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OConnor Dan

Disclosed activity across 1 company

Tapewire entity
13813
SEC CIK
0001335655

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GENERAL ELECTRIC COGE · Entity 2813Senior Vice PresidentOctober 28, 2005November 01, 2005

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GENERAL ELECTRIC CO

Report date October 28, 2005 · Filed November 01, 2005

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,000 Reported balance After 2005-10-28 transaction · row 1
1 source row

Row 1 · 2005-10-28 · Exercise / conversion · Acquired 6,250 · Balance 20,000

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2005-10-28Direct18,750 Reported balance After 2005-10-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2005-10-28 · Exercise / conversion · Disposed 6,250 · Balance 18,750

F1: Security converts to common stock on a one-for-one basis

Filing footnotes · ownership attribution and instrument terms

F1: Security converts to common stock on a one-for-one basis

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 28, 2005 Filed Nov 1, 2005 21:04 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 6,250 $33.80 $211,250.00
Disclosure

SEC source: 0001231205-05-000216 · edgar.xml · derivative · entry 2

OConnor Dan · CIK 0001335655 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 6,250 shares

Expires 2005-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

Read SEC document
October 28, 2005 Filed Nov 1, 2005 21:04 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 6,250 $33.80 $211,250.00
Disclosure

SEC source: 0001231205-05-000216 · edgar.xml · nonDerivative · entry 1

OConnor Dan · CIK 0001335655 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2005 Filed Sep 20, 2005 22:37 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-05-000190 · edgar.xml · derivative · entry 2

OConnor Dan · CIK 0001335655 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary.

F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary.

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September 16, 2005 Filed Sep 20, 2005 22:37 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 90,000 $0.00 Strike: $34.47 $0.00
Disclosure

SEC source: 0001231205-05-000190 · edgar.xml · derivative · entry 1

OConnor Dan · CIK 0001335655 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2015-09-16

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.