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person · Reporting owner

MARTIN JOANN M

Disclosed activity across 2 companies

Tapewire entity
137725
SEC CIK
0001248113

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NELNET INCNNI · Entity 3982DirectorJune 21, 2021June 22, 2021
NRC HEALTHNRC · Entity 5534DirectorJune 29, 2021July 01, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NELNET INC

Report date June 21, 2021 · Filed June 22, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect6,132 Reported balance After 2021-06-21 transaction · row 1
1 source row

Row 1 · 2021-06-21 · Grant · Acquired 2,450 · Balance 6,132

F1: These shares were granted pursuant to the issuer's Directors Stock Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were granted pursuant to the issuer's Directors Stock Compensation Plan.

NRC HEALTH

Report date June 29, 2021 · Filed July 01, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.32 · Expires 2031-06-29Direct7,289 Reported balance After 2021-06-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-06-29 · Grant · Acquired 7,289 · Balance 7,289

F1: This award is an annual grant to the reporting person made under the Issuer's 2004 Non-Employee Director Stock Plan (the "Plan") on the date of the Issuer's 2021 annual shareholder meeting. In accordance with the terms of the Plan, the award will vest and become exercisable on the date immediately preceding the date of the Issuer's next annual shareholder meeting, subject to certain exceptions provided in the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: This award is an annual grant to the reporting person made under the Issuer's 2004 Non-Employee Director Stock Plan (the "Plan") on the date of the Issuer's 2021 annual shareholder meeting. In accordance with the terms of the Plan, the award will vest and become exercisable on the date immediately preceding the date of the Issuer's next annual shareholder meeting, subject to certain exceptions provided in the Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2021 Filed Jul 1, 2021 20:52 UTC NRC HEALTH NRC · Entity 5534 GrantDirector Stock Option (Right to Buy) · Derivative 7,289 $0.00 Strike: $46.32 $0.00
Disclosure

SEC source: 0001567619-21-012855 · doc1.xml · derivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,289

Underlying: Common Stock · 7,289 shares

Expires 2031-06-29

F1 · derivative.exercise_date: This award is an annual grant to the reporting person made under the Issuer's 2004 Non-Employee Director Stock Plan (the "Plan") on the date of the Issuer's 2021 annual shareholder meeting. In accordance with the terms of the Plan, the award will vest and become exercisable on the date immediately preceding the date of the Issuer's next annual shareholder meeting, subject to certain exceptions provided in the Plan.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 20:40 UTC NELNET INC NNI · Entity 3982 GrantClass A Common Stock 2,450 $63.28 $155,036.00
Disclosure

SEC source: 0001437749-21-015390 · rdgdoc.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,132

F1 · shares: These shares were granted pursuant to the issuer's Directors Stock Compensation Plan.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:05 UTC NRC HEALTH NRC · Entity 5534 SaleCommon Stock 5,000 $50.66 $253,300.00
Disclosure

SEC source: 0001567619-21-004001 · doc1.xml · nonDerivative · entry 2

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,955

Read SEC document
January 08, 2021 Filed Feb 16, 2021 21:05 UTC NRC HEALTH NRC · Entity 5534 GiftCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004001 · doc1.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,955

Read SEC document
December 29, 2020 Filed Feb 11, 2021 21:35 UTC NRC HEALTH NRC · Entity 5534 GiftCommon Stock 69,953 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003087 · doc1.xml · nonDerivative · entry 2

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,955

Read SEC document
December 28, 2020 Filed Feb 11, 2021 21:35 UTC NRC HEALTH NRC · Entity 5534 GiftCommon Stock 69,953 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003087 · doc1.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,908

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:02 UTC NRC HEALTH NRC · Entity 5534 Exercise / conversionDirecto Stock Option (Right to Buy) · Derivative 36,000 $0.00 Strike: $14.19 $0.00
Disclosure

SEC source: 0001567619-20-020162 · doc1.xml · derivative · entry 7

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2026-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:02 UTC NRC HEALTH NRC · Entity 5534 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 36,000 $0.00 Strike: $14.95 $0.00
Disclosure

SEC source: 0001567619-20-020162 · doc1.xml · derivative · entry 6

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2024-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:02 UTC NRC HEALTH NRC · Entity 5534 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 36,000 $0.00 Strike: $16.89 $0.00
Disclosure

SEC source: 0001567619-20-020162 · doc1.xml · derivative · entry 5

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:02 UTC NRC HEALTH NRC · Entity 5534 Tax withholdingCommon Stock 29,948 $55.33 $1,657,022.84
Disclosure

SEC source: 0001567619-20-020162 · doc1.xml · nonDerivative · entry 4

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,862

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:02 UTC NRC HEALTH NRC · Entity 5534 Exercise / conversionCommon Stock 36,000 $14.19 $510,840.00
Disclosure

SEC source: 0001567619-20-020162 · doc1.xml · nonDerivative · entry 3

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:02 UTC NRC HEALTH NRC · Entity 5534 Exercise / conversionCommon Stock 36,000 $14.95 $538,200.00
Disclosure

SEC source: 0001567619-20-020162 · doc1.xml · nonDerivative · entry 2

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:02 UTC NRC HEALTH NRC · Entity 5534 Exercise / conversionCommon Stock 36,000 $16.89 $608,040.00
Disclosure

SEC source: 0001567619-20-020162 · doc1.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2020 Filed Nov 25, 2020 22:50 UTC Amendment NRC HEALTH NRC · Entity 5534 Tax withholdingCommon Stock 29,949 $55.33 $1,657,078.17
Disclosure

SEC source: 0001567619-20-020392 · doc1.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,861

F1 · shares: The original Form 4 is being amended to correct an administrative error by increasing the number of shares forfeited in the reported transaction by one share and correspondingly decreasing the number of shares beneficially owned by the reporting person by one share.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:19 UTC NRC HEALTH NRC · Entity 5534 SaleCommon Stock 36,000 $55.17 $1,986,253.20
Disclosure

SEC source: 0001567619-20-020023 · doc1.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,810

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.00 to $55.87, inclusive. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within this range.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:30 UTC NRC HEALTH NRC · Entity 5534 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 36,000 $0.00 Strike: $14.21 $0.00
Disclosure

SEC source: 0001567619-20-017050 · doc1.xml · derivative · entry 5

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2025-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:30 UTC NRC HEALTH NRC · Entity 5534 Tax withholdingCommon Stock 10,729 $47.68 $511,558.72
Disclosure

SEC source: 0001567619-20-017050 · doc1.xml · nonDerivative · entry 4

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,810

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:30 UTC NRC HEALTH NRC · Entity 5534 Exercise / conversionCommon Stock 36,000 $14.21 $511,560.00
Disclosure

SEC source: 0001567619-20-017050 · doc1.xml · nonDerivative · entry 3

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2020 Filed Sep 23, 2020 20:30 UTC NRC HEALTH NRC · Entity 5534 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017050 · doc1.xml · nonDerivative · entry 2

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,539

Read SEC document
August 12, 2020 Filed Sep 23, 2020 20:30 UTC NRC HEALTH NRC · Entity 5534 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017050 · doc1.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,539

Read SEC document
July 23, 2020 Filed Jul 27, 2020 20:38 UTC NRC HEALTH NRC · Entity 5534 SaleCommon Stock 19,853 $60.00 $1,191,180.00
Disclosure

SEC source: 0001567619-20-013764 · doc1.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,539

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · acquired: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 17, 2020 Filed Jul 21, 2020 20:23 UTC NRC HEALTH NRC · Entity 5534 SaleCommon Stock 110 $60.00 $6,600.00
Disclosure

SEC source: 0001567619-20-013532 · doc1.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,392

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · acquired: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 20:10 UTC NRC HEALTH NRC · Entity 5534 SaleCommon Stock 14 $60.00 $840.00
Disclosure

SEC source: 0001567619-20-013423 · doc1.xml · nonDerivative · entry 2

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,502

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · acquired: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 20:34 UTC NELNET INC NNI · Entity 3982 GrantClass A Common Stock 3,226 $40.30 $130,007.80
Disclosure

SEC source: 0001437749-20-013665 · rdgdoc.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,682

F1 · shares: These shares were granted pursuant to the issuer's Directors Stock Compensation Plan.

Read SEC document
June 11, 2020 Filed Jul 17, 2020 20:10 UTC NRC HEALTH NRC · Entity 5534 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013423 · doc1.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,516

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:59 UTC NRC HEALTH NRC · Entity 5534 SaleCommon Stock 23 $60.00 $1,380.00
Disclosure

SEC source: 0001567619-20-011913 · doc1.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,016

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · acquired: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:39 UTC NRC HEALTH NRC · Entity 5534 GrantDirector Stock Option (Right to Buy) · Derivative 7,179 $0.00 Strike: $54.11 $0.00
Disclosure

SEC source: 0001567619-20-010827 · doc1.xml · derivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,179

Underlying: Common Stock · 7,179 shares

Expires 2030-05-18

F1 · derivative.exercise_date: This award is an annual grant to the reporting person made under the Issuer's 2004 Non-Employee Director Stock Plan (the "Plan") on the date of the Issuer's 2020 annual shareholder meeting. In accordance with the terms of the Plan, the award will vest and become exercisable on the date immediately preceding the date of the Issuer's next annual shareholder meeting, subject to certain exceptions provided in the Plan.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 20:50 UTC NELNET INC NNI · Entity 3982 GrantClass A Common Stock 456 $36.58 $16,680.48
Disclosure

SEC source: 0001437749-20-005917 · rdgdoc.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456

F1 · shares: These shares were granted pursuant to the issuer's Directors Stock Compensation Plan.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:49 UTC NRC HEALTH NRC · Entity 5534 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 36,000 $0.00 Strike: $13.81 $0.00
Disclosure

SEC source: 0001567619-20-005463 · doc1.xml · derivative · entry 5

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2022-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:49 UTC NRC HEALTH NRC · Entity 5534 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 36,000 $0.00 Strike: $9.74 $0.00
Disclosure

SEC source: 0001567619-20-005463 · doc1.xml · derivative · entry 4

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2021-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:49 UTC NRC HEALTH NRC · Entity 5534 Tax withholdingCommon Stock 15,416 $54.99 $847,725.84
Disclosure

SEC source: 0001567619-20-005463 · doc1.xml · nonDerivative · entry 3

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,039

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:49 UTC NRC HEALTH NRC · Entity 5534 Exercise / conversionCommon Stock 36,000 $13.81 $497,160.00
Disclosure

SEC source: 0001567619-20-005463 · doc1.xml · nonDerivative · entry 2

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:49 UTC NRC HEALTH NRC · Entity 5534 Exercise / conversionCommon Stock 36,000 $9.74 $350,640.00
Disclosure

SEC source: 0001567619-20-005463 · doc1.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2019 Filed Jun 5, 2019 21:45 UTC NRC HEALTH NRC · Entity 5534 GrantDirector Stock Option (Right to Buy) · Derivative 6,821 $0.00 Strike: $50.62 $0.00
Disclosure

SEC source: 0001567619-19-012841 · doc1.xml · derivative · entry 2

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,821

Underlying: Common Stock · 6,821 shares

Expires 2029-05-29

Read SEC document
May 30, 2018 Filed Jan 22, 2019 22:59 UTC NRC HEALTH NRC · Entity 5534 GrantDirector Stock Option (Right to Buy) · Derivative 10,440 $0.00 Strike: $34.90 $0.00
Disclosure

SEC source: 0001567619-19-001449 · doc1.xml · derivative · entry 2

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,440

Underlying: Common Stock · 10,440 shares

Expires 2028-05-30

Read SEC document
April 17, 2018 Filed Apr 18, 2018 21:50 UTC NRC HEALTH NRCIA/B · Entity 5534 Disposition to issuerDirector Stock Option (Right to Buy) · Derivative 6,000 Not disclosed Strike: $44.47 Not disclosed
Disclosure

SEC source: 0001140361-18-018966 · doc1.xml · derivative · entry 9

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 6,000 shares

Expires 2027-05-09

F2 · price: Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option.

F2 · derivative.exercise_date: Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 21:50 UTC NRC HEALTH NRCIA/B · Entity 5534 Disposition to issuerDirector Stock Option (Right to Buy) · Derivative 6,000 Not disclosed Strike: $37.78 Not disclosed
Disclosure

SEC source: 0001140361-18-018966 · doc1.xml · derivative · entry 8

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 6,000 shares

Expires 2026-05-11

F2 · price: Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option.

F2 · derivative.exercise_date: Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 21:50 UTC NRC HEALTH NRCIA/B · Entity 5534 Disposition to issuerDirector Stock Option (Right to Buy) · Derivative 6,000 Not disclosed Strike: $34.50 Not disclosed
Disclosure

SEC source: 0001140361-18-018966 · doc1.xml · derivative · entry 7

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 6,000 shares

Expires 2025-05-07

F2 · price: Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option.

F2 · derivative.exercise_date: Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 21:50 UTC NRC HEALTH NRCIA/B · Entity 5534 Disposition to issuerDirector Stock Option (Right to Buy) · Derivative 6,000 Not disclosed Strike: $43.91 Not disclosed
Disclosure

SEC source: 0001140361-18-018966 · doc1.xml · derivative · entry 6

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 6,000 shares

Expires 2024-05-08

F2 · price: Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option.

F2 · derivative.exercise_date: Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 21:50 UTC NRC HEALTH NRCIA/B · Entity 5534 Disposition to issuerDirector Stock Option (Right to Buy) · Derivative 6,000 Not disclosed Strike: $30.72 Not disclosed
Disclosure

SEC source: 0001140361-18-018966 · doc1.xml · derivative · entry 5

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 6,000 shares

Expires 2023-05-09

F2 · price: Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option.

F2 · derivative.exercise_date: Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 21:50 UTC NRC HEALTH NRCIA/B · Entity 5534 Disposition to issuerDirector Stock Option (Right to Buy) · Derivative 6,000 Not disclosed Strike: $26.10 Not disclosed
Disclosure

SEC source: 0001140361-18-018966 · doc1.xml · derivative · entry 4

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 6,000 shares

Expires 2022-05-11

F2 · price: Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option.

F2 · derivative.exercise_date: Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option.

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April 17, 2018 Filed Apr 18, 2018 21:50 UTC NRC HEALTH NRCIA/B · Entity 5534 GrantCommon Stock 11,446 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-018966 · doc1.xml · nonDerivative · entry 3

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,455

F1 · security: On April 17, 2018, the Issuer completed a recapitalization whereby the Issuer exchanged one share of its then-existing class A common stock, plus $19.59 in cash, without interest, for each share of its then-existing class B common stock and, following such exchange, each share of class A common stock was reclassified as a share of Common Stock (the "Recapitalization").

F2 · kind: Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option.

F2 · price: Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option.

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April 17, 2018 Filed Apr 18, 2018 21:50 UTC NRC HEALTH NRCIA/B · Entity 5534 GrantCommon Stock 31,733 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-018966 · doc1.xml · nonDerivative · entry 2

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,009

F1 · security: On April 17, 2018, the Issuer completed a recapitalization whereby the Issuer exchanged one share of its then-existing class A common stock, plus $19.59 in cash, without interest, for each share of its then-existing class B common stock and, following such exchange, each share of class A common stock was reclassified as a share of Common Stock (the "Recapitalization").

F1 · kind: On April 17, 2018, the Issuer completed a recapitalization whereby the Issuer exchanged one share of its then-existing class A common stock, plus $19.59 in cash, without interest, for each share of its then-existing class B common stock and, following such exchange, each share of class A common stock was reclassified as a share of Common Stock (the "Recapitalization").

F1 · price: On April 17, 2018, the Issuer completed a recapitalization whereby the Issuer exchanged one share of its then-existing class A common stock, plus $19.59 in cash, without interest, for each share of its then-existing class B common stock and, following such exchange, each share of class A common stock was reclassified as a share of Common Stock (the "Recapitalization").

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April 17, 2018 Filed Apr 18, 2018 21:50 UTC NRC HEALTH NRCIA/B · Entity 5534 Disposition to issuerClass B Common Stock 31,733 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-018966 · doc1.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 17, 2018, the Issuer completed a recapitalization whereby the Issuer exchanged one share of its then-existing class A common stock, plus $19.59 in cash, without interest, for each share of its then-existing class B common stock and, following such exchange, each share of class A common stock was reclassified as a share of Common Stock (the "Recapitalization").

F1 · price: On April 17, 2018, the Issuer completed a recapitalization whereby the Issuer exchanged one share of its then-existing class A common stock, plus $19.59 in cash, without interest, for each share of its then-existing class B common stock and, following such exchange, each share of class A common stock was reclassified as a share of Common Stock (the "Recapitalization").

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May 09, 2017 Filed May 11, 2017 16:23 UTC NRC HEALTH NRCIA/B · Entity 5534 GrantDirector Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $44.47 $0.00
Disclosure

SEC source: 0001140361-17-019555 · doc1.xml · derivative · entry 3

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Class B Common Stock · 6,000 shares

Expires 2027-05-09

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May 09, 2017 Filed May 11, 2017 16:23 UTC NRC HEALTH NRCIA/B · Entity 5534 GrantDirector Stock Option (Right to Buy) · Derivative 36,000 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001140361-17-019555 · doc1.xml · derivative · entry 2

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Class A Common Stock · 36,000 shares

Expires 2027-05-09

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April 26, 2017 Filed Apr 28, 2017 15:32 UTC NRC HEALTH NRCIA/B · Entity 5534 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 13,800 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001140361-17-017276 · doc1.xml · derivative · entry 3

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,800 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 26, 2017 Filed Apr 28, 2017 15:32 UTC NRC HEALTH NRCIA/B · Entity 5534 Tax withholdingClass A Common Stock 4,772 $24.55 $117,152.60
Disclosure

SEC source: 0001140361-17-017276 · doc1.xml · nonDerivative · entry 2

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,276

F1 · kind: Reflects payment of option exercise expense.

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April 26, 2017 Filed Apr 28, 2017 15:32 UTC NRC HEALTH NRCIA/B · Entity 5534 Exercise / conversionClass A Common Stock 13,800 $8.49 $117,162.00
Disclosure

SEC source: 0001140361-17-017276 · doc1.xml · nonDerivative · entry 1

MARTIN JOANN M · CIK 0001248113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.