Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARFRESH FOOD GROUP INC.BRFH · Entity 7628 | 10% owner | November 30, 2018 | July 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARFRESH FOOD GROUP INC.
Report date November 30, 2018 · Filed July 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,402,926 |
Ending reported balance
After 2020-09-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2020-03-10 · Other · Acquired 200,000 · Balance 15,825,000 F1: The reporting person received 200,000 shares of common stock in payment of interest on its M1 convertible note, valued according to the terms of the note at $0.60 per share. Row 2 · 2020-03-23 · Other · Acquired 1,440,000 · Balance 17,265,000 F2: On March 19, 2020, the reporting person converted its $600,000 M1 convertible note and $400,000 M2 convertible note into common stock. The O Warrants were issued for participation in the conversion. Row 3 · 2020-03-23 · Other · Acquired 1,064,548 · Balance 18,329,548 F2: On March 19, 2020, the reporting person converted its $600,000 M1 convertible note and $400,000 M2 convertible note into common stock. The O Warrants were issued for participation in the conversion. Row 4 · 2020-09-28 · Other · Acquired 1,073,378 · Balance 19,402,926 F3: On September 28, 2020, the reporting person received additional shares due to a price adjustment, as well as additional warrants. |
| L WarrantSEC Table II · derivative / convertible security · Expires 2021-11-30 | Direct | 134,409 |
Reported balance
After 2018-11-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-11-30 · Purchase · Acquired 134,409 · Balance 134,409 F4: On November 30, 2018, the reporting person purchased a convertible note and warrants, convertible and exercisable at the greater of 120% of the Closing Price or $0.70. |
| O WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.60 · Expires 2023-03-19 | Direct | 1,252,274 |
Reported balance
After 2020-03-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-03-19 · Other · Acquired 1,252,274 · Balance 1,252,274 F2: On March 19, 2020, the reporting person converted its $600,000 M1 convertible note and $400,000 M2 convertible note into common stock. The O Warrants were issued for participation in the conversion. |
| Warrant M1/M2SEC Table II · derivative / convertible security · Conversion / exercise price $0.45 · Expires 2023-03-23 | Direct | 536,689 |
Reported balance
After 2020-09-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-09-28 · Other · Acquired 536,689 · Balance 536,689 F3: On September 28, 2020, the reporting person received additional shares due to a price adjustment, as well as additional warrants. |
| K WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.88 · Expires 2021-11-23 | Direct | 7,812,500 |
Reported balance
Holding disclosure · report date 2018-11-30 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 7,812,500 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received 200,000 shares of common stock in payment of interest on its M1 convertible note, valued according to the terms of the note at $0.60 per share.
F2: On March 19, 2020, the reporting person converted its $600,000 M1 convertible note and $400,000 M2 convertible note into common stock. The O Warrants were issued for participation in the conversion.
F3: On September 28, 2020, the reporting person received additional shares due to a price adjustment, as well as additional warrants.
F4: On November 30, 2018, the reporting person purchased a convertible note and warrants, convertible and exercisable at the greater of 120% of the Closing Price or $0.70.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2020 Filed Jul 19, 2021 16:06 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherWarrant M1/M2 · Derivative | 536,689 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001493152-21-017155 · ownership.xml · derivative · entry 7 UNIBEL · CIK 0001240037 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,689 Underlying: Common Stock · 536,689 shares Expires 2023-03-23 F3 · price: On September 28, 2020, the reporting person received additional shares due to a price adjustment, as well as additional warrants. Read SEC document |
| September 28, 2020 Filed Jul 19, 2021 16:06 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherCommon Stock | 1,073,378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-017155 · ownership.xml · nonDerivative · entry 4 UNIBEL · CIK 0001240037 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,402,926 F3 · price: On September 28, 2020, the reporting person received additional shares due to a price adjustment, as well as additional warrants. Read SEC document |
| March 23, 2020 Filed Jul 19, 2021 16:06 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherCommon Stock | 1,064,548 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-017155 · ownership.xml · nonDerivative · entry 3 UNIBEL · CIK 0001240037 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,329,548 F2 · price: On March 19, 2020, the reporting person converted its $600,000 M1 convertible note and $400,000 M2 convertible note into common stock. The O Warrants were issued for participation in the conversion. Read SEC document |
| March 23, 2020 Filed Jul 19, 2021 16:06 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherCommon Stock | 1,440,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-017155 · ownership.xml · nonDerivative · entry 2 UNIBEL · CIK 0001240037 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,265,000 F2 · price: On March 19, 2020, the reporting person converted its $600,000 M1 convertible note and $400,000 M2 convertible note into common stock. The O Warrants were issued for participation in the conversion. Read SEC document |
| March 19, 2020 Filed Jul 19, 2021 16:06 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherO Warrant · Derivative | 1,252,274 | Not disclosed Strike: $0.60 | Not disclosed |
DisclosureSEC source: 0001493152-21-017155 · ownership.xml · derivative · entry 6 UNIBEL · CIK 0001240037 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,274 Underlying: Common Stock · 1,252,274 shares Expires 2023-03-19 F2 · price: On March 19, 2020, the reporting person converted its $600,000 M1 convertible note and $400,000 M2 convertible note into common stock. The O Warrants were issued for participation in the conversion. Read SEC document |
| March 10, 2020 Filed Jul 19, 2021 16:06 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-017155 · ownership.xml · nonDerivative · entry 1 UNIBEL · CIK 0001240037 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,825,000 F1 · price: The reporting person received 200,000 shares of common stock in payment of interest on its M1 convertible note, valued according to the terms of the note at $0.60 per share. Read SEC document |
| November 30, 2018 Filed Jul 19, 2021 16:06 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | PurchaseL Warrant · Derivative | 134,409 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-017155 · ownership.xml · derivative · entry 5 UNIBEL · CIK 0001240037 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,409 Underlying: Common Stock · 134,409 shares Expires 2021-11-30 F4 · derivative.exercise_price: On November 30, 2018, the reporting person purchased a convertible note and warrants, convertible and exercisable at the greater of 120% of the Closing Price or $0.70. F4 · price: On November 30, 2018, the reporting person purchased a convertible note and warrants, convertible and exercisable at the greater of 120% of the Closing Price or $0.70. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.