Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST MERCHANTS CORPFRME · Entity 4326 | Director | June 30, 2021 | July 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST MERCHANTS CORP
Report date June 30, 2021 · Filed July 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,203 |
Reported balance
After 2021-06-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-06-30 · Grant · Acquired 449 · Balance 37,203 F1: Includes Restricted Stock Awards totaling 3,060 shares |
Filing footnotes · ownership attribution and instrument terms
F1: Includes Restricted Stock Awards totaling 3,060 shares
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MBT FINANCIAL CORP
Report date September 01, 2019 · Filed September 04, 2019
Section 16 reporting ended · disclosed 2019-09-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-09-01 transaction · row 1
1 source rowRow 1 · 2019-09-01 · Disposition to issuer · Disposed 189,965 · Balance 0 F1: Disposed of pursuant to the merger agreement between the issuer and First Merchants Corporation ("First Merchants"), each share of which was converted into 0.2750 shares of First Merchants common stock having a market value of $35.72 per share on the effective date of the merger. |
| Stock Only Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $5.79 · Expires 2025-05-28 | Direct | 0 |
Reported balance
After 2019-09-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-09-01 · Disposition to issuer · Disposed 19,000 · Balance 0 F2: This SOSAR, which originally vested in 3 equal annual installments beginning on December 31, 2015, was cancelled in the merger in exchange for a cash payment of $71,872.25, based upon the closing price of the acquirer's common stock on August 27, 2019. |
| Stock Only Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $8.26 · Expires 2026-02-25 | Direct | 0 |
Reported balance
After 2019-09-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-09-01 · Disposition to issuer · Disposed 15,000 · Balance 0 F3: This SOSAR, which originally vested in 3 equal annual installments beginning on December 31, 2016, was cancelled in the merger in exchange for a cash payment of $19,691.25, based upon the closing price of the acquirer's common stock on August 27, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the merger agreement between the issuer and First Merchants Corporation ("First Merchants"), each share of which was converted into 0.2750 shares of First Merchants common stock having a market value of $35.72 per share on the effective date of the merger.
F2: This SOSAR, which originally vested in 3 equal annual installments beginning on December 31, 2015, was cancelled in the merger in exchange for a cash payment of $71,872.25, based upon the closing price of the acquirer's common stock on August 27, 2019.
F3: This SOSAR, which originally vested in 3 equal annual installments beginning on December 31, 2016, was cancelled in the merger in exchange for a cash payment of $19,691.25, based upon the closing price of the acquirer's common stock on August 27, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2021 Filed Jul 2, 2021 20:47 UTC | FIRST MERCHANTS CORP FRME · Entity 4326 | GrantCommon Stock | 449 | $41.67 | $18,709.83 |
DisclosureSEC source: 0000712534-21-000196 · wf-form4_162525883790365.xml · nonDerivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,203 F1 · balance_after: Includes Restricted Stock Awards totaling 3,060 shares Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:55 UTC | FIRST MERCHANTS CORP FRME · Entity 4326 | GrantCommon Stock | 403 | $46.50 | $18,739.50 |
DisclosureSEC source: 0000712534-21-000118 · wf-form4_161740044834075.xml · nonDerivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,754 F1 · balance_after: Includes Restricted Stock Awards totaling 2,611 shares Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:54 UTC | FIRST MERCHANTS CORP FRME · Entity 4326 | GrantCommon Stock | 417 | $37.41 | $15,599.97 |
DisclosureSEC source: 0000712534-21-000024 · wf-form4_160988723919563.xml · nonDerivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,351 F1 · balance_after: Includes Restricted Stock Awards totaling 2,208 shares Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 20:40 UTC | FIRST MERCHANTS CORP FRME · Entity 4326 | GrantCommon Stock | 674 | $23.16 | $15,609.84 |
DisclosureSEC source: 0000712534-20-000276 · wf-form4_160167120653435.xml · nonDerivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,934 F1 · balance_after: Includes Restricted Stock Awards totaling 1,791 shares Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 19:58 UTC | FIRST MERCHANTS CORP FRME · Entity 4326 | GrantCommon Stock | 557 | $27.57 | $15,356.49 |
DisclosureSEC source: 0000712534-20-000189 · wf-form4_159371988305925.xml · nonDerivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,260 F1 · balance_after: Includes Restricted Stock Awards totaling 1,117 shares Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:09 UTC | FIRST MERCHANTS CORP FRME · Entity 4326 | GrantCommon Stock | 560 | $26.49 | $14,834.40 |
DisclosureSEC source: 0000712534-20-000109 · wf-form4_158585816470879.xml · nonDerivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,703 F1 · balance_after: Includes Restricted Stock Awards totaling 560 shares Read SEC document |
| December 10, 2019 Filed Dec 19, 2019 20:44 UTC | FIRST MERCHANTS CORP FRME · Entity 4326 | GiftCommon Stock | 12,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000712534-19-000305 · wf-form4_157678827961232.xml · nonDerivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,143 Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 21:47 UTC | FIRST MERCHANTS CORP FRME · Entity 4326 | SaleCommon Stock | 5,484 | $40.16 | $220,237.44 |
DisclosureSEC source: 0000712534-19-000299 · wf-form4_157592801107942.xml · nonDerivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,755 Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 14:32 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Disposition to issuerStock Only Stock Appreciation Right · Derivative | 15,000 | $0.00 Strike: $8.26 | $0.00 |
DisclosureSEC source: 0001437749-19-017873 · rdgdoc.xml · derivative · entry 3 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2026-02-25 F3 · derivative.exercise_date: This SOSAR, which originally vested in 3 equal annual installments beginning on December 31, 2016, was cancelled in the merger in exchange for a cash payment of $19,691.25, based upon the closing price of the acquirer's common stock on August 27, 2019. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 14:32 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Disposition to issuerStock Only Stock Appreciation Rights · Derivative | 19,000 | $0.00 Strike: $5.79 | $0.00 |
DisclosureSEC source: 0001437749-19-017873 · rdgdoc.xml · derivative · entry 2 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,000 shares Expires 2025-05-28 F2 · derivative.exercise_date: This SOSAR, which originally vested in 3 equal annual installments beginning on December 31, 2015, was cancelled in the merger in exchange for a cash payment of $71,872.25, based upon the closing price of the acquirer's common stock on August 27, 2019. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 14:32 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Disposition to issuerCommon Stock | 189,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-017873 · rdgdoc.xml · nonDerivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the merger agreement between the issuer and First Merchants Corporation ("First Merchants"), each share of which was converted into 0.2750 shares of First Merchants common stock having a market value of $35.72 per share on the effective date of the merger. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 14:23 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Disposition to issuerCommon Stock | 3,586 | $10.04 | $36,003.44 |
DisclosureSEC source: 0001437749-18-022169 · rdgdoc.xml · nonDerivative · entry 2 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,965 Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 14:23 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | GrantCommon Stock | 12,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-022169 · rdgdoc.xml · nonDerivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,551 Read SEC document |
| February 22, 2018 Filed Mar 12, 2018 16:33 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | GrantStock Appreciation Rights (stock only) · Derivative | 14,500 | $0.00 Strike: $10.45 | $0.00 |
DisclosureSEC source: 0001437749-18-004421 · rdgdoc.xml · derivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Underlying: Common Stock · 14,500 shares Expires 2028-02-22 F1 · derivative.exercise_date: The Stock Appreciation Rights vest in three equal annual installments beginning December 31, 2018. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 15:04 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Exercise / conversionStock Appreciation Right (stock only) · Derivative | 15,000 | $0.00 Strike: $4.90 | $0.00 |
DisclosureSEC source: 0001437749-18-001665 · rdgdoc.xml · derivative · entry 6 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,408 shares Expires 2024-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 15:04 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Exercise / conversionStock Appreciation Right (stock only) · Derivative | 15,000 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001437749-18-001665 · rdgdoc.xml · derivative · entry 5 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,838 shares Expires 2023-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 15:04 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Disposition to issuerCommon Stock | 2,405 | $11.15 | $26,815.75 |
DisclosureSEC source: 0001437749-18-001665 · rdgdoc.xml · nonDerivative · entry 4 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,016 Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 15:04 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Exercise / conversionCommon Stock | 8,408 | $4.90 | $41,199.20 |
DisclosureSEC source: 0001437749-18-001665 · rdgdoc.xml · nonDerivative · entry 3 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 15:04 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Disposition to issuerCommon Stock | 3,386 | $11.15 | $37,753.90 |
DisclosureSEC source: 0001437749-18-001665 · rdgdoc.xml · nonDerivative · entry 2 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,013 Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 15:04 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Exercise / conversionCommon Stock | 11,838 | $2.35 | $27,819.30 |
DisclosureSEC source: 0001437749-18-001665 · rdgdoc.xml · nonDerivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 12:46 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Disposition to issuerCommon Stock | 2,504 | $10.80 | $27,043.20 |
DisclosureSEC source: 0001437749-17-020838 · rdgdoc.xml · nonDerivative · entry 2 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,561 Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 12:46 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | GrantCommon Stock | 7,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-020838 · rdgdoc.xml · nonDerivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,065 Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 16:47 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | GrantStock Appreciation Rights (stock only) · Derivative | 10,500 | $0.00 Strike: $10.90 | $0.00 |
DisclosureSEC source: 0001437749-17-003243 · rdgdoc.xml · derivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2027-02-23 F1 · derivative.exercise_date: The Stock Appreciation Rights vest in three equal annual installments beginning December 31, 2017. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 16:27 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Exercise / conversionStock Appreciation Rights (stock only) · Derivative | 15,000 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0001437749-17-002122 · rdgdoc.xml · derivative · entry 4 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,586 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 16:27 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Exercise / conversionStock Appreciation Rights (stock only) · Derivative | 15,500 | $0.00 Strike: $8.53 | $0.00 |
DisclosureSEC source: 0001437749-17-002122 · rdgdoc.xml · derivative · entry 3 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,003 shares Expires 2018-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 16:27 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Exercise / conversionCommon Stock | 12,586 | $1.85 | $23,284.10 |
DisclosureSEC source: 0001437749-17-002122 · rdgdoc.xml · nonDerivative · entry 2 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 16:27 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Exercise / conversionCommon Stock | 4,003 | $8.53 | $34,145.59 |
DisclosureSEC source: 0001437749-17-002122 · rdgdoc.xml · nonDerivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 17:28 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Disposition to issuerCommon Stock | 3,160 | $11.35 | $35,866.00 |
DisclosureSEC source: 0001437749-16-043990 · rdgdoc.xml · nonDerivative · entry 2 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,553 Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 17:28 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-16-043990 · rdgdoc.xml · nonDerivative · entry 1 CHAFFIN H DOUGLAS · CIK 0001244299 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,713 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.