Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Valaris LtdVAL · Entity 3776 | SVP-Business Development | July 19, 2021 | July 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Valaris Ltd
Report date July 19, 2021 · Filed July 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 29,424 |
Reported balance
After 2021-07-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-07-19 · Grant · Acquired 29,424 · Balance 29,424 F1: Consists of a one-time grant of 29,424 restricted stock units, which will vest ratably in three installments on each of the first three anniversaries of the date of grant, with settlement of all vested restricted stock units generally deferred until the third anniversary of the date of grant. |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 123,574 |
Reported balance
After 2021-07-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-07-19 · Grant · Acquired 123,574 · Balance 123,574 F2: Consists of a one-time grant of up to 123,574 share price based performance share units, of which 41,191 will vest upon the Company's achievement of a $45 closing share price, 41,191 will vest upon the Company's achievement of a $55 closing share price, and 41,192 will vest upon the Company's achievement of a $75 closing share price, in each case held for at least 90 consecutive trading days |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of a one-time grant of 29,424 restricted stock units, which will vest ratably in three installments on each of the first three anniversaries of the date of grant, with settlement of all vested restricted stock units generally deferred until the third anniversary of the date of grant.
F2: Consists of a one-time grant of up to 123,574 share price based performance share units, of which 41,191 will vest upon the Company's achievement of a $45 closing share price, 41,191 will vest upon the Company's achievement of a $55 closing share price, and 41,192 will vest upon the Company's achievement of a $75 closing share price, in each case held for at least 90 consecutive trading days
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ROWAN COMPANIES PLC
Report date April 11, 2019 · Filed April 11, 2019
Section 16 reporting ended · disclosed 2019-04-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-04-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-04-11 · Disposition to issuer · Disposed 10,912 · Balance 88,675 F1: On April 11, 2019, pursuant to the Transaction Agreement by and between Ensco plc ("Ensco") and Rowan Companies plc (the "Company" or "Rowan"), dated as of October 7, 2018, (as amended, the "Transaction Agreement"), each of the issued and outstanding Class A ordinary shares of the Company were exchanged pursuant to a court-sanctioned scheme of arrangement for 2.750 Class A ordinary shares of Ensco, each with a nominal value of $0.10. Row 2 · 2019-04-11 · Disposition to issuer · Disposed 21,825 · Balance 66,850 F2: Pursuant to the Transaction Agreement, each outstanding Restricted Share, whether vested or unvested, was treated as an outstanding Class A ordinary share of the Company and was exchanged pursuant to a court-sanctioned scheme of arrangement for 2.750 Class A ordinary shares of Ensco. Row 3 · 2019-04-11 · Disposition to issuer · Disposed 66,850 · Balance 0 F3: Pursuant to the Transaction Agreement, each outstanding restricted share unit award ("RSU Award"), whether vested or unvested, was converted on the same terms and conditions (including applicable vesting conditions) applicable to such RSU Award under the applicable Company equity plan and award agreement in effect immediately prior to the closing of the transaction ("Closing") into a restricted stock unit of Ensco covering a number of Ensco Class A ordinary shares, rounded down to the nearest whole share, determined by multiplying the number of Rowan ordinary shares subject to such Rowan RSU Award immediately prior to Closing by the exchange ratio of 2.750 Class A ordinary shares of Ensco for each Rowan Class A ordinary share. There was no purchase price. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 11, 2019, pursuant to the Transaction Agreement by and between Ensco plc ("Ensco") and Rowan Companies plc (the "Company" or "Rowan"), dated as of October 7, 2018, (as amended, the "Transaction Agreement"), each of the issued and outstanding Class A ordinary shares of the Company were exchanged pursuant to a court-sanctioned scheme of arrangement for 2.750 Class A ordinary shares of Ensco, each with a nominal value of $0.10.
F2: Pursuant to the Transaction Agreement, each outstanding Restricted Share, whether vested or unvested, was treated as an outstanding Class A ordinary share of the Company and was exchanged pursuant to a court-sanctioned scheme of arrangement for 2.750 Class A ordinary shares of Ensco.
F3: Pursuant to the Transaction Agreement, each outstanding restricted share unit award ("RSU Award"), whether vested or unvested, was converted on the same terms and conditions (including applicable vesting conditions) applicable to such RSU Award under the applicable Company equity plan and award agreement in effect immediately prior to the closing of the transaction ("Closing") into a restricted stock unit of Ensco covering a number of Ensco Class A ordinary shares, rounded down to the nearest whole share, determined by multiplying the number of Rowan ordinary shares subject to such Rowan RSU Award immediately prior to Closing by the exchange ratio of 2.750 Class A ordinary shares of Ensco for each Rowan Class A ordinary share. There was no purchase price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 19, 2021 Filed Jul 21, 2021 21:05 UTC | Valaris Ltd VAL · Entity 3776 | GrantPerformance Share Units · Derivative | 123,574 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-21-000066 · wf-form4_162690150142200.xml · derivative · entry 2 Quintero Alan · CIK 0001396028 · SVP-Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,574 Underlying: Common Shares · 123,574 shares Expires not disclosed F2 · derivative.exercise_price: Consists of a one-time grant of up to 123,574 share price based performance share units, of which 41,191 will vest upon the Company's achievement of a $45 closing share price, 41,191 will vest upon the Company's achievement of a $55 closing share price, and 41,192 will vest upon the Company's achievement of a $75 closing share price, in each case held for at least 90 consecutive trading days F2 · derivative.exercise_date: Consists of a one-time grant of up to 123,574 share price based performance share units, of which 41,191 will vest upon the Company's achievement of a $45 closing share price, 41,191 will vest upon the Company's achievement of a $55 closing share price, and 41,192 will vest upon the Company's achievement of a $75 closing share price, in each case held for at least 90 consecutive trading days F2 · derivative.expiration_date: Consists of a one-time grant of up to 123,574 share price based performance share units, of which 41,191 will vest upon the Company's achievement of a $45 closing share price, 41,191 will vest upon the Company's achievement of a $55 closing share price, and 41,192 will vest upon the Company's achievement of a $75 closing share price, in each case held for at least 90 consecutive trading days Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 21:05 UTC | Valaris Ltd VAL · Entity 3776 | GrantCommon Shares | 29,424 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-21-000066 · wf-form4_162690150142200.xml · nonDerivative · entry 1 Quintero Alan · CIK 0001396028 · SVP-Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,424 F1 · shares: Consists of a one-time grant of 29,424 restricted stock units, which will vest ratably in three installments on each of the first three anniversaries of the date of grant, with settlement of all vested restricted stock units generally deferred until the third anniversary of the date of grant. F1 · balance_after: Consists of a one-time grant of 29,424 restricted stock units, which will vest ratably in three installments on each of the first three anniversaries of the date of grant, with settlement of all vested restricted stock units generally deferred until the third anniversary of the date of grant. Read SEC document |
| April 30, 2021 Filed May 5, 2021 01:48 UTC | Valaris Ltd VAL · Entity 3776 | OtherRestricted Share Units · Derivative | 129,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-061297 · tm2115180-11_4seq1.xml · derivative · entry 2 Quintero Alan · CIK 0001396028 · SVP - Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 129,415 shares Expires not disclosed F4 · derivative.exercise_price: On the Effective Date, all outstanding restricted share units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. F1 · kind: On August 19, 2020, Valaris plc ("Legacy Valaris") and certain of its wholly owned direct and indirect subsidiaries (collectively, the "Debtors") commenced voluntary cases (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On March 3, 2021, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization pursuant to Chapter 11 of the Bankruptcy Code (as amended, modified or supplemented from time to time, the "Plan"). F2 · kind: In connection with the Chapter 11 Cases and the Plan, on and prior to the Effective Date (as defined below), the Company effectuated certain restructuring transactions, pursuant to which Valaris Limited, a Bermuda exempted company (the "Issuer") was formed and - through a series of transactions - Legacy Valaris transferred to a subsidiary of the Issuer substantially all of the subsidiaries, and other assets, of Legacy Valaris. On April 30, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Issuer emerged from chapter 11. F4 · kind: On the Effective Date, all outstanding restricted share units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. F4 · derivative.exercise_date: On the Effective Date, all outstanding restricted share units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. F4 · derivative.expiration_date: On the Effective Date, all outstanding restricted share units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| April 30, 2021 Filed May 5, 2021 01:48 UTC | Valaris Ltd VAL · Entity 3776 | OtherWarrants to purchase Common Shares · Derivative | 874 | Not disclosed Strike: $131.88 | Not disclosed |
DisclosureSEC source: 0001104659-21-061297 · tm2115180-11_4seq1.xml · derivative · entry 1 Quintero Alan · CIK 0001396028 · SVP - Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874 Underlying: Common Shares · 874 shares Expires 2028-04-29 F1 · kind: On August 19, 2020, Valaris plc ("Legacy Valaris") and certain of its wholly owned direct and indirect subsidiaries (collectively, the "Debtors") commenced voluntary cases (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On March 3, 2021, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization pursuant to Chapter 11 of the Bankruptcy Code (as amended, modified or supplemented from time to time, the "Plan"). F2 · kind: In connection with the Chapter 11 Cases and the Plan, on and prior to the Effective Date (as defined below), the Company effectuated certain restructuring transactions, pursuant to which Valaris Limited, a Bermuda exempted company (the "Issuer") was formed and - through a series of transactions - Legacy Valaris transferred to a subsidiary of the Issuer substantially all of the subsidiaries, and other assets, of Legacy Valaris. On April 30, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Issuer emerged from chapter 11. F3 · kind: On the Effective Date, the Reporting Person received Warrants (the "Warrants") to purchase common shares, par value $0.01 per share, of the Issuer (the "Common Shares"), with respect to Legacy Valaris ordinary shares (the "Existing Equity Interest") held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.0274975 of a Warrant for each share of Exiting Equity Interest. The Warrants are exercisable for one Common Share from the date of issuance until 5:00 p.m., New York time, on the Expiration Date. The receipt of the Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F1 · price: On August 19, 2020, Valaris plc ("Legacy Valaris") and certain of its wholly owned direct and indirect subsidiaries (collectively, the "Debtors") commenced voluntary cases (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On March 3, 2021, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization pursuant to Chapter 11 of the Bankruptcy Code (as amended, modified or supplemented from time to time, the "Plan"). F2 · price: In connection with the Chapter 11 Cases and the Plan, on and prior to the Effective Date (as defined below), the Company effectuated certain restructuring transactions, pursuant to which Valaris Limited, a Bermuda exempted company (the "Issuer") was formed and - through a series of transactions - Legacy Valaris transferred to a subsidiary of the Issuer substantially all of the subsidiaries, and other assets, of Legacy Valaris. On April 30, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Issuer emerged from chapter 11. F3 · price: On the Effective Date, the Reporting Person received Warrants (the "Warrants") to purchase common shares, par value $0.01 per share, of the Issuer (the "Common Shares"), with respect to Legacy Valaris ordinary shares (the "Existing Equity Interest") held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.0274975 of a Warrant for each share of Exiting Equity Interest. The Warrants are exercisable for one Common Share from the date of issuance until 5:00 p.m., New York time, on the Expiration Date. The receipt of the Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F3 · derivative.exercise_date: On the Effective Date, the Reporting Person received Warrants (the "Warrants") to purchase common shares, par value $0.01 per share, of the Issuer (the "Common Shares"), with respect to Legacy Valaris ordinary shares (the "Existing Equity Interest") held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.0274975 of a Warrant for each share of Exiting Equity Interest. The Warrants are exercisable for one Common Share from the date of issuance until 5:00 p.m., New York time, on the Expiration Date. The receipt of the Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:50 UTC | Valaris Ltd VAL · Entity 3776 | Disposition to issuerRestricted Share Units · Derivative | 136,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-20-000087 · wf-form4_158940658479673.xml · derivative · entry 1 Quintero Alan · CIK 0001396028 · SVP-Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 136,464 shares Expires not disclosed F1 · derivative.exercise_price: Consistent with the Company's Form 8-K filed on May 6, 2020, the reporting person forfeited these restricted stock units. F1 · price: Consistent with the Company's Form 8-K filed on May 6, 2020, the reporting person forfeited these restricted stock units. F1 · derivative.exercise_date: Consistent with the Company's Form 8-K filed on May 6, 2020, the reporting person forfeited these restricted stock units. F1 · derivative.expiration_date: Consistent with the Company's Form 8-K filed on May 6, 2020, the reporting person forfeited these restricted stock units. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:37 UTC | Valaris Ltd VAL · Entity 3776 | GrantRestricted Share Units · Derivative | 136,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-20-000035 · wf-form4_158318864824782.xml · derivative · entry 1 Quintero Alan · CIK 0001396028 · SVP-Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,464 Underlying: Class A Ordinary Shares · 136,464 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit represents the economic equivalent of one Valaris Class A ordinary share. The restricted share units vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.exercise_date: On February 27, 2020, the reporting person was granted 136,464 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On February 27, 2020, the reporting person was granted 136,464 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:02 UTC | Valaris Ltd VAL · Entity 3776 | Tax withholdingClass A Ordinary Shares | 6,029 | $3.21 | $19,353.09 |
DisclosureSEC source: 0000314808-20-000021 · wf-form4_158292735042126.xml · nonDerivative · entry 1 Quintero Alan · CIK 0001396028 · SVP-Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,436 F1 · shares: These shares were withheld upon vesting of restricted share units to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash. F2 · balance_after: Includes 30,640 restricted share units held by the reporting person. Read SEC document |
| June 03, 2019 Filed Feb 21, 2020 21:56 UTC | Valaris Ltd VAL · Entity 3776 | GrantRestricted Share Units · Derivative | 98,775 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-20-000017 · wf-form4_158232215092232.xml · derivative · entry 1 Quintero Alan · CIK 0001396028 · SVP-Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,775 Underlying: Class A Ordinary Shares · 98,775 shares Expires not disclosed F1 · derivative.exercise_price: On June 3, 2019, the reporting person was granted 98,775 restricted share units, vesting on June 3, 2022, three years from the grant date. F2 · derivative.exercise_date: Each Restricted Share Unit represents the economic equivalent of one Valaris Class A ordinary share. The Restricted Share Units vest on June 3, 2022, three years from the grant date. F2 · derivative.expiration_date: Each Restricted Share Unit represents the economic equivalent of one Valaris Class A ordinary share. The Restricted Share Units vest on June 3, 2022, three years from the grant date. Read SEC document |
| April 11, 2019 Filed Apr 11, 2019 19:54 UTC | ROWAN COMPANIES PLC RDC · Entity 158410 | Disposition to issuerClass A Ordinary Shares | 66,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-019394 · tv518777_form4.xml · nonDerivative · entry 3 Quintero Alan · CIK 0001396028 · SVP - Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: Pursuant to the Transaction Agreement, each outstanding restricted share unit award ("RSU Award"), whether vested or unvested, was converted on the same terms and conditions (including applicable vesting conditions) applicable to such RSU Award under the applicable Company equity plan and award agreement in effect immediately prior to the closing of the transaction ("Closing") into a restricted stock unit of Ensco covering a number of Ensco Class A ordinary shares, rounded down to the nearest whole share, determined by multiplying the number of Rowan ordinary shares subject to such Rowan RSU Award immediately prior to Closing by the exchange ratio of 2.750 Class A ordinary shares of Ensco for each Rowan Class A ordinary share. There was no purchase price. F3 · price: Pursuant to the Transaction Agreement, each outstanding restricted share unit award ("RSU Award"), whether vested or unvested, was converted on the same terms and conditions (including applicable vesting conditions) applicable to such RSU Award under the applicable Company equity plan and award agreement in effect immediately prior to the closing of the transaction ("Closing") into a restricted stock unit of Ensco covering a number of Ensco Class A ordinary shares, rounded down to the nearest whole share, determined by multiplying the number of Rowan ordinary shares subject to such Rowan RSU Award immediately prior to Closing by the exchange ratio of 2.750 Class A ordinary shares of Ensco for each Rowan Class A ordinary share. There was no purchase price. Read SEC document |
| April 11, 2019 Filed Apr 11, 2019 19:54 UTC | ROWAN COMPANIES PLC RDC · Entity 158410 | Disposition to issuerClass A Ordinary Shares | 21,825 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-019394 · tv518777_form4.xml · nonDerivative · entry 2 Quintero Alan · CIK 0001396028 · SVP - Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,850 F2 · shares: Pursuant to the Transaction Agreement, each outstanding Restricted Share, whether vested or unvested, was treated as an outstanding Class A ordinary share of the Company and was exchanged pursuant to a court-sanctioned scheme of arrangement for 2.750 Class A ordinary shares of Ensco. F2 · price: Pursuant to the Transaction Agreement, each outstanding Restricted Share, whether vested or unvested, was treated as an outstanding Class A ordinary share of the Company and was exchanged pursuant to a court-sanctioned scheme of arrangement for 2.750 Class A ordinary shares of Ensco. Read SEC document |
| April 11, 2019 Filed Apr 11, 2019 19:54 UTC | ROWAN COMPANIES PLC RDC · Entity 158410 | Disposition to issuerClass A Ordinary Shares | 10,912 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-019394 · tv518777_form4.xml · nonDerivative · entry 1 Quintero Alan · CIK 0001396028 · SVP - Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,675 F1 · shares: On April 11, 2019, pursuant to the Transaction Agreement by and between Ensco plc ("Ensco") and Rowan Companies plc (the "Company" or "Rowan"), dated as of October 7, 2018, (as amended, the "Transaction Agreement"), each of the issued and outstanding Class A ordinary shares of the Company were exchanged pursuant to a court-sanctioned scheme of arrangement for 2.750 Class A ordinary shares of Ensco, each with a nominal value of $0.10. F1 · price: On April 11, 2019, pursuant to the Transaction Agreement by and between Ensco plc ("Ensco") and Rowan Companies plc (the "Company" or "Rowan"), dated as of October 7, 2018, (as amended, the "Transaction Agreement"), each of the issued and outstanding Class A ordinary shares of the Company were exchanged pursuant to a court-sanctioned scheme of arrangement for 2.750 Class A ordinary shares of Ensco, each with a nominal value of $0.10. Read SEC document |
| April 11, 2019 Filed Apr 11, 2019 23:28 UTC | Valaris Ltd ESV · Entity 3776 | GrantClass A Ordinary Shares | 45,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-020925 · a4.xml · nonDerivative · entry 2 Quintero Alan · CIK 0001396028 · SVP-Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,465 F2 · shares: Represents Ensco restricted share units received by the reporting person at the effective time of the Transaction in exchange for his restricted share units to acquire 66,850 Class A ordinary shares of Rowan, which may be settled only in ordinary shares upon vesting. Read SEC document |
| April 11, 2019 Filed Apr 11, 2019 23:28 UTC | Valaris Ltd ESV · Entity 3776 | GrantClass A Ordinary Shares | 22,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-020925 · a4.xml · nonDerivative · entry 1 Quintero Alan · CIK 0001396028 · SVP-Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,506 F1 · shares: Pursuant to the Transaction Agreement, dated as of October 7, 2019, between Ensco plc ("Ensco") and Rowan Companies plc ("Rowan"), Ensco acquired the entire issued and to be issued share capital of Rowan on April 11, 2019 (the "Transaction"). At the effective time of the Transaction, each Class A ordinary share of Rowan issued and outstanding immediately prior to such time was converted into the right to receive 2.750 shares of Ensco's Class A ordinary shares. Immediately following the effective time of the Transaction, Ensco effected a consolidation whereby every four existing Class A ordinary shares of Ensco were consolidated into one Class A ordinary share of Ensco, and Ensco changed its name to "Ensco Rowan plc." On the trading day immediately prior to the effective time of the Transaction, the closing price of Ensco was $3.97 per share, and the closing price of Rowan was $10.93 per share. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 20:10 UTC | ROWAN COMPANIES PLC RDC · Entity 158410 | GrantClass A Ordinary Shares | 66,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-011428 · tv515145_4.xml · nonDerivative · entry 1 Quintero Alan · CIK 0001396028 · SVP - Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,587 F1 · shares: Represents restricted share units which may be settled solely in Class A Ordinary Shares of the Company upon vesting and vest ratably over a three-year period. F2 · balance_after: Includes 29,171 Restricted Shares and 66,850 restricted share units held by the reporting person. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 17:14 UTC | ROWAN COMPANIES PLC RDC · Entity 158410 | Tax withholdingClass A Ordinary Shares | 9,393 | $8.97 | $84,208.25 |
DisclosureSEC source: 0000085408-18-000126 · wf-form4_154534407180164.xml · nonDerivative · entry 1 Quintero Alan · CIK 0001396028 · SVP - Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,737 F1 · kind: On December 18, 2018, the compensation committee (the "Committee") of the board of directors of the Issuer considered the potential adverse tax consequences to the Issuer and to certain of the executive officers of the Company, including Mr. Quintero (collectively, the "Impacted Officers"), under Sections 280G and 4999 of the U.S. Internal Revenue Code, as amended, resulting from the treatment of potential payments that may be made pursuant to the Change in Control Agreement between the Issuer and each of the Impacted Officers in connection with the merger contemplated by the Transaction Agreement, dated as of October 7, 2018, between the Issuer and Ensco plc. F2 · kind: In order to mitigate the potential adverse tax consequences, the Committee has converted all outstanding restricted share units previously awarded to Mr. Quintero under the Issuer's Amended and Restated 2013 Rowan Companies plc Incentive Plan (each, a "RSU Award") to restricted shares (the "Restricted Shares"). Each such Restricted Share will vest in accordance, and subject to, the terms and conditions of the underlying RSU Award from which it was converted. F3 · kind: In order to satisfy certain tax liabilities of Mr. Quintero in connection with his election under Section 83(b) of the Code with respect to the acquisition of the Restricted Shares, the Committee accelerated the vesting of and withheld Restricted Shares with a fair market value equal to the employment and income tax liability imposed on such Restricted Shares. F1 · shares: On December 18, 2018, the compensation committee (the "Committee") of the board of directors of the Issuer considered the potential adverse tax consequences to the Issuer and to certain of the executive officers of the Company, including Mr. Quintero (collectively, the "Impacted Officers"), under Sections 280G and 4999 of the U.S. Internal Revenue Code, as amended, resulting from the treatment of potential payments that may be made pursuant to the Change in Control Agreement between the Issuer and each of the Impacted Officers in connection with the merger contemplated by the Transaction Agreement, dated as of October 7, 2018, between the Issuer and Ensco plc. F2 · shares: In order to mitigate the potential adverse tax consequences, the Committee has converted all outstanding restricted share units previously awarded to Mr. Quintero under the Issuer's Amended and Restated 2013 Rowan Companies plc Incentive Plan (each, a "RSU Award") to restricted shares (the "Restricted Shares"). Each such Restricted Share will vest in accordance, and subject to, the terms and conditions of the underlying RSU Award from which it was converted. F4 · price: Sales price is the fair market value on December 18, 2018. F5 · balance_after: Includes 29,171 Restricted Shares held by the reporting person. Read SEC document |
| July 03, 2018 Filed Jul 5, 2018 16:57 UTC | ROWAN COMPANIES PLC RDC · Entity 158410 | Tax withholdingClass A Ordinary Shares | 1,149 | $15.73 | $18,073.77 |
DisclosureSEC source: 0000085408-18-000098 · wf-form4_153082420918053.xml · nonDerivative · entry 1 Quintero Alan · CIK 0001396028 · SVP - Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,130 F1 · kind: These shares were surrendered for tax payment upon vesting of restricted share units on July 3, 2018. F2 · price: Sales price is the fair market value on Tuesday, July 3, 2018. F3 · balance_after: Includes 38,564 restricted share units held by the reporting person. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 14:34 UTC | ROWAN COMPANIES PLC RDC · Entity 158410 | GrantClass A Ordinary Shares | 29,134 | $0.00 | $0.00 |
DisclosureSEC source: 0000085408-18-000053 · wf-form4_151993284440783.xml · nonDerivative · entry 1 Quintero Alan · CIK 0001396028 · SVP - Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,279 F1 · shares: Represents restricted share units which may be settled solely in Class A Ordinary Shares of the Company upon vesting and vest ratably over a three-year period. F2 · balance_after: Includes 43,279 restricted share units held by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.