Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VirnetX Holding CorpVHC · Entity 326 | Chief Financial Officer | June 14, 2021 | June 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VirnetX Holding Corp
Report date June 14, 2021 · Filed June 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,509 |
Reported balance
After 2021-06-14 transaction · row 1
1 source rowRow 1 · 2021-06-14 · Grant · Acquired 6,666 · Balance 40,509 F1: Twenty-five percent (25%) of the Restricted Stock Units ("RSUs") will vest on the one (1) year anniversary of the grant date, and twenty-five percent (25%) of the RSUs will vest each year thereafter on the same day as the grant date, subject to Participant continuing to be a Service Provider (as defined in the Company's 2013 Equity Incentive Plan (the "Plan")) through each such date. If a Change in Control (as defined in the Plan) occurs, all of the RSUs then unvested as of the date of the Change in Control will vest immediately prior to the consummation of the Change in Control transaction. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.59 · Expires 2031-06-14 | Direct | 10,000 |
Reported balance
After 2021-06-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-06-14 · Grant · Acquired 10,000 · Balance 10,000 F2: The Shares underlying this Option shall vest and become exercisable in accordance with the following schedule: 1/48 of the total number of Shares subject to the Option shall vest and become exercisable on the one- month anniversary of the grant date, and 1/48 of the total number of Shares subject to the Option shall vest and become exercisable on each monthly anniversary thereafter, so long as the individual's continuous status as a Service Provider (as defined in the Plan) has not terminated prior to each such date. If a Change in Control (as defined in the Plan) occurs, all of the Shares underlying this Option then unvested as of the date of the Change in Control, will vest and become exercisable immediately prior to the consummation of the Change in Control transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Twenty-five percent (25%) of the Restricted Stock Units ("RSUs") will vest on the one (1) year anniversary of the grant date, and twenty-five percent (25%) of the RSUs will vest each year thereafter on the same day as the grant date, subject to Participant continuing to be a Service Provider (as defined in the Company's 2013 Equity Incentive Plan (the "Plan")) through each such date. If a Change in Control (as defined in the Plan) occurs, all of the RSUs then unvested as of the date of the Change in Control will vest immediately prior to the consummation of the Change in Control transaction.
F2: The Shares underlying this Option shall vest and become exercisable in accordance with the following schedule: 1/48 of the total number of Shares subject to the Option shall vest and become exercisable on the one- month anniversary of the grant date, and 1/48 of the total number of Shares subject to the Option shall vest and become exercisable on each monthly anniversary thereafter, so long as the individual's continuous status as a Service Provider (as defined in the Plan) has not terminated prior to each such date. If a Change in Control (as defined in the Plan) occurs, all of the Shares underlying this Option then unvested as of the date of the Change in Control, will vest and become exercisable immediately prior to the consummation of the Change in Control transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2021 Filed Jun 16, 2021 23:15 UTC | VirnetX Holding Corp VHC · Entity 326 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.59 | $0.00 |
DisclosureSEC source: 0001209191-21-041099 · doc4.xml · derivative · entry 2 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2031-06-14 F2 · derivative.exercise_date: The Shares underlying this Option shall vest and become exercisable in accordance with the following schedule: 1/48 of the total number of Shares subject to the Option shall vest and become exercisable on the one- month anniversary of the grant date, and 1/48 of the total number of Shares subject to the Option shall vest and become exercisable on each monthly anniversary thereafter, so long as the individual's continuous status as a Service Provider (as defined in the Plan) has not terminated prior to each such date. If a Change in Control (as defined in the Plan) occurs, all of the Shares underlying this Option then unvested as of the date of the Change in Control, will vest and become exercisable immediately prior to the consummation of the Change in Control transaction. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 23:15 UTC | VirnetX Holding Corp VHC · Entity 326 | GrantCommon Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041099 · doc4.xml · nonDerivative · entry 1 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,509 F1 · shares: Twenty-five percent (25%) of the Restricted Stock Units ("RSUs") will vest on the one (1) year anniversary of the grant date, and twenty-five percent (25%) of the RSUs will vest each year thereafter on the same day as the grant date, subject to Participant continuing to be a Service Provider (as defined in the Company's 2013 Equity Incentive Plan (the "Plan")) through each such date. If a Change in Control (as defined in the Plan) occurs, all of the RSUs then unvested as of the date of the Change in Control will vest immediately prior to the consummation of the Change in Control transaction. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 23:48 UTC | VirnetX Holding Corp VHC · Entity 326 | GrantStock Option(Right to Buy) · Derivative | 10,000 | $0.00 Strike: $6.92 | $0.00 |
DisclosureSEC source: 0001209191-20-034869 · doc4.xml · derivative · entry 2 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-06-03 F2 · derivative.exercise_date: The Shares underlying this Option shall vest and become exercisable in accordance with the following schedule: 1/48 of the total number of Shares subject to the Option shall vest and become exercisable on the one- month anniversary of the grant date, and 1/48 of the total number of Shares subject to the Option shall vest and become exercisable on each monthly anniversary thereafter, so long as the individual's continuous status as a Service Provider (as defined in the Plan) has not terminated prior to each such date. If a Change in Control (as defined in the Plan) occurs, all of the Shares underlying this Option then unvested as of the date of the Change in Control, will vest and become exercisable immediately prior to the consummation of the Change in Control transaction. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 23:48 UTC | VirnetX Holding Corp VHC · Entity 326 | GrantCommon Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034869 · doc4.xml · nonDerivative · entry 1 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,843 F1 · shares: Twenty-five percent (25%) of the Restricted Stock Units will vest on the one (1) year anniversary of the grant date, and twenty-five percent (25%) of the Restricted Stock Units will vest each year thereafter on the same day as the grant date, subject to Participant continuing to be a Service Provider (as defined in the Company's 2013 Equity Incentive Plan (the "Plan")) through each such date. If a Change in Control (as defined in the Plan) occurs, all of the Restricted Stock Units then unvested as of the date of the Change in Control will vest immediately prior to the consummation of the Change in Control transaction. Read SEC document |
| June 02, 2020 Filed Jun 23, 2020 23:53 UTC | VirnetX Holding Corp VHC · Entity 326 | Tax withholdingCommon Stock | 444 | $6.63 | $2,943.72 |
DisclosureSEC source: 0001209191-20-038654 · doc4.xml · nonDerivative · entry 3 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,621 F1 · shares: These shares were withheld by the Issuer to satisfy income tax and withholding and remittance obligations in connection with the net settlement of Restricted Stock Units and do not represent a sale by the Reporting Person. F2 · balance_after: This number represents the Reporting Person's holdings as of the filing date of this Form 4. Read SEC document |
| June 01, 2020 Filed Jun 23, 2020 23:53 UTC | VirnetX Holding Corp VHC · Entity 326 | Tax withholdingCommon Stock | 1,482 | $6.72 | $9,959.04 |
DisclosureSEC source: 0001209191-20-038654 · doc4.xml · nonDerivative · entry 2 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,065 F1 · shares: These shares were withheld by the Issuer to satisfy income tax and withholding and remittance obligations in connection with the net settlement of Restricted Stock Units and do not represent a sale by the Reporting Person. Read SEC document |
| May 26, 2020 Filed May 28, 2020 21:36 UTC | VirnetX Holding Corp VHC · Entity 326 | SaleCommon Stock | 3,292 | $7.38 | $24,301.54 |
DisclosureSEC source: 0001209191-20-032669 · doc4.xml · nonDerivative · entry 2 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,177 F1 · price: Sale prices ranged from $7.37 to $7.41 per share. Sale price listed represents the weighted average sale price of all 3,292 shares sold. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the shares sold at each separate price. Read SEC document |
| May 26, 2020 Filed May 28, 2020 21:36 UTC | VirnetX Holding Corp VHC · Entity 326 | PurchaseCommon Stock | 292 | $6.85 | $1,999.91 |
DisclosureSEC source: 0001209191-20-032669 · doc4.xml · nonDerivative · entry 1 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,469 Read SEC document |
| May 26, 2020 Filed Jun 23, 2020 23:53 UTC | VirnetX Holding Corp VHC · Entity 326 | Tax withholdingCommon Stock | 296 | $7.30 | $2,160.80 |
DisclosureSEC source: 0001209191-20-038654 · doc4.xml · nonDerivative · entry 1 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,547 F1 · shares: These shares were withheld by the Issuer to satisfy income tax and withholding and remittance obligations in connection with the net settlement of Restricted Stock Units and do not represent a sale by the Reporting Person. Read SEC document |
| June 03, 2019 Filed Jun 7, 2019 23:26 UTC | VirnetX Holding Corp VHC · Entity 326 | Tax withholdingCommon Stock | 185 | $5.78 | $1,069.30 |
DisclosureSEC source: 0001209191-19-035668 · doc4.xml · nonDerivative · entry 2 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,177 F1 · shares: These shares were withheld by the Issuer to satisfy income tax and withholding and remittance obligations in connection with the net settlement of Restricted Stock Units and do not represent a sale by the Reporting Person. Read SEC document |
| May 31, 2019 Filed Jun 7, 2019 23:26 UTC | VirnetX Holding Corp VHC · Entity 326 | Tax withholdingCommon Stock | 374 | $5.92 | $2,214.08 |
DisclosureSEC source: 0001209191-19-035668 · doc4.xml · nonDerivative · entry 1 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,362 F1 · shares: These shares were withheld by the Issuer to satisfy income tax and withholding and remittance obligations in connection with the net settlement of Restricted Stock Units and do not represent a sale by the Reporting Person. Read SEC document |
| May 30, 2019 Filed May 31, 2019 22:31 UTC | VirnetX Holding Corp VHC · Entity 326 | GrantStock Option(Right to Buy) · Derivative | 10,000 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001209191-19-033728 · doc4.xml · derivative · entry 2 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-05-30 F2 · derivative.exercise_date: The Shares underlying this Option shall vest and become exercisable in accordance with the following schedule: 1/48 of the total number of Shares subject to the Option shall vest and become exercisable on the one- month anniversary of the grant date, and 1/48 of the total number of Shares subject to the Option shall vest and become exercisable on each monthly anniversary thereafter, so long as the individual's continuous status as a Service Provider (as defined in the Plan) has not terminated prior to each such date. If a Change in Control (as defined in the Plan) occurs, all of the Shares underlying this Option then unvested as of the date of the Change in Control, will vest and become exercisable immediately prior to the consummation of the Change in Control transaction. Read SEC document |
| May 30, 2019 Filed May 31, 2019 22:31 UTC | VirnetX Holding Corp VHC · Entity 326 | GrantCommon Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033728 · doc4.xml · nonDerivative · entry 1 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,736 F1 · shares: Twenty-five percent (25%) of the Restricted Stock Units will vest on the one (1) year anniversary of the grant date, and twenty-five percent (25%) of the Restricted Stock Units will vest each year thereafter on the same day as the grant date, subject to Participant continuing to be a Service Provider (as defined in the Company's 2013 Equity Incentive Plan (the "Plan")) through each such date. If a Change in Control (as defined in the Plan) occurs, all of the Restricted Stock Units then unvested as of the date of the Change in Control will vest immediately prior to the consummation of the Change in Control transaction. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 21:37 UTC | VirnetX Holding Corp VHC · Entity 326 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001140361-18-027196 · form4.xml · derivative · entry 2 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-05-31 F2 · derivative.exercise_date: 1/48 of the total number of Shares subject to the Option shall vest and become exercisable on the one- month anniversary of the grant date, and 1/48 of the total number of Shares subject to the Option shall vest and become exercisable on each monthly anniversary thereafter, so long as the individual's continuous status as a Service Provider (as defined in the Plan) has not terminated prior to each such date. If a Change in Control (as defined in the Plan) occurs, all of the Shares underlying this Option then unvested as of the date of the Change in Control, will vest and become exercisable immediately prior to the consummation of the Change in Control transaction. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 21:37 UTC | VirnetX Holding Corp VHC · Entity 326 | GrantCommon Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027196 · form4.xml · nonDerivative · entry 1 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,070 F1 · shares: Twenty-five percent (25%) of the Restricted Stock Units will vest on the one (1) year anniversary of the grant date, and twenty-five percent (25%) of the Restricted Stock Units will vest each year thereafter on the same day as the grant date, subject to Participant continuing to be a Service Provider (as defined in the Company's 2013 Equity Incentive Plan (the "Plan")) through each such date. If a Change in Control (as defined in the Plan) occurs, all of the Restricted Stock Units then unvested as of the date of the Change in Control will vest immediately prior to the consummation of the Change in Control transaction. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 22:46 UTC | VirnetX Holding Corp VHC · Entity 326 | GrantStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001209191-17-037957 · doc4.xml · derivative · entry 2 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2027-06-02 F2 · derivative.exercise_date: 1/48 of the total number of shares subject to the option shall vest and become exercisable each month after the vesting commencement date on the same day as the vesting commencement date, so long as the individual's continuous status as a Service Provider (as defined in the Plan) has not terminated prior to each such date. If a Change in Control (as defined in the Plan) occurs, all of the shares underlying this option then unvested as of the date of the Change in Control, will vest and become exercisable immediately prior to the consummation of the Change in Control transaction. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 22:46 UTC | VirnetX Holding Corp VHC · Entity 326 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037957 · doc4.xml · nonDerivative · entry 1 Nance Richard H · CIK 0001441468 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,404 F1 · shares: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of VirnetX Holding Corporation common stock. Twenty-five percent (25%) of the restricted stock units will vest on the one (1) year anniversary of the vesting commencement date, and twenty-five percent (25%) of the restricted stock units will vest each year thereafter on the same day as the vesting commencement date, subject to the Participant (as defined in the Company's 2013 Equity Incentive Plan (the "Plan")) continuing to be a Service Provider (as defined in the Plan) through each such date. If a Change in Control (as defined in the Plan) occurs, all of the restricted stock units then unvested as of the date of the Change in Control will vest immediately prior to the consumption of the Change in Control transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.