Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MSC INCOME FUND, INC.NONE · Entity 5377 | CFO, Treasurer | October 30, 2020 | November 09, 2020 |
| Main Street Capital CORPMAIN · Entity 2159 | CFO, Treasurer | June 01, 2021 | June 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MSC INCOME FUND, INC.
Report date October 30, 2020 · Filed November 09, 2020
This filing explicitly reported no securities owned.
Main Street Capital CORP
Report date June 01, 2021 · Filed June 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,194.4704 |
Reported balance
After 2021-06-01 transaction · row 1
1 source rowRow 1 · 2021-06-01 · Gift · Disposed 1,370 · Balance 85,194.4704 F1: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2021 Filed Jun 28, 2021 16:33 UTC | Main Street Capital CORP MAIN · Entity 2159 | GiftCommon Stock | 1,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001706 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,194.4704 F1 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5. Read SEC document |
| May 14, 2021 Filed May 24, 2021 17:17 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 27.513 | $39.49 | $1,086.49 |
DisclosureSEC source: 0001593968-21-001433 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,564.4704 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 15, 2021 Filed Apr 28, 2021 16:58 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 26.168 | $41.52 | $1,086.50 |
DisclosureSEC source: 0001593968-21-001178 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,536.9574 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 19:08 UTC | Main Street Capital CORP MAIN · Entity 2159 | Tax withholdingCommon Stock | 7,150 | $39.15 | $279,922.50 |
DisclosureSEC source: 0001593968-21-001053 · primary_01.xml · nonDerivative · entry 2 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,510.7894 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 19:08 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 13,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001053 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,660.7894 F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
| March 15, 2021 Filed Mar 26, 2021 18:57 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 28.302 | $38.39 | $1,086.51 |
DisclosureSEC source: 0001593968-21-001020 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,574.7894 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 12, 2021 Filed Feb 26, 2021 17:02 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 31.686 | $34.29 | $1,086.51 |
DisclosureSEC source: 0001593968-21-000675 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,546.4874 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 15, 2021 Filed Feb 1, 2021 16:57 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 33.721 | $32.22 | $1,086.49 |
DisclosureSEC source: 0001593968-21-000287 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,514.8014 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 15, 2020 Filed Dec 29, 2020 16:30 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 34.723 | $31.50 | $1,093.77 |
DisclosureSEC source: 0001593968-20-002412 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,481.0804 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 13, 2020 Filed Dec 2, 2020 16:46 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 35.402 | $30.69 | $1,086.49 |
DisclosureSEC source: 0001593968-20-002267 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,446.3574 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 15, 2020 Filed Oct 29, 2020 17:12 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 35.787 | $30.36 | $1,086.49 |
DisclosureSEC source: 0001593968-20-002115 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,410.9554 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 15, 2020 Filed Sep 24, 2020 16:36 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 35.705 | $30.62 | $1,093.29 |
DisclosureSEC source: 0001593968-20-001921 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,375.1684 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 14, 2020 Filed Aug 25, 2020 17:46 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 33.105 | $32.82 | $1,086.51 |
DisclosureSEC source: 0001593968-20-001795 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,339.4634 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 15, 2020 Filed Jul 24, 2020 16:48 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 36.225 | $30.18 | $1,093.27 |
DisclosureSEC source: 0001593968-20-001663 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,306.3584 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 15, 2020 Filed Jun 26, 2020 16:57 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 33.044 | $33.13 | $1,094.75 |
DisclosureSEC source: 0001593968-20-001527 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,270.1334 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 15, 2020 Filed May 29, 2020 18:06 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 40.187 | $27.25 | $1,095.10 |
DisclosureSEC source: 0001593968-20-001294 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,237.0894 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 15, 2020 Filed Apr 27, 2020 06:17 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 41.902 | $26.13 | $1,094.90 |
DisclosureSEC source: 0001593968-20-001043 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,196.9024 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:05 UTC | Main Street Capital CORP MAIN · Entity 2159 | Tax withholdingCommon Stock | 5,605 | $20.51 | $114,958.55 |
DisclosureSEC source: 0001593968-20-000977 · primary_01.xml · nonDerivative · entry 2 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,155.0004 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:05 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 25,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000977 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,760.0004 F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 16:16 UTC | Main Street Capital CORP MAIN · Entity 2159 | PurchaseCommon Stock | 1,500 | $18.78 | $28,164.00 |
DisclosureSEC source: 0001593968-20-000854 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,625.0314 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.71 to $18.79, inclusive. The reporting person undertakes to provide to Main Street Capital Corporation, any of its security holders, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2020 Filed Mar 20, 2020 16:42 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 40.969 | $26.52 | $1,086.50 |
DisclosureSEC source: 0001593968-20-000874 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,666.0004 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 14, 2020 Filed Feb 28, 2020 16:26 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 24.144 | $45.00 | $1,086.48 |
DisclosureSEC source: 0001593968-20-000544 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,125.0314 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 15, 2020 Filed Jan 29, 2020 16:19 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 24.734 | $44.17 | $1,092.50 |
DisclosureSEC source: 0001593968-20-000226 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,100.8874 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 26, 2019 Filed Jan 6, 2020 16:37 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 29.34 | $43.56 | $1,278.05 |
DisclosureSEC source: 0001593968-20-000115 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,076.1534 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 11, 2019 Filed Dec 23, 2019 16:30 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.121 | $43.25 | $1,086.48 |
DisclosureSEC source: 0001593968-19-002361 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,046.8134 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 18, 2019 Filed Nov 22, 2019 16:38 UTC | Main Street Capital CORP MAIN · Entity 2159 | GiftCommon Stock | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-002214 · primary_01.xml · nonDerivative · entry 2 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,021.6924 F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5. Read SEC document |
| November 15, 2019 Filed Nov 22, 2019 16:38 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.445 | $42.91 | $1,091.84 |
DisclosureSEC source: 0001593968-19-002214 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,471.6924 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 15, 2019 Filed Oct 25, 2019 16:35 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 26.053 | $41.90 | $1,091.62 |
DisclosureSEC source: 0001593968-19-002020 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,446.2474 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 16, 2019 Filed Sep 30, 2019 16:57 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.092 | $43.30 | $1,086.48 |
DisclosureSEC source: 0001593968-19-001936 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,420.1944 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2019 Filed Aug 26, 2019 16:34 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.686 | $42.30 | $1,086.52 |
DisclosureSEC source: 0001593968-19-001795 · primary_01.xml · nonDerivative · entry 2 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,395.1024 F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2019 Filed Aug 26, 2019 16:34 UTC | Main Street Capital CORP MAIN · Entity 2159 | GiftCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001795 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,369.4164 F1 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5. Read SEC document |
| July 15, 2019 Filed Jul 26, 2019 16:22 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.771 | $42.16 | $1,086.51 |
DisclosureSEC source: 0001593968-19-001669 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,719.4164 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 25, 2019 Filed Jul 3, 2019 18:58 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 31.897 | $41.54 | $1,325.00 |
DisclosureSEC source: 0001593968-19-001592 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,693.6454 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 14, 2019 Filed Jun 26, 2019 16:28 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.53 | $41.52 | $1,060.01 |
DisclosureSEC source: 0001593968-19-001499 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,661.7484 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 21, 2019 Filed May 24, 2019 15:57 UTC | Main Street Capital CORP MAIN · Entity 2159 | GiftCommon Stock | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001203 · primary_01.xml · nonDerivative · entry 2 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,636.2184 F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5. Read SEC document |
| May 15, 2019 Filed May 24, 2019 15:57 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 26.322 | $40.48 | $1,065.51 |
DisclosureSEC source: 0001593968-19-001203 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,956.2184 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 15, 2019 Filed Apr 25, 2019 16:53 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 27.611 | $38.39 | $1,059.99 |
DisclosureSEC source: 0001593968-19-000991 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,929.8964 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 16:22 UTC | Main Street Capital CORP MAIN · Entity 2159 | Tax withholdingCommon Stock | 5,273 | $37.20 | $196,155.60 |
DisclosureSEC source: 0001593968-19-000912 · primary_01.xml · nonDerivative · entry 2 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,902.2854 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 16:22 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 15,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000912 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,175.2854 F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
| March 15, 2019 Filed Mar 27, 2019 16:35 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 27.02 | $38.25 | $1,033.52 |
DisclosureSEC source: 0001593968-19-000850 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,282.2854 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2019 Filed Mar 1, 2019 16:16 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 27.612 | $37.43 | $1,033.52 |
DisclosureSEC source: 0001593968-19-000592 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,255.2654 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 15, 2019 Filed Jan 23, 2019 16:59 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 27.848 | $36.49 | $1,016.17 |
DisclosureSEC source: 0001593968-19-000200 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,227.6534 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 27, 2018 Filed Jan 4, 2019 17:04 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 42.754 | $34.09 | $1,457.48 |
DisclosureSEC source: 0001593968-19-000104 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,199.8054 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 14, 2018 Filed Dec 31, 2018 16:24 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 27.575 | $37.48 | $1,033.51 |
DisclosureSEC source: 0001593968-18-001660 · primary_01.xml · nonDerivative · entry 2 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,157.0514 F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 20, 2018 Filed Dec 31, 2018 16:24 UTC | Main Street Capital CORP MAIN · Entity 2159 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001660 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,129.4764 F1 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5. Read SEC document |
| October 15, 2018 Filed Oct 29, 2018 14:31 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 28.2241 | $37.49 | $1,058.12 |
DisclosureSEC source: 0001593968-18-001373 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,379.4764 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 14, 2018 Filed Sep 26, 2018 16:46 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.8263 | $39.73 | $1,026.08 |
DisclosureSEC source: 0001593968-18-001256 · primary_01.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,351.2523 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2018 Filed Aug 30, 2018 17:18 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.3417 | $40.30 | $1,021.27 |
DisclosureSEC source: 0001209191-18-048984 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,325.426 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 16, 2018 Filed Jul 25, 2018 17:03 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 26.4577 | $38.41 | $1,016.24 |
DisclosureSEC source: 0001209191-18-043921 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,300.0843 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 26, 2018 Filed Jul 3, 2018 17:03 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 38.5802 | $37.85 | $1,460.26 |
DisclosureSEC source: 0001209191-18-041169 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,273.6266 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.