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Maverick Ventures Investment Fund, L.P.

Disclosed activity across 1 company

Tapewire entity
137962
SEC CIK
0001632191

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Seer, Inc.SEER · Entity 6717DirectorJune 17, 2021June 23, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Seer, Inc.

Report date June 17, 2021 · Filed June 23, 2021

Jointly reported with Maverick Capital Ventures, LLC, Maverick Advisors Fund, L.P., AINSLIE LEE S III

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.74 · Expires 2031-06-17IndirectSee footnote15,000 Reported balance After 2021-06-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-06-17 · Grant · Acquired 15,000 · Balance 15,000

F1: Shares subject to the stock options vest on the earlier of (i) June 17, 2021 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

F2: The stock options reported on this Form 4 were awarded to David Singer, in connection with his membership on the board of directors of the Issuer. Mr. Singer and Lee S. Ainslie III are Managing Partners of Maverick Capital Ventures, LLC ("Maverick Ventures"), the general partner of Maverick Ventures Investment Fund, L.P. and Maverick Advisors Fund, L.P. Pursuant to the policies of Maverick Ventures, Mr. Singer holds the reported stock options for the benefit of clients of Maverick Capital, Ltd. and its affiliates. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares subject to the stock options vest on the earlier of (i) June 17, 2021 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

F2: The stock options reported on this Form 4 were awarded to David Singer, in connection with his membership on the board of directors of the Issuer. Mr. Singer and Lee S. Ainslie III are Managing Partners of Maverick Capital Ventures, LLC ("Maverick Ventures"), the general partner of Maverick Ventures Investment Fund, L.P. and Maverick Advisors Fund, L.P. Pursuant to the policies of Maverick Ventures, Mr. Singer holds the reported stock options for the benefit of clients of Maverick Capital, Ltd. and its affiliates. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer except to the extent of any pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2021 Filed Jun 23, 2021 22:35 UTC Seer, Inc. SEER · Entity 6717 GrantStock Options (right to buy) · Derivative 15,000 $0.00 Strike: $33.74 $0.00
Disclosure

SEC source: 0001062993-21-005889 · form4.xml · derivative · entry 1

Maverick Capital Ventures, LLC · CIK 0001632173 · Director

Maverick Ventures Investment Fund, L.P. · CIK 0001632191 · Director

Maverick Advisors Fund, L.P. · CIK 0001632167 · Director

AINSLIE LEE S III · CIK 0001286654 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2031-06-17

F1 · derivative.exercise_date: Shares subject to the stock options vest on the earlier of (i) June 17, 2021 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

F2 · ownership.nature: The stock options reported on this Form 4 were awarded to David Singer, in connection with his membership on the board of directors of the Issuer. Mr. Singer and Lee S. Ainslie III are Managing Partners of Maverick Capital Ventures, LLC ("Maverick Ventures"), the general partner of Maverick Ventures Investment Fund, L.P. and Maverick Advisors Fund, L.P. Pursuant to the policies of Maverick Ventures, Mr. Singer holds the reported stock options for the benefit of clients of Maverick Capital, Ltd. and its affiliates. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer except to the extent of any pecuniary interest therein.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:18 UTC Seer, Inc. SEER · Entity 6717 ConversionSeries D-1 Convertible Preferred Stock · Derivative 131,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017352 · wf-form4_160763512232981.xml · derivative · entry 12

Maverick Capital Ventures, LLC · CIK 0001632173 · 10% owner

Maverick Ventures Investment Fund, L.P. · CIK 0001632191 · 10% owner

Maverick Advisors Fund, L.P. · CIK 0001632167 · 10% owner

AINSLIE LEE S III · CIK 0001286654 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 131,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series D-1 Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · price: Each share of Series D-1 Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.exercise_date: Each share of Series D-1 Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.expiration_date: Each share of Series D-1 Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · ownership.nature: The reported shares are held of record by Maverick Advisors Fund, L.P. ("Maverick Advisors"). Maverick Ventures is the general partner of Maverick Advisors. As the Managing Partners of Maverick Ventures, Messrs. Ainslie and Singer share voting and dispositive power with respect to the shares held by Maverick Advisors. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:18 UTC Seer, Inc. SEER · Entity 6717 ConversionSeries D Convertible Preferred Stock · Derivative 179,192 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017352 · wf-form4_160763512232981.xml · derivative · entry 11

Maverick Capital Ventures, LLC · CIK 0001632173 · 10% owner

Maverick Ventures Investment Fund, L.P. · CIK 0001632191 · 10% owner

Maverick Advisors Fund, L.P. · CIK 0001632167 · 10% owner

AINSLIE LEE S III · CIK 0001286654 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 179,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · ownership.nature: The reported shares are held of record by Maverick Advisors Fund, L.P. ("Maverick Advisors"). Maverick Ventures is the general partner of Maverick Advisors. As the Managing Partners of Maverick Ventures, Messrs. Ainslie and Singer share voting and dispositive power with respect to the shares held by Maverick Advisors. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:18 UTC Seer, Inc. SEER · Entity 6717 ConversionSeries C Convertible Preferred Stock · Derivative 145,780 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017352 · wf-form4_160763512232981.xml · derivative · entry 10

Maverick Capital Ventures, LLC · CIK 0001632173 · 10% owner

Maverick Ventures Investment Fund, L.P. · CIK 0001632191 · 10% owner

Maverick Advisors Fund, L.P. · CIK 0001632167 · 10% owner

AINSLIE LEE S III · CIK 0001286654 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 145,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · ownership.nature: The reported shares are held of record by Maverick Advisors Fund, L.P. ("Maverick Advisors"). Maverick Ventures is the general partner of Maverick Advisors. As the Managing Partners of Maverick Ventures, Messrs. Ainslie and Singer share voting and dispositive power with respect to the shares held by Maverick Advisors. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:18 UTC Seer, Inc. SEER · Entity 6717 ConversionSeries B Convertible Preferred Stock · Derivative 700,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017352 · wf-form4_160763512232981.xml · derivative · entry 9

Maverick Capital Ventures, LLC · CIK 0001632173 · 10% owner

Maverick Ventures Investment Fund, L.P. · CIK 0001632191 · 10% owner

Maverick Advisors Fund, L.P. · CIK 0001632167 · 10% owner

AINSLIE LEE S III · CIK 0001286654 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 700,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · ownership.nature: The reported shares are held of record by Maverick Advisors Fund, L.P. ("Maverick Advisors"). Maverick Ventures is the general partner of Maverick Advisors. As the Managing Partners of Maverick Ventures, Messrs. Ainslie and Singer share voting and dispositive power with respect to the shares held by Maverick Advisors. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:18 UTC Seer, Inc. SEER · Entity 6717 ConversionSeries A Convertible Preferred Stock · Derivative 777,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017352 · wf-form4_160763512232981.xml · derivative · entry 8

Maverick Capital Ventures, LLC · CIK 0001632173 · 10% owner

Maverick Ventures Investment Fund, L.P. · CIK 0001632191 · 10% owner

Maverick Advisors Fund, L.P. · CIK 0001632167 · 10% owner

AINSLIE LEE S III · CIK 0001286654 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 777,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · ownership.nature: The reported shares are held of record by Maverick Advisors Fund, L.P. ("Maverick Advisors"). Maverick Ventures is the general partner of Maverick Advisors. As the Managing Partners of Maverick Ventures, Messrs. Ainslie and Singer share voting and dispositive power with respect to the shares held by Maverick Advisors. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:18 UTC Seer, Inc. SEER · Entity 6717 ConversionSeries D-1 Convertible Preferred Stock · Derivative 242,204 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017352 · wf-form4_160763512232981.xml · derivative · entry 7

Maverick Capital Ventures, LLC · CIK 0001632173 · 10% owner

Maverick Ventures Investment Fund, L.P. · CIK 0001632191 · 10% owner

Maverick Advisors Fund, L.P. · CIK 0001632167 · 10% owner

AINSLIE LEE S III · CIK 0001286654 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 242,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series D-1 Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · price: Each share of Series D-1 Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.exercise_date: Each share of Series D-1 Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.expiration_date: Each share of Series D-1 Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · ownership.nature: The reported shares are held of record by Maverick Ventures Investment Fund, L.P. ("Maverick Ventures Fund"). Maverick Capital Ventures, LLC (Maverick Ventures) is the general partner of Maverick Ventures Fund. As the Managing Partners of Maverick Ventures, Lee S. Ainslie III and David B. Singer, a director of the Issuer, share voting and dispositive power with respect to the shares held by Maverick Ventures Fund. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:18 UTC Seer, Inc. SEER · Entity 6717 ConversionSeries D Convertible Preferred Stock · Derivative 326,269 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017352 · wf-form4_160763512232981.xml · derivative · entry 6

Maverick Capital Ventures, LLC · CIK 0001632173 · 10% owner

Maverick Ventures Investment Fund, L.P. · CIK 0001632191 · 10% owner

Maverick Advisors Fund, L.P. · CIK 0001632167 · 10% owner

AINSLIE LEE S III · CIK 0001286654 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 326,269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · ownership.nature: The reported shares are held of record by Maverick Ventures Investment Fund, L.P. ("Maverick Ventures Fund"). Maverick Capital Ventures, LLC (Maverick Ventures) is the general partner of Maverick Ventures Fund. As the Managing Partners of Maverick Ventures, Lee S. Ainslie III and David B. Singer, a director of the Issuer, share voting and dispositive power with respect to the shares held by Maverick Ventures Fund. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:18 UTC Seer, Inc. SEER · Entity 6717 ConversionSeries C Convertible Preferred Stock · Derivative 265,434 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017352 · wf-form4_160763512232981.xml · derivative · entry 5

Maverick Capital Ventures, LLC · CIK 0001632173 · 10% owner

Maverick Ventures Investment Fund, L.P. · CIK 0001632191 · 10% owner

Maverick Advisors Fund, L.P. · CIK 0001632167 · 10% owner

AINSLIE LEE S III · CIK 0001286654 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 265,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · ownership.nature: The reported shares are held of record by Maverick Ventures Investment Fund, L.P. ("Maverick Ventures Fund"). Maverick Capital Ventures, LLC (Maverick Ventures) is the general partner of Maverick Ventures Fund. As the Managing Partners of Maverick Ventures, Lee S. Ainslie III and David B. Singer, a director of the Issuer, share voting and dispositive power with respect to the shares held by Maverick Ventures Fund. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:18 UTC Seer, Inc. SEER · Entity 6717 ConversionSeries B Convertible Preferred Stock · Derivative 1,275,928 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017352 · wf-form4_160763512232981.xml · derivative · entry 4

Maverick Capital Ventures, LLC · CIK 0001632173 · 10% owner

Maverick Ventures Investment Fund, L.P. · CIK 0001632191 · 10% owner

Maverick Advisors Fund, L.P. · CIK 0001632167 · 10% owner

AINSLIE LEE S III · CIK 0001286654 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,275,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · ownership.nature: The reported shares are held of record by Maverick Ventures Investment Fund, L.P. ("Maverick Ventures Fund"). Maverick Capital Ventures, LLC (Maverick Ventures) is the general partner of Maverick Ventures Fund. As the Managing Partners of Maverick Ventures, Lee S. Ainslie III and David B. Singer, a director of the Issuer, share voting and dispositive power with respect to the shares held by Maverick Ventures Fund. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:18 UTC Seer, Inc. SEER · Entity 6717 ConversionSeries A Convertible Preferred Stock · Derivative 1,280,724 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017352 · wf-form4_160763512232981.xml · derivative · entry 3

Maverick Capital Ventures, LLC · CIK 0001632173 · 10% owner

Maverick Ventures Investment Fund, L.P. · CIK 0001632191 · 10% owner

Maverick Advisors Fund, L.P. · CIK 0001632167 · 10% owner

AINSLIE LEE S III · CIK 0001286654 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,280,724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · ownership.nature: The reported shares are held of record by Maverick Ventures Investment Fund, L.P. ("Maverick Ventures Fund"). Maverick Capital Ventures, LLC (Maverick Ventures) is the general partner of Maverick Ventures Fund. As the Managing Partners of Maverick Ventures, Lee S. Ainslie III and David B. Singer, a director of the Issuer, share voting and dispositive power with respect to the shares held by Maverick Ventures Fund. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:18 UTC Seer, Inc. SEER · Entity 6717 ConversionClass A Common Stock 1,934,954 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017352 · wf-form4_160763512232981.xml · nonDerivative · entry 2

Maverick Capital Ventures, LLC · CIK 0001632173 · 10% owner

Maverick Ventures Investment Fund, L.P. · CIK 0001632191 · 10% owner

Maverick Advisors Fund, L.P. · CIK 0001632167 · 10% owner

AINSLIE LEE S III · CIK 0001286654 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,934,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · price: Each share of Series D-1 Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · ownership.nature: The reported shares are held of record by Maverick Advisors Fund, L.P. ("Maverick Advisors"). Maverick Ventures is the general partner of Maverick Advisors. As the Managing Partners of Maverick Ventures, Messrs. Ainslie and Singer share voting and dispositive power with respect to the shares held by Maverick Advisors. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.

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December 08, 2020 Filed Dec 10, 2020 21:18 UTC Seer, Inc. SEER · Entity 6717 ConversionClass A Common Stock 3,390,559 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017352 · wf-form4_160763512232981.xml · nonDerivative · entry 1

Maverick Capital Ventures, LLC · CIK 0001632173 · 10% owner

Maverick Ventures Investment Fund, L.P. · CIK 0001632191 · 10% owner

Maverick Advisors Fund, L.P. · CIK 0001632167 · 10% owner

AINSLIE LEE S III · CIK 0001286654 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,390,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · price: Each share of Series D-1 Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · ownership.nature: The reported shares are held of record by Maverick Ventures Investment Fund, L.P. ("Maverick Ventures Fund"). Maverick Capital Ventures, LLC (Maverick Ventures) is the general partner of Maverick Ventures Fund. As the Managing Partners of Maverick Ventures, Lee S. Ainslie III and David B. Singer, a director of the Issuer, share voting and dispositive power with respect to the shares held by Maverick Ventures Fund. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.

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December 03, 2020 Filed Dec 12, 2020 02:28 UTC Seer, Inc. SEER · Entity 6717 OtherStock Option (right to buy) · Derivative 37,383 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001628280-20-017435 · wf-form4_160774011652377.xml · derivative · entry 1

Maverick Capital Ventures, LLC · CIK 0001632173 · 10% owner

Maverick Ventures Investment Fund, L.P. · CIK 0001632191 · 10% owner

Maverick Advisors Fund, L.P. · CIK 0001632167 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 37,383

Underlying: Class A Common Stock · 37,383 shares

Expires 2020-12-03

F1 · kind: The reported stock option was granted to David Singer, a director of the Issuer, and a Managing Partner of Maverick Capital Ventures, LLC (Maverick Ventures), the general partner of Maverick Ventures Investment Fund, L.P. and Maverick Advisors Fund, L.P. (the Maverick Venture Funds). Mr. Singer is deemed to hold the reported stock option for the benefit of Maverick Ventures and may exercise the stock option solely upon the direction of Maverick Ventures, which entity is entitled to the shares of Class A Common Stock issued upon exercise. Maverick Ventures, Maverick Venture Funds and Lee S. Ainslie III, a Managing Partner of Maverick Ventures, may be deemed the indirect beneficial owners of this stock option.

F2 · derivative.exercise_date: Shares subject to the option vest in 36 equal monthly installments beginning on January 3, 2021.

F1 · ownership.nature: The reported stock option was granted to David Singer, a director of the Issuer, and a Managing Partner of Maverick Capital Ventures, LLC (Maverick Ventures), the general partner of Maverick Ventures Investment Fund, L.P. and Maverick Advisors Fund, L.P. (the Maverick Venture Funds). Mr. Singer is deemed to hold the reported stock option for the benefit of Maverick Ventures and may exercise the stock option solely upon the direction of Maverick Ventures, which entity is entitled to the shares of Class A Common Stock issued upon exercise. Maverick Ventures, Maverick Venture Funds and Lee S. Ainslie III, a Managing Partner of Maverick Ventures, may be deemed the indirect beneficial owners of this stock option.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.