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Siebel Living Trust u/a/d 7/27/93, as amended

Disclosed activity across 1 company

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137293
SEC CIK
0001834425

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

C3.ai, Inc.

Report date July 13, 2021 · Filed July 16, 2021

Section 16 reporting ended · disclosed 2021-07-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect5,891,272 Ending reported balance After 2021-07-14 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2021-07-13 · Sale · Disposed 132,086 · Balance 6,426,477

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2: Represents weighted average sales price. The shares were sold at prices ranging from $54.975 to $55.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 2 · 2021-07-13 · Sale · Disposed 104,017 · Balance 6,322,460

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3: Represents weighted average sales price. The shares were sold at prices ranging from $55.975 to $56.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 3 · 2021-07-13 · Sale · Disposed 3,350 · Balance 6,319,110

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4: Represents weighted average sales price. The shares were sold at prices ranging from $56.98 to $57.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 4 · 2021-07-14 · Sale · Disposed 243,626 · Balance 6,075,484

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F5: Represents weighted average sales price. The shares were sold at prices ranging from $51.25 to $52.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 5 · 2021-07-14 · Sale · Disposed 101,521 · Balance 5,973,963

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F6: Represents weighted average sales price. The shares were sold at prices ranging from $52.25 to $53.2475. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 6 · 2021-07-14 · Sale · Disposed 62,176 · Balance 5,911,787

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7: Represents weighted average sales price. The shares were sold at prices ranging from $53.25 to $54.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 7 · 2021-07-14 · Sale · Disposed 16,815 · Balance 5,894,972

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8: Represents weighted average sales price. The shares were sold at prices ranging from $54.25 to $55.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 8 · 2021-07-14 · Sale · Disposed 3,700 · Balance 5,891,272

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F9: Represents weighted average sales price. The shares were sold at prices ranging from $55.35 to $55.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2: Represents weighted average sales price. The shares were sold at prices ranging from $54.975 to $55.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Represents weighted average sales price. The shares were sold at prices ranging from $55.975 to $56.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: Represents weighted average sales price. The shares were sold at prices ranging from $56.98 to $57.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Represents weighted average sales price. The shares were sold at prices ranging from $51.25 to $52.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: Represents weighted average sales price. The shares were sold at prices ranging from $52.25 to $53.2475. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: Represents weighted average sales price. The shares were sold at prices ranging from $53.25 to $54.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F8: Represents weighted average sales price. The shares were sold at prices ranging from $54.25 to $55.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9: Represents weighted average sales price. The shares were sold at prices ranging from $55.35 to $55.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 14, 2021 Filed Jul 16, 2021 00:03 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 3,700 $55.57 $205,609.00
Disclosure

SEC source: 0001209191-21-046834 · doc4.xml · nonDerivative · entry 8

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · Former 10% holder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,891,272

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $55.35 to $55.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 00:03 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 16,815 $54.65 $918,939.75
Disclosure

SEC source: 0001209191-21-046834 · doc4.xml · nonDerivative · entry 7

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · Former 10% holder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,894,972

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $54.25 to $55.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 00:03 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 62,176 $53.83 $3,346,934.08
Disclosure

SEC source: 0001209191-21-046834 · doc4.xml · nonDerivative · entry 6

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · Former 10% holder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,911,787

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $53.25 to $54.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 00:03 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 101,521 $52.70 $5,350,156.70
Disclosure

SEC source: 0001209191-21-046834 · doc4.xml · nonDerivative · entry 5

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · Former 10% holder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,973,963

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $52.25 to $53.2475. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 00:03 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 243,626 $51.73 $12,602,772.98
Disclosure

SEC source: 0001209191-21-046834 · doc4.xml · nonDerivative · entry 4

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · Former 10% holder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,075,484

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $51.25 to $52.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 13, 2021 Filed Jul 16, 2021 00:03 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 3,350 $57.00 $190,950.00
Disclosure

SEC source: 0001209191-21-046834 · doc4.xml · nonDerivative · entry 3

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · Former 10% holder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,319,110

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $56.98 to $57.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 13, 2021 Filed Jul 16, 2021 00:03 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 104,017 $56.50 $5,876,960.50
Disclosure

SEC source: 0001209191-21-046834 · doc4.xml · nonDerivative · entry 2

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · Former 10% holder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,322,460

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $55.975 to $56.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 13, 2021 Filed Jul 16, 2021 00:03 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 132,086 $55.35 $7,310,960.10
Disclosure

SEC source: 0001209191-21-046834 · doc4.xml · nonDerivative · entry 1

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · Former 10% holder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,426,477

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $54.975 to $55.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 22:40 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 6,550 $60.03 $393,196.50
Disclosure

SEC source: 0001209191-21-041077 · doc4.xml · nonDerivative · entry 7

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,558,563

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $59.92 to $60.20. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 22:40 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 42,075 $59.43 $2,500,517.25
Disclosure

SEC source: 0001209191-21-041077 · doc4.xml · nonDerivative · entry 6

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,565,113

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $58.92 to $59.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 22:40 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 87,739 $58.29 $5,114,306.31
Disclosure

SEC source: 0001209191-21-041077 · doc4.xml · nonDerivative · entry 5

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,607,188

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $57.92 to $58.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 22:40 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 193,136 $57.28 $11,062,830.08
Disclosure

SEC source: 0001209191-21-041077 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,694,927

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $56.92 to $57.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 22:40 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 114,095 $61.91 $7,063,621.45
Disclosure

SEC source: 0001209191-21-041077 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,888,063

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $61.53 to $62.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 22:40 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 80,394 $60.99 $4,903,230.06
Disclosure

SEC source: 0001209191-21-041077 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,002,158

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $60.53 to $61.525. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 22:40 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 156,920 $59.92 $9,402,646.40
Disclosure

SEC source: 0001209191-21-041077 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,082,552

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $59.49 to $60.45. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:01 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 10,636 $61.06 $649,434.16
Disclosure

SEC source: 0001209191-21-040271 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,239,472

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $61.00 to $61.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:01 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 160,438 $60.25 $9,666,389.50
Disclosure

SEC source: 0001209191-21-040271 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,250,108

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $60.00 to $60.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:01 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 60,619 $59.09 $3,581,976.71
Disclosure

SEC source: 0001209191-21-040271 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,410,546

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $59.00 to $59.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:01 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 473,951 $58.46 $27,707,175.46
Disclosure

SEC source: 0001209191-21-040271 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,471,165

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $58.00 to $58.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 09, 2021 Filed Jun 9, 2021 23:57 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 22,842 $65.07 $1,486,328.94
Disclosure

SEC source: 0001209191-21-039305 · doc4.xml · nonDerivative · entry 8

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,945,116

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $65.00 to $65.14. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
June 09, 2021 Filed Jun 9, 2021 23:57 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 121,514 $64.55 $7,843,728.70
Disclosure

SEC source: 0001209191-21-039305 · doc4.xml · nonDerivative · entry 7

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,967,958

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $64.00 to $64.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 23:57 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 32,990 $64.51 $2,128,184.90
Disclosure

SEC source: 0001209191-21-039305 · doc4.xml · nonDerivative · entry 6

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,089,472

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $64.50 to $64.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 23:57 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 351,741 $64.06 $22,532,528.46
Disclosure

SEC source: 0001209191-21-039305 · doc4.xml · nonDerivative · entry 5

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,122,462

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $63.50 to $64.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 23:57 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 265,269 $62.87 $16,677,462.03
Disclosure

SEC source: 0001209191-21-039305 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,474,203

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $62.50 to $63.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 23:57 UTC C3.ai, Inc. AI · Entity 2413 GiftClass B Common Stock · Derivative 2,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039305 · doc4.xml · derivative · entry 18

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,035,182

Underlying: Class A Common Stock · 2,434 shares

Expires not disclosed

F13 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F20 · shares: On June 7, 2021, these shares that were held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F13 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 23:57 UTC C3.ai, Inc. AI · Entity 2413 GiftClass B Common Stock · Derivative 1,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039305 · doc4.xml · derivative · entry 17

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,792

Underlying: Class A Common Stock · 1,217 shares

Expires not disclosed

F13 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F17 · shares: On June 7, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F13 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F19 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust II u/a/d 3/4/2020, of which the Reporting Person is the trustee.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 23:57 UTC C3.ai, Inc. AI · Entity 2413 GiftClass B Common Stock · Derivative 1,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039305 · doc4.xml · derivative · entry 16

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,792

Underlying: Class A Common Stock · 1,217 shares

Expires not disclosed

F13 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F17 · shares: On June 7, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F13 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F18 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust I u/a/d 3/4/2020, of which the Reporting Person is the trustee.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 23:57 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 1,642 $62.00 $101,804.00
Disclosure

SEC source: 0001209191-21-039305 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,739,472

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 23:57 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 73,367 $61.34 $4,500,331.78
Disclosure

SEC source: 0001209191-21-039305 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,741,114

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $61.00 to $61.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 23:57 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 424,991 $60.05 $25,520,709.55
Disclosure

SEC source: 0001209191-21-039305 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,814,481

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $60.00 to $60.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 31, 2021 Filed Jun 9, 2021 23:57 UTC C3.ai, Inc. AI · Entity 2413 GiftClass B Common Stock · Derivative 43,047 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039305 · doc4.xml · derivative · entry 15

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 43,047 shares

Expires not disclosed

F13 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F14 · shares: On March 31, 2021, shares held by the annuity trust were transferred to the beneficiaries of the trust to satisfy annuity payments.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F13 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F16 · ownership.nature: The shares were held by The Siebel 2013 Annuity Trust II u/a/d 10/8/2013, of which the Reporting Person is the trustee.

Read SEC document
March 31, 2021 Filed Jun 9, 2021 23:57 UTC C3.ai, Inc. AI · Entity 2413 GiftClass B Common Stock · Derivative 43,047 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039305 · doc4.xml · derivative · entry 14

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 43,047 shares

Expires not disclosed

F13 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F14 · shares: On March 31, 2021, shares held by the annuity trust were transferred to the beneficiaries of the trust to satisfy annuity payments.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F13 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F15 · ownership.nature: The shares were held by The Siebel 2013 Annuity Trust I u/a/d 10/8/2013, of which the Reporting Person is the trustee.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionStock Option (Right to Buy) · Derivative 163,934 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · derivative · entry 24

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,336,066

Underlying: Class A Common Stock · 163,934 shares

Expires 2026-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F23 · derivative.exercise_date: The options vest on an equal quarterly basis over the five (5) year period following November 30, 2016, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 3,904 $83.21 $324,851.84
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 19

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756,390

F18 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.18 to $83.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 74,671 $82.47 $6,158,117.37
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 18

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760,294

F17 · price: Represents weighted average sales price. The shares were sold at prices ranging from $82.16 to $83.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 125,225 $81.51 $10,207,089.75
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 17

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,834,965

F16 · price: Represents weighted average sales price. The shares were sold at prices ranging from $81.16 to $82.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 379,410 $80.62 $30,588,034.20
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 16

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960,190

F15 · price: Represents weighted average sales price. The shares were sold at prices ranging from $80.16 to $81.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 163,934 $1.86 $304,917.24
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 15

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,339,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 4,400 $82.82 $364,408.00
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 14

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,239,472

F14 · price: Represents weighted average sales price. The shares were sold at prices ranging from $82.71 to $83.30. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 10,857 $81.97 $889,948.29
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 13

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,243,872

F13 · price: Represents weighted average sales price. The shares were sold at prices ranging from $81.51 to $82.33. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 3,800 $80.98 $307,724.00
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 12

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,254,729

F12 · price: Represents weighted average sales price. The shares were sold at prices ranging from $80.49 to $81.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 8,762 $79.99 $700,872.38
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 11

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,258,529

F11 · price: Represents weighted average sales price. The shares were sold at prices ranging from $79.48 to $80.46. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 100 $88.09 $8,809.00
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 10

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,267,291

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 5,670 $87.27 $494,820.90
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,267,391

F10 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.00 to $87.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 19,601 $86.44 $1,694,310.44
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 8

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,273,061

F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.00 to $86.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 16,764 $85.71 $1,436,842.44
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 7

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,292,662

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.00 to $85.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 9,919 $91.27 $905,307.13
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 6

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,309,426

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $90.85 to $91.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 27,091 $90.27 $2,445,504.57
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 5

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,319,345

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $89.84 to $90.74. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 43,539 $89.27 $3,886,726.53
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,346,436

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.84 to $89.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

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March 15, 2021 Filed Mar 18, 2021 01:17 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 116,051 $88.29 $10,246,142.79
Disclosure

SEC source: 0001209191-21-021623 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,389,975

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.84 to $88.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.