Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| First Foundation Inc.FFWM · Entity 54649 | Director | May 17, 2019 | May 17, 2019 |
| Healthcare Realty Trust IncHTA · Entity 3726 | Director | July 07, 2021 | July 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
First Foundation Inc.
Report date May 17, 2019 · Filed May 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 55,034 |
Reported balance
After 2019-05-17 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-05-17 · Grant · Acquired 1,636 · Balance 55,034 F1: Restricted stock unit grant, no exercise price |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 11,800 |
Reported balance
Holding disclosure · report date 2019-05-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,800 |
| Common StockSEC Table I · non-derivative | Direct | 63,234 |
Reported balance
Holding disclosure · report date 2019-05-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 63,234 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock unit grant, no exercise price
Healthcare Realty Trust Inc
Report date July 07, 2021 · Filed July 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 76,460 |
Reported balance
After 2021-07-07 transaction · row 1
1 source rowRow 1 · 2021-07-07 · Grant · Acquired 3,671 · Balance 76,460 F1: Represents the grant of 3,671 shares of the issuer's common stock, such grant to vest in five installments with 734 shares vesting on each of the grant date and July 7, 2022, July 7, 2023, and July 7, 2024 and 735 shares vesting on July 7, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of 3,671 shares of the issuer's common stock, such grant to vest in five installments with 734 shares vesting on each of the grant date and July 7, 2022, July 7, 2023, and July 7, 2024 and 735 shares vesting on July 7, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 07, 2021 Filed Jul 9, 2021 16:13 UTC | Healthcare Realty Trust Inc HTA · Entity 3726 | GrantCommon Stock | 3,671 | $27.24 | $99,998.04 |
DisclosureSEC source: 0001360604-21-000040 · wf-form4_162586162583875.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,460 F1 · shares: Represents the grant of 3,671 shares of the issuer's common stock, such grant to vest in five installments with 734 shares vesting on each of the grant date and July 7, 2022, July 7, 2023, and July 7, 2024 and 735 shares vesting on July 7, 2025. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 18:16 UTC | Healthcare Realty Trust Inc HTA · Entity 3726 | GrantCommon Stock | 3,737 | $26.76 | $100,002.12 |
DisclosureSEC source: 0001360604-20-000071 · wf-form4_159433297314473.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,789 F1 · shares: Represents the grant of 3,737 shares of the issuer's common stock, such grant to vest in five installments with 748 shares vesting on each of the grant date and July 7, 2021 and 747 shares vesting on each of July 7, 2022, July 7, 2023, and July 7, 2024. Read SEC document |
| May 12, 2020 Filed May 13, 2020 08:29 UTC | Healthcare Realty Trust Inc HTA · Entity 3726 | PurchaseCommon Stock | 1,000 | $24.99 | $24,990.00 |
DisclosureSEC source: 0001360604-20-000051 · wf-form4_158937297942597.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,052 Read SEC document |
| July 09, 2019 Filed Jul 9, 2019 16:15 UTC | Healthcare Realty Trust Inc HTA · Entity 3726 | GrantCommon Stock | 3,583 | $27.91 | $100,001.53 |
DisclosureSEC source: 0001360604-19-000057 · wf-form4_156270334307692.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,052 F1 · shares: Represents the grant of 3,583 shares of the issuer's common stock, such grant to vest in five installments with 717 shares vesting on the grant date and 717 vesting on each of July 9, 2020 and July 9, 2021 and 716 vesting on each of July 9, 2022 and July 9, 2023. Read SEC document |
| May 17, 2019 Filed May 17, 2019 23:30 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantCommon Stock | 1,636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031145 · doc4.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 55,034 F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 18:25 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 1,636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014385 · doc4.xml · derivative · entry 4 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,636 Underlying: Common stock · 1,636 shares Expires 2019-05-20 F1 · derivative.exercise_price: Restricted stock unit grant, no exercise price F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| November 28, 2018 Filed Nov 29, 2018 00:09 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantCommon Stock | 938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-060165 · doc4.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 53,398 F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| July 09, 2018 Filed Jul 9, 2018 18:27 UTC | Healthcare Realty Trust Inc HTA · Entity 3726 | GrantCommon Stock | 3,655 | $27.36 | $100,000.80 |
DisclosureSEC source: 0001360604-18-000081 · wf-form4_153117523771211.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,469 F1 · shares: Represents the grant of 3,655 shares of the issuer's common stock, such grant to vest in five installments with 731 shares vesting on the grant date and 731 vesting on each of July 9, 2019, July 9, 2020, July 9, 2021 and July 9, 2022. Read SEC document |
| June 08, 2018 Filed Jun 8, 2018 11:05 UTC | Healthcare Realty Trust Inc HTA · Entity 3726 | PurchaseCommon Stock | 1,000 | $25.28 | $25,280.00 |
DisclosureSEC source: 0001360604-18-000054 · wf-form4_152847029451200.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,814 Read SEC document |
| May 29, 2018 Filed May 29, 2018 22:47 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantCommon Stock | 825 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-033968 · doc4.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 52,460 F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| May 29, 2018 Filed Jul 16, 2018 21:58 UTC Amendment | First Foundation Inc. FFWM · Entity 54649 | GrantCommon Stock | 875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-042698 · doc4a.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 52,460 F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 00:47 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 10,000 | $18.30 | $183,000.00 |
DisclosureSEC source: 0001209191-18-014722 · doc4.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,234 Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 01:50 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 825 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-014305 · doc4.xml · derivative · entry 4 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825 Underlying: Common stock · 825 shares Expires 2018-05-27 F1 · derivative.exercise_price: Restricted stock unit grant, no exercise price F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 00:59 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 16,746 | $18.28 | $306,116.88 |
DisclosureSEC source: 0001209191-18-013658 · doc4.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 51,635 Read SEC document |
| February 22, 2018 Filed Feb 22, 2018 23:38 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 16,254 | $18.38 | $298,748.52 |
DisclosureSEC source: 0001209191-18-012666 · doc4.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 68,381 Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 21:23 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantCommon Stock | 904 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-063024 · doc4.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 84,635 F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 08:06 UTC | Healthcare Realty Trust Inc HTA · Entity 3726 | GrantCommon Stock | 3,389 | $29.51 | $100,009.39 |
DisclosureSEC source: 0001360604-17-000065 · wf-form4_150003397925755.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,814 F1 · shares: Represents the grant of 3,389 shares of the issuer's common stock, such grant to vest in five installments with 678 shares vesting on the grant date, 678 shares vesting on each of July 12, 2018, July 12, 2019, July 12, 2020 and 677 shares vesting on July 12, 2021. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 16:31 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantCommon Stock | 915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-036652 · doc4.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 83,731 F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| May 03, 2017 Filed May 4, 2017 18:45 UTC | Healthcare Realty Trust Inc HTA · Entity 3726 | PurchaseCommon Stock | 3,000 | $29.64 | $88,920.00 |
DisclosureSEC source: 0001360604-17-000037 · wf-form4_149393792357396.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,425 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 16:21 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-016299 · doc4.xml · derivative · entry 4 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 915 Underlying: Common Stock · 915 shares Expires 2017-05-28 F1 · derivative.exercise_price: Restricted stock unit grant, no exercise price F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 14, 2017 Filed Feb 14, 2017 23:56 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 3,000 | $7.50 | $22,500.00 |
DisclosureSEC source: 0001209191-17-010821 · doc4.xml · nonDerivative · entry 2 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 82,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 14, 2017 23:56 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 30,000 | $5.00 | $150,000.00 |
DisclosureSEC source: 0001209191-17-010821 · doc4.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 79,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 24,908 additional shares of common stock as of such date Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 01:38 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionrestricted stock unit · Derivative | 558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-152806 · doc4.xml · derivative · entry 2 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 558 shares Expires 2016-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right one share of common stock F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 01:38 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon stock | 558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-152806 · doc4.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family trust Disclosed balance after: 30,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 08:16 UTC | Healthcare Realty Trust Inc HTA · Entity 3726 | PurchaseCommon Stock | 725 | $26.87 | $19,480.75 |
DisclosureSEC source: 0001360604-16-000156 · wf-form4_147912935456600.xml · nonDerivative · entry 2 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 725 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 08:16 UTC | Healthcare Realty Trust Inc HTA · Entity 3726 | PurchaseCommon Stock | 3,000 | $26.70 | $80,100.00 |
DisclosureSEC source: 0001360604-16-000156 · wf-form4_147912935456600.xml · nonDerivative · entry 1 FIX WARREN D · CIK 0001256249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,425 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.