Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MSC INCOME FUND, INC.NONE · Entity 5377 | CFO, Treasurer | October 30, 2020 | November 09, 2020 |
| Main Street Capital CORPMAIN · Entity 2159 | CFO, Treasurer | June 01, 2021 | June 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MSC INCOME FUND, INC.
Report date October 30, 2020 · Filed November 09, 2020
This filing explicitly reported no securities owned.
Main Street Capital CORP
Report date June 01, 2021 · Filed June 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,194.4704 |
Reported balance
After 2021-06-01 transaction · row 1
1 source rowRow 1 · 2021-06-01 · Gift · Disposed 1,370 · Balance 85,194.4704 F1: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2018 Filed Jun 22, 2018 16:55 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.8363 | $38.86 | $1,004.00 |
DisclosureSEC source: 0001209191-18-039264 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,235.0465 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 15, 2018 Filed May 24, 2018 17:01 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.8963 | $38.58 | $999.08 |
DisclosureSEC source: 0001209191-18-033044 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,209.2101 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 16, 2018 Filed Apr 25, 2018 17:04 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 26.8643 | $37.00 | $993.98 |
DisclosureSEC source: 0001209191-18-026115 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,183.3138 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:49 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 14,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023726 · doc4.xml · nonDerivative · entry 2 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,156.4495 F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:49 UTC | Main Street Capital CORP MAIN · Entity 2159 | Tax withholdingCommon Stock | 3,659 | $36.76 | $134,504.84 |
DisclosureSEC source: 0001209191-18-023726 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,219.4495 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| March 15, 2018 Filed Mar 21, 2018 17:04 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 26.691 | $37.05 | $988.90 |
DisclosureSEC source: 0001209191-18-021117 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,878.4495 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2018 Filed Feb 26, 2018 17:20 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 26.399 | $37.27 | $983.89 |
DisclosureSEC source: 0001209191-18-013450 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,851.7585 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 12, 2018 Filed Jan 24, 2018 17:22 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.6823 | $38.12 | $979.01 |
DisclosureSEC source: 0001209191-18-005199 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,825.3595 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 27, 2017 Filed Jan 5, 2018 17:05 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 35.0261 | $40.18 | $1,407.35 |
DisclosureSEC source: 0001209191-18-002500 · doc4.xml · nonDerivative · entry 2 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,799.6772 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 15, 2017 Filed Jan 5, 2018 17:05 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 23.8673 | $40.55 | $967.82 |
DisclosureSEC source: 0001209191-18-002500 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,764.6511 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2017 Filed Nov 29, 2017 17:20 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 23.6688 | $40.70 | $963.32 |
DisclosureSEC source: 0001209191-17-062889 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,740.7838 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 16, 2017 Filed Oct 26, 2017 17:14 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 24.0231 | $39.91 | $958.76 |
DisclosureSEC source: 0001209191-17-058053 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,717.115 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 15, 2017 Filed Sep 26, 2017 16:45 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 23.225 | $40.01 | $929.23 |
DisclosureSEC source: 0001209191-17-053992 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,693.0919 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2017 Filed Aug 24, 2017 16:50 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 22.969 | $40.27 | $924.96 |
DisclosureSEC source: 0001209191-17-050144 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,669.867 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 14, 2017 Filed Jul 21, 2017 16:31 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 29.269 | $38.58 | $1,129.20 |
DisclosureSEC source: 0001209191-17-045963 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,646.898 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 26, 2017 Filed Jun 30, 2017 16:30 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 42.901 | $38.85 | $1,666.70 |
DisclosureSEC source: 0001209191-17-042528 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,617.629 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 17:02 UTC | Main Street Capital CORP MAIN · Entity 2159 | Tax withholdingCommon Stock | 1,877 | $38.37 | $72,020.49 |
DisclosureSEC source: 0001209191-17-041433 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,546.092 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 14, 2017 Filed Jun 22, 2017 17:02 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 28.636 | $38.97 | $1,115.94 |
DisclosureSEC source: 0001209191-17-041433 · doc4.xml · nonDerivative · entry 2 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,574.728 F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 15, 2017 Filed May 23, 2017 16:50 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 28.922 | $38.40 | $1,110.60 |
DisclosureSEC source: 0001209191-17-034674 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,423.092 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 13, 2017 Filed Apr 21, 2017 16:55 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 28.679 | $38.54 | $1,105.29 |
DisclosureSEC source: 0001209191-17-027860 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,394.17 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:06 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 13,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025722 · doc4.xml · nonDerivative · entry 2 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,365.491 F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:06 UTC | Main Street Capital CORP MAIN · Entity 2159 | Tax withholdingCommon Stock | 2,279 | $38.40 | $87,513.60 |
DisclosureSEC source: 0001209191-17-025722 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,463.491 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 10:47 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 29.636 | $37.11 | $1,099.79 |
DisclosureSEC source: 0001209191-17-022712 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,742.491 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2017 Filed Feb 27, 2017 17:04 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 29.348 | $37.29 | $1,094.39 |
DisclosureSEC source: 0001209191-17-014859 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,712.855 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 13, 2017 Filed Jan 23, 2017 16:43 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 29.486 | $36.93 | $1,088.92 |
DisclosureSEC source: 0001209191-17-005097 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,683.507 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 23, 2016 Filed Jan 3, 2017 16:44 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 43.101 | $37.28 | $1,606.81 |
DisclosureSEC source: 0001209191-17-000295 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,654.021 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 13, 2016 Filed Dec 21, 2016 16:35 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 29.187 | $36.85 | $1,075.54 |
DisclosureSEC source: 0001209191-16-156345 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,610.92 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2016 Filed Nov 22, 2016 11:25 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 29.399 | $36.40 | $1,070.12 |
DisclosureSEC source: 0001209191-16-151565 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,581.733 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 14, 2016 Filed Oct 31, 2016 17:16 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 31.157 | $34.16 | $1,064.32 |
DisclosureSEC source: 0001209191-16-147529 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,552.334 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 15, 2016 Filed Sep 23, 2016 17:05 UTC | Main Street Capital CORP MAIN · Entity 2159 | PurchaseCommon Stock | 30.476 | $33.80 | $1,030.09 |
DisclosureSEC source: 0001209191-16-142649 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,521.177 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.