Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Root, Inc.ROOT · Entity 764 | Director | June 14, 2021 | June 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Root, Inc.
Report date June 14, 2021 · Filed June 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Redpoint Omega II, L.P. | 0 |
Last balance in matching sequence
After 2021-06-14 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-06-14 · Conversion · Acquired 3,671,263 · Balance 3,671,263 F1: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. The Reporting Person is a member of RO II LLC and disclaims beneficial ownership of the shares held by RO II except to the extent of his pecuniary interest therein. Row 3 · 2021-06-14 · Other · Disposed 3,671,263 · Balance 0 F3: Represents a pro rata in kind distribution without consideration by RO II to its partners, including its general partner, RO II LLC. F1: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. The Reporting Person is a member of RO II LLC and disclaims beneficial ownership of the shares held by RO II except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Redpoint Omega Associates II, LLC | 0 |
Last balance in matching sequence
After 2021-06-14 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2021-06-14 · Conversion · Acquired 113,541 · Balance 113,541 F2: These shares are owned directly by Redpoint Omega Associates II, LLC ("ROA LLC"). The Reporting Person is a member of ROA LLC and disclaims beneficial ownership of the shares held by ROA LLC except to the extent of his pecuniary interest therein. Row 4 · 2021-06-14 · Other · Disposed 113,541 · Balance 0 F4: Represents a pro rata in kind distribution without consideration by ROA LLC to its members and managers. F2: These shares are owned directly by Redpoint Omega Associates II, LLC ("ROA LLC"). The Reporting Person is a member of ROA LLC and disclaims beneficial ownership of the shares held by ROA LLC except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Redpoint Omega II, LLC | 0 |
Last balance in matching sequence
After 2021-06-14 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2021-06-14 · Other · Acquired 945,350 · Balance 945,350 F5: Represents the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by RO II described in footnote (3). F6: These shares are owned directly by RO II LLC. The Reporting Person is a member of RO II LLC and disclaims beneficial ownership of the shares held by RO II LLC except to the extent of his pecuniary interest therein. Row 6 · 2021-06-14 · Other · Disposed 945,350 · Balance 0 F7: Represents a pro rata in kind distribution of Class A Common Stock of the Issuer by RO II LLC without consideration to its members. F6: These shares are owned directly by RO II LLC. The Reporting Person is a member of RO II LLC and disclaims beneficial ownership of the shares held by RO II LLC except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | Direct | 41,177 |
Reported balance
After 2021-06-14 transaction · row 7
1 source rowRow 7 · 2021-06-14 · Other · Acquired 41,177 · Balance 41,177 F8: Represents the receipt of shares in the pro rata in kind distributions without consideration by RO II LLC and ROA LLC described in footnotes (4) and (7). |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Redpoint Omega II, L.P. | 11,013,790 |
Reported balance
After 2021-06-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-06-14 · Conversion · Disposed 3,671,263 · Balance 11,013,790 F9: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. The Reporting Person is a member of RO II LLC and disclaims beneficial ownership of the shares held by RO II except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Redpoint Omega Associates II, LLC | 340,624 |
Reported balance
After 2021-06-14 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-06-14 · Conversion · Disposed 113,541 · Balance 340,624 F9: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: These shares are owned directly by Redpoint Omega Associates II, LLC ("ROA LLC"). The Reporting Person is a member of ROA LLC and disclaims beneficial ownership of the shares held by ROA LLC except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. The Reporting Person is a member of RO II LLC and disclaims beneficial ownership of the shares held by RO II except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Redpoint Omega Associates II, LLC ("ROA LLC"). The Reporting Person is a member of ROA LLC and disclaims beneficial ownership of the shares held by ROA LLC except to the extent of his pecuniary interest therein.
F3: Represents a pro rata in kind distribution without consideration by RO II to its partners, including its general partner, RO II LLC.
F4: Represents a pro rata in kind distribution without consideration by ROA LLC to its members and managers.
F5: Represents the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by RO II described in footnote (3).
F6: These shares are owned directly by RO II LLC. The Reporting Person is a member of RO II LLC and disclaims beneficial ownership of the shares held by RO II LLC except to the extent of his pecuniary interest therein.
F7: Represents a pro rata in kind distribution of Class A Common Stock of the Issuer by RO II LLC without consideration to its members.
F8: Represents the receipt of shares in the pro rata in kind distributions without consideration by RO II LLC and ROA LLC described in footnotes (4) and (7).
F9: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2021 Filed Jun 17, 2021 00:19 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 113,541 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041171 · doc4.xml · derivative · entry 9 Geidt Elliot · CIK 0001825792 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates II, LLC Disclosed balance after: 340,624 Underlying: Class A Common Stock · 113,541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: These shares are owned directly by Redpoint Omega Associates II, LLC ("ROA LLC"). The Reporting Person is a member of ROA LLC and disclaims beneficial ownership of the shares held by ROA LLC except to the extent of his pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 00:19 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 3,671,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041171 · doc4.xml · derivative · entry 8 Geidt Elliot · CIK 0001825792 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, L.P. Disclosed balance after: 11,013,790 Underlying: Class A Common Stock · 3,671,263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · ownership.nature: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. The Reporting Person is a member of RO II LLC and disclaims beneficial ownership of the shares held by RO II except to the extent of his pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 00:19 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 41,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041171 · doc4.xml · nonDerivative · entry 7 Geidt Elliot · CIK 0001825792 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,177 F8 · kind: Represents the receipt of shares in the pro rata in kind distributions without consideration by RO II LLC and ROA LLC described in footnotes (4) and (7). Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 00:19 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 945,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041171 · doc4.xml · nonDerivative · entry 6 Geidt Elliot · CIK 0001825792 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, LLC Disclosed balance after: 0 F7 · kind: Represents a pro rata in kind distribution of Class A Common Stock of the Issuer by RO II LLC without consideration to its members. F6 · ownership.nature: These shares are owned directly by RO II LLC. The Reporting Person is a member of RO II LLC and disclaims beneficial ownership of the shares held by RO II LLC except to the extent of his pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 00:19 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 945,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041171 · doc4.xml · nonDerivative · entry 5 Geidt Elliot · CIK 0001825792 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, LLC Disclosed balance after: 945,350 F5 · kind: Represents the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by RO II described in footnote (3). F6 · ownership.nature: These shares are owned directly by RO II LLC. The Reporting Person is a member of RO II LLC and disclaims beneficial ownership of the shares held by RO II LLC except to the extent of his pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 00:19 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 113,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041171 · doc4.xml · nonDerivative · entry 4 Geidt Elliot · CIK 0001825792 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates II, LLC Disclosed balance after: 0 F4 · kind: Represents a pro rata in kind distribution without consideration by ROA LLC to its members and managers. F2 · ownership.nature: These shares are owned directly by Redpoint Omega Associates II, LLC ("ROA LLC"). The Reporting Person is a member of ROA LLC and disclaims beneficial ownership of the shares held by ROA LLC except to the extent of his pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 00:19 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 3,671,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041171 · doc4.xml · nonDerivative · entry 3 Geidt Elliot · CIK 0001825792 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, L.P. Disclosed balance after: 0 F3 · kind: Represents a pro rata in kind distribution without consideration by RO II to its partners, including its general partner, RO II LLC. F1 · ownership.nature: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. The Reporting Person is a member of RO II LLC and disclaims beneficial ownership of the shares held by RO II except to the extent of his pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 00:19 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 113,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041171 · doc4.xml · nonDerivative · entry 2 Geidt Elliot · CIK 0001825792 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates II, LLC Disclosed balance after: 113,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: These shares are owned directly by Redpoint Omega Associates II, LLC ("ROA LLC"). The Reporting Person is a member of ROA LLC and disclaims beneficial ownership of the shares held by ROA LLC except to the extent of his pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 00:19 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 3,671,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041171 · doc4.xml · nonDerivative · entry 1 Geidt Elliot · CIK 0001825792 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, L.P. Disclosed balance after: 3,671,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. The Reporting Person is a member of RO II LLC and disclaims beneficial ownership of the shares held by RO II except to the extent of his pecuniary interest therein. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 02:49 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 15,139,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056819 · doc4.xml · derivative · entry 6 Geidt Elliot · CIK 0001825792 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,139,218 Underlying: Class A Common Stock · 15,139,128 shares Expires not disclosed F6 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · ownership.nature: Includes 14,685,053 shares held by Redpoint Omega II, L.P. ("RO II") and 454,165 shares held by Redpoint Omega Associates II, LLC ("ROA II"). F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. The Reporting Person is a member of RO II LLC and ROA II. The Reporting Person disclaims beneficial ownership of the shares held by RO II and ROA II except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 02:49 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries E Preferred Stock · Derivative | 303,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056819 · doc4.xml · derivative · entry 5 Geidt Elliot · CIK 0001825792 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 303,203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. The Reporting Person is a member of RO II LLC and ROA II. The Reporting Person disclaims beneficial ownership of the shares held by RO II and ROA II except to the extent of his proportionate pecuniary interest therein. F9 · ownership.nature: Includes 294,107 shares held by RO II and 9,096 shares held by ROA II. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 02:49 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries D Preferred Stock · Derivative | 966,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056819 · doc4.xml · derivative · entry 4 Geidt Elliot · CIK 0001825792 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 966,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. The Reporting Person is a member of RO II LLC and ROA II. The Reporting Person disclaims beneficial ownership of the shares held by RO II and ROA II except to the extent of his proportionate pecuniary interest therein. F8 · ownership.nature: Includes 937,976 shares held by RO II and 29,009 shares held by ROA II. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 02:49 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries C Preferred Stock · Derivative | 13,869,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056819 · doc4.xml · derivative · entry 3 Geidt Elliot · CIK 0001825792 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 13,869,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_price: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. The Reporting Person is a member of RO II LLC and ROA II. The Reporting Person disclaims beneficial ownership of the shares held by RO II and ROA II except to the extent of his proportionate pecuniary interest therein. F7 · ownership.nature: Includes 13,452,970 shares held by RO II and 416,060 shares held by ROA II. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 02:49 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 15,139,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056819 · doc4.xml · nonDerivative · entry 2 Geidt Elliot · CIK 0001825792 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F6 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · price: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · ownership.nature: Includes 14,685,053 shares held by Redpoint Omega II, L.P. ("RO II") and 454,165 shares held by Redpoint Omega Associates II, LLC ("ROA II"). F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. The Reporting Person is a member of RO II LLC and ROA II. The Reporting Person disclaims beneficial ownership of the shares held by RO II and ROA II except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 02:49 UTC | Root, Inc. ROOT · Entity 764 | ConversionCommon Stock | 15,139,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056819 · doc4.xml · nonDerivative · entry 1 Geidt Elliot · CIK 0001825792 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,139,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F2 · price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F3 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F4 · ownership.nature: Includes 14,685,053 shares held by Redpoint Omega II, L.P. ("RO II") and 454,165 shares held by Redpoint Omega Associates II, LLC ("ROA II"). F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. The Reporting Person is a member of RO II LLC and ROA II. The Reporting Person disclaims beneficial ownership of the shares held by RO II and ROA II except to the extent of his proportionate pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.