Chan Heng Fai, the Chairman of the Board and Chief Executive Officer of Alset EHome International Inc., also indirectly beneficially owns all shares of Common Stock owned by HFE Holdings Limited. Mr. Chan has voting and investment power with respect to such shares. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:06 UTC | Alset Inc. AEI · Entity 7148 | GiftCommon stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-21-002885 · section16.xml · nonDerivative · entry 1 Chan Heng Fai Ambrose · CIK 0001261725 · Director · Chief Executive Officer · 10% owner HFE Holdings Ltd · CIK 0001756133 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through HFE Holdings Limited Disclosed balance after: 6,390,000 F1 · price: A total of 20,000 shares of the Common Stock of Alset EHome International Inc. were transferred pursuant to gifts to two individuals. F2 · ownership.nature: These shares are owned directly by HFE Holdings Limited. Chan Heng Fai, the Chairman of the Board and Chief Executive Officer of Alset EHome International Inc., also indirectly beneficially owns all shares of Common Stock owned by HFE Holdings Limited. Mr. Chan has voting and investment power with respect to such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.