organization · Reporting owner
Siebel Living Trust u/a/d 7/27/93, as amended
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
C3.ai, Inc.
Report date July 13, 2021 · Filed July 16, 2021
Section 16 reporting ended · disclosed 2021-07-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 5,891,272 |
Ending reported balance
After 2021-07-14 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2021-07-13 · Sale · Disposed 132,086 · Balance 6,426,477 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2: Represents weighted average sales price. The shares were sold at prices ranging from $54.975 to $55.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 2 · 2021-07-13 · Sale · Disposed 104,017 · Balance 6,322,460 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3: Represents weighted average sales price. The shares were sold at prices ranging from $55.975 to $56.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 3 · 2021-07-13 · Sale · Disposed 3,350 · Balance 6,319,110 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4: Represents weighted average sales price. The shares were sold at prices ranging from $56.98 to $57.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2021-07-14 · Sale · Disposed 243,626 · Balance 6,075,484 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. F5: Represents weighted average sales price. The shares were sold at prices ranging from $51.25 to $52.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 5 · 2021-07-14 · Sale · Disposed 101,521 · Balance 5,973,963 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. F6: Represents weighted average sales price. The shares were sold at prices ranging from $52.25 to $53.2475. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 6 · 2021-07-14 · Sale · Disposed 62,176 · Balance 5,911,787 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. F7: Represents weighted average sales price. The shares were sold at prices ranging from $53.25 to $54.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 7 · 2021-07-14 · Sale · Disposed 16,815 · Balance 5,894,972 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. F8: Represents weighted average sales price. The shares were sold at prices ranging from $54.25 to $55.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 8 · 2021-07-14 · Sale · Disposed 3,700 · Balance 5,891,272 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. F9: Represents weighted average sales price. The shares were sold at prices ranging from $55.35 to $55.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.
F2: Represents weighted average sales price. The shares were sold at prices ranging from $54.975 to $55.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Represents weighted average sales price. The shares were sold at prices ranging from $55.975 to $56.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: Represents weighted average sales price. The shares were sold at prices ranging from $56.98 to $57.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: Represents weighted average sales price. The shares were sold at prices ranging from $51.25 to $52.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6: Represents weighted average sales price. The shares were sold at prices ranging from $52.25 to $53.2475. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7: Represents weighted average sales price. The shares were sold at prices ranging from $53.25 to $54.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8: Represents weighted average sales price. The shares were sold at prices ranging from $54.25 to $55.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9: Represents weighted average sales price. The shares were sold at prices ranging from $55.35 to $55.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Mar 18, 2021 01:17 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 78,628 | $87.05 | $6,844,567.40 |
DisclosureSEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,506,026 F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.80 to $87.77. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 01:17 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 209,632 | $86.35 | $18,101,723.20 |
DisclosureSEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,584,654 F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.80 to $86.79. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 15 | $88.15 | $1,322.25 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 20 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,794,286 F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 3,400 | $87.67 | $298,078.00 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 19 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,794,301 F19 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.02 to $87.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 27,503 | $86.41 | $2,376,534.23 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 18 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,797,701 F18 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.00 to $86.86. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 31,162 | $85.21 | $2,655,314.02 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 17 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,825,204 F17 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.00 to $85.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 195,261 | $84.46 | $16,491,744.06 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 16 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,856,366 F16 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.00 to $84.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 83,817 | $83.68 | $7,013,806.56 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 15 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,051,627 F15 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.00 to $83.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 3,700 | $88.05 | $325,785.00 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 14 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,135,444 F14 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.75 to $88.30. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 31,693 | $87.12 | $2,761,094.16 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 13 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,139,144 F13 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.70 to $87.62. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 57,936 | $86.26 | $4,997,559.36 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 12 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,170,837 F12 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.70 to $86.68. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 211,235 | $85.20 | $17,997,222.00 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 11 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,228,773 F11 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.70 to $85.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 617,519 | $83.99 | $51,865,420.81 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 10 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,440,008 F10 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.70 to $84.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 4,877 | $92.23 | $449,805.71 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,057,527 F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $92.00 to $92.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 30,365 | $91.36 | $2,774,146.40 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 8 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,062,404 F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $91.00 to $91.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 31,287 | $90.64 | $2,835,853.68 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 7 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,092,769 F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $90.00 to $90.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 20,220 | $89.48 | $1,809,285.60 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 6 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,124,056 F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $89.00 to $89.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 43,037 | $88.31 | $3,800,597.47 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 5 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,144,276 F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.00 to $88.81. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 89,554 | $87.49 | $7,835,079.46 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,187,313 F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.00 to $87.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 88,246 | $86.55 | $7,637,691.30 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,276,867 F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.00 to $86.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 268,880 | $85.40 | $22,962,352.00 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,365,113 F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.00 to $85.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 423,534 | $82.80 | $35,068,615.20 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,633,993 F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| January 15, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 34 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,032,748 Underlying: Class A Common Stock · 2,460 shares Expires not disclosed F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F34 · shares: On January 25, 2021, these shares that were held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments. F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| January 15, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 33 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 328,353 Underlying: Class A Common Stock · 270 shares Expires not disclosed F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments. F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F33 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust II u/a/d 12/18/2018, of which the Reporting Person is the trustee. Read SEC document |
| January 15, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 32 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,353 Underlying: Class A Common Stock · 270 shares Expires not disclosed F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments. F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F32 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust I u/a/d 12/13/2018, of which the Reporting Person is the trustee. Read SEC document |
| January 15, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 31 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,758 Underlying: Class A Common Stock · 156 shares Expires not disclosed F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments. F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F31 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust II u/a/d 11/28/2017, of which the Reporting Person is the trustee. Read SEC document |
| January 15, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 30 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,758 Underlying: Class A Common Stock · 156 shares Expires not disclosed F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments. F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F30 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust I u/a/d 11/28/2017, of which the Reporting Person is the trustee. Read SEC document |
| January 15, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 29 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 82,109 Underlying: Class A Common Stock · 473 shares Expires not disclosed F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments. F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F29 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust II u/a/d 10/22/2014, of which the Reporting Person is the trustee. Read SEC document |
| January 15, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 28 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 82,109 Underlying: Class A Common Stock · 473 shares Expires not disclosed F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments. F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F28 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust I u/a/d 10/22/2014, of which the Reporting Person is the trustee. Read SEC document |
| January 15, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 27 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 43,047 Underlying: Class A Common Stock · 331 shares Expires not disclosed F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments. F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F27 · ownership.nature: The shares are held by The Siebel 2013 Annuity Trust II u/a/d 10/8/2013, of which the Reporting Person is the trustee. Read SEC document |
| January 15, 2021 Filed Mar 11, 2021 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 26 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 43,047 Underlying: Class A Common Stock · 331 shares Expires not disclosed F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments. F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F26 · ownership.nature: The shares are held by The Siebel 2013 Annuity Trust I u/a/d 10/8/2013, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass B Common Stock · Derivative | 10,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 31 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,250 Underlying: Class A Common Stock · 10,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F18 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust IV u/a/d 12/3/2020, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries A* Convertible Preferred · Derivative | 10,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 30 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 10,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F18 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust IV u/a/d 12/3/2020, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass B Common Stock · Derivative | 10,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 29 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,250 Underlying: Class A Common Stock · 10,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F17 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust III u/a/d 12/3/2020, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries A* Convertible Preferred · Derivative | 10,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 28 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 10,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F17 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust III u/a/d 12/3/2020, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass B Common Stock · Derivative | 19,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 27 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,009 Underlying: Class A Common Stock · 19,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F16 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust II u/a/d 3/4/2020, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries A* Convertible Preferred · Derivative | 19,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 26 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 19,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F16 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust II u/a/d 3/4/2020, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass B Common Stock · Derivative | 19,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 25 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,009 Underlying: Class A Common Stock · 19,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F15 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust I u/a/d 3/4/2020, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries A* Convertible Preferred · Derivative | 19,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 24 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 19,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F15 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust I u/a/d 3/4/2020, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass B Common Stock · Derivative | 18,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 23 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,623 Underlying: Class A Common Stock · 18,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F14 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust II u/a/d 12/13/2018, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries A* Convertible Preferred · Derivative | 18,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 22 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 18,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F14 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust II u/a/d 12/13/2018, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass B Common Stock · Derivative | 18,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 21 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,623 Underlying: Class A Common Stock · 18,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F13 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust I u/a/d 12/13/2018, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries A* Convertible Preferred · Derivative | 18,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 20 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 18,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F13 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust I u/a/d 12/13/2018, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass B Common Stock · Derivative | 23,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 19 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,914 Underlying: Class A Common Stock · 23,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F12 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust II u/a/d 11/28/2017, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries A* Convertible Preferred · Derivative | 23,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 18 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 23,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F12 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust II u/a/d 11/28/2017, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass B Common Stock · Derivative | 23,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 17 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,914 Underlying: Class A Common Stock · 23,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F11 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust I u/a/d 11/28/2017, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries A* Convertible Preferred · Derivative | 23,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 16 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 23,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F11 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust I u/a/d 11/28/2017, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass B Common Stock · Derivative | 82,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 15 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 82,582 Underlying: Class A Common Stock · 82,582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F10 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust II u/a/d 10/22/2014, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries A* Convertible Preferred · Derivative | 82,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 14 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 82,582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F10 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust II u/a/d 10/22/2014, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass B Common Stock · Derivative | 82,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 13 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 82,582 Underlying: Class A Common Stock · 82,582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F9 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust I u/a/d 10/22/2014, of which the Reporting Person is the trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.