Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TALPHERA, INC.ACRX · Entity 7102 | Director | June 17, 2021 | June 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TALPHERA, INC.
Report date June 17, 2021 · Filed June 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 261,250 |
Reported balance
After 2021-06-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-06-17 · Grant · Acquired 10,000 · Balance 261,250 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2: 100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Reporting Person's continuous service to the Company. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.41 · Expires 2031-06-16 | Direct | 20,000 |
Reported balance
After 2021-06-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-06-17 · Grant · Acquired 20,000 · Balance 20,000 F3: 100% of the option shares subject to the option shall vest on the first anniversary of the grant date, subject to Reporting Person's continuous service to the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: 100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Reporting Person's continuous service to the Company.
F3: 100% of the option shares subject to the option shall vest on the first anniversary of the grant date, subject to Reporting Person's continuous service to the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2021 Filed Jun 17, 2021 21:23 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001209191-21-041550 · doc4.xml · derivative · entry 2 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-06-16 F3 · derivative.exercise_date: 100% of the option shares subject to the option shall vest on the first anniversary of the grant date, subject to Reporting Person's continuous service to the Company. Read SEC document |
| June 17, 2021 Filed Jun 17, 2021 21:23 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041550 · doc4.xml · nonDerivative · entry 1 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,250 F1 · security: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · shares: 100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Reporting Person's continuous service to the Company. Read SEC document |
| June 16, 2020 Filed Jun 16, 2020 23:16 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $1.43 | $0.00 |
DisclosureSEC source: 0001209191-20-037080 · doc4.xml · derivative · entry 2 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2030-06-15 F3 · derivative.exercise_date: 100% of the option shares subject to the option shall vest on the first anniversary of the grant date, subject to Reporting Person's continuous service to the Company. Read SEC document |
| June 16, 2020 Filed Jun 16, 2020 23:16 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037080 · doc4.xml · nonDerivative · entry 1 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,250 F1 · security: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · shares: 100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Reporting Person's continuous service to the Company. Read SEC document |
| November 12, 2019 Filed Nov 12, 2019 21:22 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 25,000 | $1.78 | $44,575.00 |
DisclosureSEC source: 0001209191-19-056002 · doc4.xml · nonDerivative · entry 1 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,750 F1 · price: The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $1.7741 to $1.80 on November 12, 2019. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 26, 2019 Filed Aug 26, 2019 20:52 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 5,000 | $2.17 | $10,849.50 |
DisclosureSEC source: 0001209191-19-047417 · doc4.xml · nonDerivative · entry 2 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,750 Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 20:52 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 10,000 | $2.20 | $21,956.00 |
DisclosureSEC source: 0001209191-19-047417 · doc4.xml · nonDerivative · entry 1 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,750 F1 · price: The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.185 to $2.20 on August 23, 2019. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 25, 2019 Filed Jun 25, 2019 22:58 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001209191-19-039017 · doc4.xml · derivative · entry 2 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2029-06-25 F3 · derivative.exercise_date: The shares subject to the option vest as follows: 1/24th of the shares subject to the option vest in equal monthly installments over 24 months, subject to Reporting Person's continuous service to the Company. Read SEC document |
| June 25, 2019 Filed Jun 25, 2019 22:58 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039017 · doc4.xml · nonDerivative · entry 1 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,750 F1 · security: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · shares: The restricted stock units shall vest in two equal consecutive annual installments on June 25, 2020 and June 25, 2021, subject to Reporting Person's continuous service to the Company. Read SEC document |
| March 12, 2019 Filed Mar 12, 2019 18:15 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 19,000 | $2.99 | $56,889.80 |
DisclosureSEC source: 0001209191-19-018711 · doc4.xml · nonDerivative · entry 1 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · price: The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.98 to $3.00 on March 12, 2019. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 23:35 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 20,700 | $2.82 | $58,376.07 |
DisclosureSEC source: 0001209191-18-058807 · doc4.xml · nonDerivative · entry 1 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,000 F1 · price: The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.809 to $2.83 on November 15, 2018. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 20:36 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 5,300 | $2.84 | $15,062.60 |
DisclosureSEC source: 0001209191-18-045839 · doc4.xml · nonDerivative · entry 1 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,300 F1 · price: The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.80 to $2.845 on August 7, 2018. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 14, 2018 Filed Jun 14, 2018 22:14 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantStock Options (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $4.13 | $0.00 |
DisclosureSEC source: 0001209191-18-037845 · doc4.xml · derivative · entry 1 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-06-14 F1 · derivative.exercise_date: The shares subject to the option vest as follows: 1/24th of the shares subject to the option vest in equal monthly installments over 24 months, subject to Optionee's Continuous Service to the Company. F2 · derivative.exercise_date: 100% Acceleration upon Change of Control. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 21:52 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 4,700 | $3.35 | $15,745.00 |
DisclosureSEC source: 0001209191-18-035889 · doc4.xml · nonDerivative · entry 2 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,000 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:52 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 300 | $3.30 | $990.00 |
DisclosureSEC source: 0001209191-18-035889 · doc4.xml · nonDerivative · entry 1 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,300 Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 12:01 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 30,000 | $1.90 | $56,970.00 |
DisclosureSEC source: 0000899243-17-026271 · doc4.xml · nonDerivative · entry 1 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · price: The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $1.8923 to $1.90 on November 14, 2017. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 24, 2017 Filed Aug 24, 2017 21:54 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 4,800 | $3.03 | $14,520.00 |
DisclosureSEC source: 0001437749-17-015259 · rdgdoc.xml · nonDerivative · entry 2 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 21:54 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 200 | $2.90 | $580.00 |
DisclosureSEC source: 0001437749-17-015259 · rdgdoc.xml · nonDerivative · entry 1 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,200 Read SEC document |
| June 15, 2017 Filed Jun 15, 2017 21:13 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001437749-17-011352 · rdgdoc.xml · derivative · entry 1 EDWARDS MARK G · CIK 0001190429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2027-06-14 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F2 · derivative.exercise_date: The shares subject to the option vest as follows: 1/24th of the shares subject to the option vest in equal monthly installments over 24 months, subject to Optionee's Continuous Service on the Company's Board of Directors. F3 · derivative.exercise_date: 100% Acceleration upon Change of Control. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.