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von Maltzahn Geoffrey

Disclosed activity across 2 companies

Tapewire entity
137686
SEC CIK
0001768286

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Kaleido Biosciences, Inc.KLDO · Entity 129745DirectorJune 30, 2021July 01, 2021
Sana Biotechnology, Inc.SANA · Entity 4870DirectorFebruary 03, 2021February 18, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Kaleido Biosciences, Inc.

Report date June 30, 2021 · Filed July 01, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.44 · Expires 2031-06-29Direct15,000 Reported balance After 2021-06-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-06-30 · Grant · Acquired 15,000 · Balance 15,000

Sana Biotechnology, Inc.

Report date February 03, 2021 · Filed February 18, 2021 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.00 · Expires 2031-02-02Direct23,591 Reported balance After 2021-02-03 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2021-02-03 · Grant · Acquired 23,591 · Balance 23,591

F1: This Form 4/A is being filed to correct a calculation error in regards to the number of option shares acquired.

F2: The stock option shall vest and become exercisable in full on February 3, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4/A is being filed to correct a calculation error in regards to the number of option shares acquired.

F2: The stock option shall vest and become exercisable in full on February 3, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2021 Filed Jul 1, 2021 16:19 UTC Kaleido Biosciences, Inc. KLDO · Entity 129745 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $7.44 $0.00
Disclosure

SEC source: 0001209191-21-044380 · doc4.xml · derivative · entry 1

von Maltzahn Geoffrey · CIK 0001768286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-06-29

Read SEC document
February 08, 2021 Filed Feb 10, 2021 18:52 UTC Sana Biotechnology, Inc. SANA · Entity 4870 ConversionSeries A-2 Convertible Preferred Stock · Derivative 366,122 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-005736 · doc4.xml · derivative · entry 4

von Maltzahn Geoffrey · CIK 0001768286 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Geoffrey A. von Malzahn 2020 GRAT

Disclosed balance after: 0

Underlying: Common Stock · 366,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Issuer's Preferred Stock automatically convert into shares of Issuer's Common Stock, for no additional consideration, on a 1-for-1 basis immediately prior to the consummation of Issuer's initial public offering.

F1 · derivative.exercise_date: The shares of Issuer's Preferred Stock automatically convert into shares of Issuer's Common Stock, for no additional consideration, on a 1-for-1 basis immediately prior to the consummation of Issuer's initial public offering.

F2 · derivative.expiration_date: The expiration date is not relevant to the conversion of these securities.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 18:52 UTC Sana Biotechnology, Inc. SANA · Entity 4870 ConversionSeries A-2 Convertible Preferred Stock · Derivative 1,464,488 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-005736 · doc4.xml · derivative · entry 3

von Maltzahn Geoffrey · CIK 0001768286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,464,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Issuer's Preferred Stock automatically convert into shares of Issuer's Common Stock, for no additional consideration, on a 1-for-1 basis immediately prior to the consummation of Issuer's initial public offering.

F1 · derivative.exercise_date: The shares of Issuer's Preferred Stock automatically convert into shares of Issuer's Common Stock, for no additional consideration, on a 1-for-1 basis immediately prior to the consummation of Issuer's initial public offering.

F2 · derivative.expiration_date: The expiration date is not relevant to the conversion of these securities.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 18:52 UTC Sana Biotechnology, Inc. SANA · Entity 4870 ConversionCommon Stock 366,122 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-005736 · doc4.xml · nonDerivative · entry 2

von Maltzahn Geoffrey · CIK 0001768286 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Geoffrey A. von Malzahn 2020 GRAT

Disclosed balance after: 366,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of Issuer's Preferred Stock automatically convert into shares of Issuer's Common Stock, for no additional consideration, on a 1-for-1 basis immediately prior to the consummation of Issuer's initial public offering.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 18:52 UTC Sana Biotechnology, Inc. SANA · Entity 4870 ConversionCommon Stock 1,464,488 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-005736 · doc4.xml · nonDerivative · entry 1

von Maltzahn Geoffrey · CIK 0001768286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,464,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of Issuer's Preferred Stock automatically convert into shares of Issuer's Common Stock, for no additional consideration, on a 1-for-1 basis immediately prior to the consummation of Issuer's initial public offering.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 17:22 UTC Sana Biotechnology, Inc. SANA · Entity 4870 GrantStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0000899243-21-005083 · doc4.xml · derivative · entry 1

von Maltzahn Geoffrey · CIK 0001768286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2031-02-02

F1 · derivative.exercise_date: The stock option shall vest and become exercisable in full on February 3, 2022.

Read SEC document
February 03, 2021 Filed Feb 18, 2021 19:04 UTC Amendment Sana Biotechnology, Inc. SANA · Entity 4870 GrantStock Option (Right to Buy) · Derivative 23,591 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0000899243-21-007199 · doc4a.xml · derivative · entry 1

von Maltzahn Geoffrey · CIK 0001768286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,591

Underlying: Common Stock · 23,591 shares

Expires 2031-02-02

F1 · shares: This Form 4/A is being filed to correct a calculation error in regards to the number of option shares acquired.

F2 · derivative.exercise_date: The stock option shall vest and become exercisable in full on February 3, 2022.

F1 · derivative.underlying_shares: This Form 4/A is being filed to correct a calculation error in regards to the number of option shares acquired.

F1 · balance_after: This Form 4/A is being filed to correct a calculation error in regards to the number of option shares acquired.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 16:16 UTC Kaleido Biosciences, Inc. KLDO · Entity 129745 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001209191-20-039729 · doc4.xml · derivative · entry 1

von Maltzahn Geoffrey · CIK 0001768286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2030-06-29

Read SEC document
March 04, 2019 Filed Mar 4, 2019 20:09 UTC Kaleido Biosciences, Inc. KLDO · Entity 129745 ConversionSeries A Preferred Stock · Derivative 684,932 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-005957 · doc4.xml · derivative · entry 2

von Maltzahn Geoffrey · CIK 0001768286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 342,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock converted into shares of the Issuer's common stock, par value $0.001 ("Common Stock"), on a one-for-two basis upon the closing of the Issuer's initial public offering.

F1 · price: Each share of Series A Preferred Stock converted into shares of the Issuer's common stock, par value $0.001 ("Common Stock"), on a one-for-two basis upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock converted into shares of the Issuer's common stock, par value $0.001 ("Common Stock"), on a one-for-two basis upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock converted into shares of the Issuer's common stock, par value $0.001 ("Common Stock"), on a one-for-two basis upon the closing of the Issuer's initial public offering.

Read SEC document
March 04, 2019 Filed Mar 4, 2019 20:09 UTC Kaleido Biosciences, Inc. KLDO · Entity 129745 ConversionCommon Stock 342,466 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-005957 · doc4.xml · nonDerivative · entry 1

von Maltzahn Geoffrey · CIK 0001768286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock converted into shares of the Issuer's common stock, par value $0.001 ("Common Stock"), on a one-for-two basis upon the closing of the Issuer's initial public offering.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.