Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENESCO INCGCO · Entity 5742 | Director | June 21, 2021 | June 22, 2021 |
| GWG Holdings, Inc.GWGH · Entity 111001 | Director | June 18, 2019 | June 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENESCO INC
Report date June 21, 2021 · Filed June 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,392 |
Ending reported balance
After 2021-06-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-06-21 · Sale · Disposed 250 · Balance 45,642 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Row 2 · 2021-06-22 · Sale · Disposed 250 · Balance 45,392 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
GWG Holdings, Inc.
Report date June 18, 2019 · Filed June 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,169 |
Reported balance
After 2019-06-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-06-18 · Grant · Acquired 8,169 · Balance 8,169 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting. |
| Common Stock, $.001 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-06-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2021 Filed Jun 22, 2021 20:17 UTC | GENESCO INC GCO · Entity 5742 | SaleCommon Stock | 250 | $59.00 | $14,750.00 |
DisclosureSEC source: 0001209191-21-042384 · doc4.xml · nonDerivative · entry 2 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,392 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 20:17 UTC | GENESCO INC GCO · Entity 5742 | SaleCommon Stock | 250 | $56.13 | $14,032.50 |
DisclosureSEC source: 0001209191-21-042384 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,642 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:31 UTC | GENESCO INC GCO · Entity 5742 | SaleCommon Stock | 40 | $59.00 | $2,360.00 |
DisclosureSEC source: 0001209191-21-037666 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,892 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 27, 2021 Filed May 28, 2021 20:10 UTC | GENESCO INC GCO · Entity 5742 | SaleCommon Stock | 460 | $59.00 | $27,140.00 |
DisclosureSEC source: 0001209191-21-036522 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,932 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 19, 2021 Filed May 21, 2021 20:10 UTC | GENESCO INC GCO · Entity 5742 | SaleCommon stock | 250 | $54.73 | $13,682.50 |
DisclosureSEC source: 0001209191-21-034884 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,392 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 20:29 UTC | GENESCO INC GCO · Entity 5742 | SaleCommon Stock | 250 | $52.00 | $13,000.00 |
DisclosureSEC source: 0001209191-21-029014 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,642 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 20:40 UTC | GENESCO INC GCO · Entity 5742 | Disposition to issuerCommon Stock | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048931 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,892 F1 · shares: Represents shares of restricted stock voluntarily forfeited by the director in respect of compensation. Read SEC document |
| August 03, 2020 Filed Aug 3, 2020 20:18 UTC | GENESCO INC GCO · Entity 5742 | Disposition to issuerCommon Stock | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044480 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,906 F1 · shares: Represents shares of restricted stock voluntarily forfeited by the director in respect of compensation. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 20:13 UTC | GENESCO INC GCO · Entity 5742 | Disposition to issuerCommon Stock | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039718 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,920 F1 · shares: Represents shares of restricted stock voluntarily forfeited by the director in respect of compensation. Read SEC document |
| June 25, 2020 Filed Jun 25, 2020 20:16 UTC | GENESCO INC GCO · Entity 5742 | GrantCommon Stock | 4,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038892 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,012 F1 · shares: Grant of restricted stock under Amended and Restated 2009 Equity Incentive Plan. Read SEC document |
| May 31, 2020 Filed Jun 1, 2020 20:59 UTC | GENESCO INC GCO · Entity 5742 | Disposition to issuerCommon Stock | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033239 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,614 F1 · shares: Represents shares of restricted stock voluntarily forfeited by the director in respect of compensation. Read SEC document |
| April 30, 2020 Filed May 12, 2021 20:17 UTC Amendment | GENESCO INC GCO · Entity 5742 | Disposition to issuerCommon Stock | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032034 · doc4a.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,706 F1 · date: On May 1, 2020, the reporting person filed a Form 4, which inadvertently reported that the transaction date for the reported transaction was April 20, 2020. In fact, as reported in this amendment, the correct transaction date is April 30, 2020. F2 · shares: Represents shares of restricted stock voluntarily forfeited by the director in respect of compensation. Read SEC document |
| April 20, 2020 Filed May 1, 2020 20:16 UTC | GENESCO INC GCO · Entity 5742 | Disposition to issuerCommon Stock | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-026517 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,706 F1 · shares: Represents shares of restricted stock voluntarily forfeited by the director in respect of compensation. Read SEC document |
| February 02, 2020 Filed Feb 3, 2020 22:09 UTC | GENESCO INC GCO · Entity 5742 | GrantCommon Stock | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006087 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,798 F1 · shares: Grant of restricted stock under Second Amended and Restated 2009 Equity Incentive Plan. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 21:20 UTC | GENESCO INC GCO · Entity 5742 | SaleCommon Stock | 500 | $48.00 | $24,000.00 |
DisclosureSEC source: 0001209191-20-002258 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,691 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 5, 2019. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:09 UTC | GENESCO INC GCO · Entity 5742 | SaleCommon Stock | 2,500 | $48.10 | $120,250.00 |
DisclosureSEC source: 0001209191-19-059733 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,191 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 5, 2019. Read SEC document |
| June 26, 2019 Filed Jun 26, 2019 20:28 UTC | GENESCO INC GCO · Entity 5742 | GrantCommon Stock | 2,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039102 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,691 F1 · shares: Grant of restricted stock under Second Amended and Restated 2009 Equity Incentive Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 16:18 UTC | GWG Holdings, Inc. GWGH · Entity 111001 | GrantRestricted Stock Units · Derivative | 8,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-007955 · edgar.xml · derivative · entry 2 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,169 Underlying: Common Stock · 8,169 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting. Read SEC document |
| January 07, 2019 Filed Jan 7, 2019 21:45 UTC | GENESCO INC GCO · Entity 5742 | SaleCommon Stock | 500 | $48.00 | $24,000.00 |
DisclosureSEC source: 0001209191-19-002563 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,626 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2018. Read SEC document |
| September 04, 2018 Filed Sep 4, 2018 21:08 UTC | GENESCO INC GCO · Entity 5742 | SaleCommon Stock | 500 | $50.75 | $25,375.00 |
DisclosureSEC source: 0001209191-18-049251 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,126 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 10, 2018. Read SEC document |
| August 30, 2018 Filed Aug 30, 2018 20:37 UTC | GENESCO INC GCO · Entity 5742 | SaleCommon Stock | 2,000 | $48.91 | $97,815.20 |
DisclosureSEC source: 0001209191-18-048953 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,626 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 10, 2018. Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 20:37 UTC | GENESCO INC GCO · Entity 5742 | GrantCommon Stock | 2,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-039877 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,626 F1 · shares: Grant of restricted stock under Second Amended and Restated 2009 Equity Incentive Plan. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 20:39 UTC | GENESCO INC GCO · Entity 5742 | GrantCommon Stock | 2,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041403 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,493 F1 · shares: Grant of restricted stock under Second Amended and Restated 2009 Equity Incentive Plan. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 21:38 UTC | GENESCO INC GCO · Entity 5742 | GrantCommon Stock | 1,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006146 · doc4.xml · nonDerivative · entry 1 MASON KATHLEEN · CIK 0001187699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,028 F1 · shares: Grant of restricted stock under Second Amended and Restated 2009 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.