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Point 406 Ventures I-A, L.P.

Disclosed activity across 1 company

Tapewire entity
136982
SEC CIK
0001854759

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KALTURA INCKLTR · Entity 132210% ownerJuly 23, 2021July 27, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes10,359,967 Reported balance After 2021-07-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-07-23 · Conversion · Acquired 10,359,967 · Balance 10,359,967

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectSee footnotes12,997,646 Reported balance After 2021-07-23 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-07-23 · Conversion · Acquired 2,637,679 · Balance 12,997,646

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectSee footnotes15,938,229 Reported balance After 2021-07-23 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-07-23 · Conversion · Acquired 2,940,583 · Balance 15,938,229

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectSee footnotes16,511,785 Reported balance After 2021-07-23 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-07-23 · Conversion · Acquired 573,556 · Balance 16,511,785

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectSee footnotes50,440 Reported balance After 2021-07-23 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2021-07-23 · Conversion · Acquired 50,440 · Balance 50,440

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

Common StockSEC Table I · non-derivativeIndirectSee footnotes63,283 Reported balance After 2021-07-23 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2021-07-23 · Conversion · Acquired 12,843 · Balance 63,283

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

Common StockSEC Table I · non-derivativeIndirectSee footnotes77,669 Reported balance After 2021-07-23 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2021-07-23 · Conversion · Acquired 14,386 · Balance 77,669

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

Common StockSEC Table I · non-derivativeIndirectSee footnotes80,463 Reported balance After 2021-07-23 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2021-07-23 · Conversion · Acquired 2,794 · Balance 80,463

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

Common StockSEC Table I · non-derivativeIndirectSee footnotes975,375 Reported balance After 2021-07-23 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2021-07-23 · Conversion · Acquired 975,375 · Balance 975,375

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F5: Represents securities held by Point203X2SPV, LLC ("SPV LLC").

Common StockSEC Table I · non-derivativeIndirectSee footnotes200,000 Reported balance After 2021-07-23 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2021-07-23 · Purchase · Acquired 200,000 · Balance 200,000

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F6: Represents securities held by Point 406 Ventures Opportunities Fund II, L.P. ("Opportunities Fund II, L.P." and, together with Ventures I, L.P., Ventures I-A, L.P. and SPV LLC, the "Point 406 Ventures Funds").

Series B Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-07-23 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-07-23 · Conversion · Disposed 2,302,215 · Balance 0

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

Series B Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-07-23 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2021-07-23 · Conversion · Disposed 11,209 · Balance 0

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-07-23 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2021-07-23 · Conversion · Disposed 586,151 · Balance 0

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-07-23 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2021-07-23 · Conversion · Disposed 2,854 · Balance 0

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

Series D Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-07-23 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2021-07-23 · Conversion · Disposed 653,463 · Balance 0

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

Series D Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-07-23 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2021-07-23 · Conversion · Disposed 3,197 · Balance 0

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

Series E Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-07-23 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2021-07-23 · Conversion · Disposed 127,457 · Balance 0

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

Series E Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-07-23 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2021-07-23 · Conversion · Disposed 621 · Balance 0

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

Series E Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-07-23 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2021-07-23 · Conversion · Disposed 216,750 · Balance 0

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F5: Represents securities held by Point203X2SPV, LLC ("SPV LLC").

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

F5: Represents securities held by Point203X2SPV, LLC ("SPV LLC").

F6: Represents securities held by Point 406 Ventures Opportunities Fund II, L.P. ("Opportunities Fund II, L.P." and, together with Ventures I, L.P., Ventures I-A, L.P. and SPV LLC, the "Point 406 Ventures Funds").

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionSeries E Convertible Preferred Stock · Derivative 216,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · derivative · entry 19

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 975,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F5 · ownership.nature: Represents securities held by Point203X2SPV, LLC ("SPV LLC").

Read SEC document
July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionSeries E Convertible Preferred Stock · Derivative 621 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · derivative · entry 18

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 2,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4 · ownership.nature: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

Read SEC document
July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionSeries D Convertible Preferred Stock · Derivative 3,197 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · derivative · entry 17

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 14,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4 · ownership.nature: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

Read SEC document
July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionSeries C Convertible Preferred Stock · Derivative 2,854 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · derivative · entry 16

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 12,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4 · ownership.nature: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

Read SEC document
July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionSeries B Convertible Preferred Stock · Derivative 11,209 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · derivative · entry 15

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 50,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4 · ownership.nature: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

Read SEC document
July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionSeries E Convertible Preferred Stock · Derivative 127,457 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · derivative · entry 14

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 573,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2 · ownership.nature: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionSeries D Convertible Preferred Stock · Derivative 653,463 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · derivative · entry 13

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 2,940,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2 · ownership.nature: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionSeries C Convertible Preferred Stock · Derivative 586,151 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · derivative · entry 12

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 2,637,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2 · ownership.nature: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionSeries B Convertible Preferred Stock · Derivative 2,302,215 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · derivative · entry 11

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 10,359,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2 · ownership.nature: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 PurchaseCommon Stock 200,000 $10.00 $2,000,000.00
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · nonDerivative · entry 10

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 200,000

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F6 · ownership.nature: Represents securities held by Point 406 Ventures Opportunities Fund II, L.P. ("Opportunities Fund II, L.P." and, together with Ventures I, L.P., Ventures I-A, L.P. and SPV LLC, the "Point 406 Ventures Funds").

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July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionCommon Stock 975,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · nonDerivative · entry 9

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 975,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F5 · ownership.nature: Represents securities held by Point203X2SPV, LLC ("SPV LLC").

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July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionCommon Stock 2,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · nonDerivative · entry 8

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 80,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4 · ownership.nature: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

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July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionCommon Stock 14,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · nonDerivative · entry 7

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 77,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4 · ownership.nature: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

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July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionCommon Stock 12,843 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · nonDerivative · entry 6

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 63,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4 · ownership.nature: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

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July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionCommon Stock 50,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · nonDerivative · entry 5

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 50,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4 · ownership.nature: Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").

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July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionCommon Stock 573,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · nonDerivative · entry 4

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 16,511,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2 · ownership.nature: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionCommon Stock 2,940,583 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · nonDerivative · entry 3

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,938,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2 · ownership.nature: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionCommon Stock 2,637,679 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · nonDerivative · entry 2

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 12,997,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2 · ownership.nature: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
July 23, 2021 Filed Jul 27, 2021 20:58 UTC KALTURA INC KLTR · Entity 1322 ConversionCommon Stock 10,359,967 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-014576 · wf-form4_162743387711761.xml · nonDerivative · entry 1

.406 Ventures I GP, LLC · CIK 0001854757 · 10% owner

.406 Ventures I GP, L.P. · CIK 0001854758 · 10% owner

CIRINO MARIA · CIK 0001214009 · 10% owner

LIAM DONOHUE · CIK 0001123565 · 10% owner

Point 406 Ventures I, L.P. · CIK 0001795395 · 10% owner

Point203X2SPV, LLC · CIK 0001595289 · 10% owner

Point 406 Ventures Opportunities Fund II, L.P. · CIK 0001768656 · 10% owner

Point 406 Ventures I-A, L.P. · CIK 0001854759 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,359,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.

F2 · ownership.nature: Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").

F3 · ownership.nature: .406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.