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Clauson Luke

Disclosed activity across 1 company

Tapewire entity
138129
SEC CIK
0001736840

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HYPERION DEFI, INC.EYEN · Entity 7220VP Research & DevelopmentJune 16, 2021June 17, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HYPERION DEFI, INC.

Report date June 16, 2021 · Filed June 17, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.01Direct128,258 Reported balance After 2021-06-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-06-16 · Grant · Acquired 128,258 · Balance 128,258

F1: 1. This stock option was granted by the Issuer's Board of Directors on January 30, 2021, subject to stockholder approval of an amendment to the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan (the "Plan"). The Issuer's stockholders approved the amendment to the Plan on June 16, 2021. One-third of the option becomes exercisable on January 30, 2022 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: 1. This stock option was granted by the Issuer's Board of Directors on January 30, 2021, subject to stockholder approval of an amendment to the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan (the "Plan"). The Issuer's stockholders approved the amendment to the Plan on June 16, 2021. One-third of the option becomes exercisable on January 30, 2022 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2021 Filed Jun 17, 2021 09:20 UTC HYPERION DEFI, INC. EYEN · Entity 7220 GrantStock Option (right to buy) · Derivative 128,258 $6.01 Strike: $6.01 $770,830.58
Disclosure

SEC source: 0001638599-21-000562 · doc4_7272.xml · derivative · entry 1

Clauson Luke · CIK 0001736840 · VP Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,258

Underlying: Common Stock · 128,258 shares

Expires not disclosed

F1 · derivative.expiration_date: 1. This stock option was granted by the Issuer's Board of Directors on January 30, 2021, subject to stockholder approval of an amendment to the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan (the "Plan"). The Issuer's stockholders approved the amendment to the Plan on June 16, 2021. One-third of the option becomes exercisable on January 30, 2022 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:07 UTC HYPERION DEFI, INC. EYEN · Entity 7220 GrantStock Option (right to buy) · Derivative 101,358 $0.00 Strike: $2.72 $0.00
Disclosure

SEC source: 0001638599-20-000654 · doc4_6774.xml · derivative · entry 1

Clauson Luke · CIK 0001736840 · VP, R&D and Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,358

Underlying: Common Stock · 101,358 shares

Expires 2030-06-02

F1 · derivative.exercise_date: This stock option was granted by the Issuer's Board of Directors on June 3, 2020, subject to stockholder approval of the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan (the "Plan"). The Issuer's stockholders approved the Plan on June 30, 2020. One-third of the option becomes exercisable on June 3, 2021 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 17:20 UTC HYPERION DEFI, INC. EYEN · Entity 7220 GrantStock Option (right to buy) · Derivative 42,722 $0.00 Strike: $3.11 $0.00
Disclosure

SEC source: 0001638599-19-000790 · doc4_6253.xml · derivative · entry 1

Clauson Luke · CIK 0001736840 · VP, R&D and Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,722

Underlying: Common Stock · 42,722 shares

Expires 2029-08-16

F1 · derivative.exercise_date: One-third of the option becomes exercisable on August 16, 2020 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.

Read SEC document
July 24, 2018 Filed Jul 26, 2018 17:34 UTC HYPERION DEFI, INC. EYEN · Entity 7220 GrantStock Option (right to buy) · Derivative 19,874 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0001638599-18-000812 · doc4_5547.xml · derivative · entry 1

Clauson Luke · CIK 0001736840 · VP, Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,874

Underlying: Common Stock · 19,874 shares

Expires 2028-07-24

F1 · derivative.exercise_date: One-third of the option becomes exercisable on July 24, 2019 and the remaining shares underlying the option become exercisable in equal increments on each of the 24-one month anniversaries thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.