Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clarion Partners Real Estate Income Fund Inc.N/A · Entity 29238 | Portfolio Manager/ Subadviser | June 13, 2019 | June 13, 2019 |
| LMP CAPITAL & INCOME FUND INC.SCD · Entity 5762 | CIO of Subadviser | August 01, 2006 | October 31, 2016 |
| WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.GDO · Entity 8976 | CIO of Subadviser | March 31, 2014 | October 31, 2016 |
| Western Asset Diversified Income Fund (WDI)WDI · Entity 5266 | Portfolio Manager | June 24, 2021 | June 29, 2021 |
| Western Asset Investment Grade Income Fund Inc.PAI · Entity 6695 | Portfolio Manager - Adviser | May 06, 2003 | January 31, 2019 |
| Western Asset Investment Grade Opportunity Trust Inc.IGI · Entity 6789 | CIO of Subadviser | March 31, 2014 | October 31, 2016 |
| Western Asset Middle Market Debt Fund Inc.XWAMX · Entity 146033 | CIO of Subadviser | March 31, 2014 | October 31, 2016 |
| Western Asset Municipal Defined Opportunity Trust Inc.MTT · Entity 146034 | CIO of Subadviser | March 31, 2014 | October 31, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clarion Partners Real Estate Income Fund Inc.
Report date June 13, 2019 · Filed June 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-06-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
LMP CAPITAL & INCOME FUND INC.
Report date August 01, 2006 · Filed October 31, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2006-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.
Report date March 31, 2014 · Filed October 31, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2014-03-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Western Asset Diversified Income Fund (WDI)
Report date June 24, 2021 · Filed June 29, 2021
This filing explicitly reported no securities owned.
Western Asset Investment Grade Income Fund Inc.
Report date May 06, 2003 · Filed January 31, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,500 |
Reported balance
After 2003-05-06 transaction · row 1
1 source rowRow 1 · 2003-05-06 · Purchase · Acquired 10,000 · Balance 26,500 |
Western Asset Investment Grade Opportunity Trust Inc.
Report date March 31, 2014 · Filed October 31, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2014-03-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Western Asset Middle Market Debt Fund Inc.
Report date March 31, 2014 · Filed October 31, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2014-03-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Western Asset Municipal Defined Opportunity Trust Inc.
Report date March 31, 2014 · Filed October 31, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2014-03-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 17, 2018 Filed Jan 31, 2019 14:56 UTC | Western Asset Investment Grade Income Fund Inc. PAI · Entity 6695 | SaleCommon Stock | 1,304 | $14.11 | $18,392.92 |
DisclosureSEC source: 0000914851-19-000102 · wf-form4_154894658602269.xml · nonDerivative · entry 3 LEECH S. KENNETH · CIK 0001252220 · Portfolio Manager - Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee of Account Disclosed balance after: 0 F1 · balance_after: Mr. Leech became a trustee of an account in March 2016 which gave him discretionary trading authority of the account. The account held 1,131 shares of PAI at the time of Mr. Leech's appointment. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| April 17, 2017 Filed Jan 31, 2019 14:56 UTC | Western Asset Investment Grade Income Fund Inc. PAI · Entity 6695 | PurchaseCommon Stock | 135 | $14.50 | $1,957.50 |
DisclosureSEC source: 0000914851-19-000102 · wf-form4_154894658602269.xml · nonDerivative · entry 2 LEECH S. KENNETH · CIK 0001252220 · Portfolio Manager - Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee of Account Disclosed balance after: 1,304 F1 · balance_after: Mr. Leech became a trustee of an account in March 2016 which gave him discretionary trading authority of the account. The account held 1,131 shares of PAI at the time of Mr. Leech's appointment. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| November 01, 2016 Filed Jan 31, 2019 14:56 UTC | Western Asset Investment Grade Income Fund Inc. PAI · Entity 6695 | PurchaseCommon Stock | 38 | $14.81 | $562.78 |
DisclosureSEC source: 0000914851-19-000102 · wf-form4_154894658602269.xml · nonDerivative · entry 1 LEECH S. KENNETH · CIK 0001252220 · Portfolio Manager - Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee of Account Disclosed balance after: 1,169 F1 · balance_after: Mr. Leech became a trustee of an account in March 2016 which gave him discretionary trading authority of the account. The account held 1,131 shares of PAI at the time of Mr. Leech's appointment. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| May 06, 2003 Filed Jan 31, 2019 15:05 UTC | Western Asset Investment Grade Income Fund Inc. PAI · Entity 6695 | PurchaseCommon Stock | 10,000 | $15.17 | $151,700.00 |
DisclosureSEC source: 0000914851-19-000104 · wf-form4_154894713891538.xml · nonDerivative · entry 1 LEECH S. KENNETH · CIK 0001252220 · Portfolio Manager - Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.