Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Eaton Corp plcETN · Entity 2604 | Director | February 26, 2019 | February 28, 2019 |
| Hill-Rom Holdings, Inc.HRC · Entity 132395 | Director | March 07, 2018 | March 09, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Eaton Corp plc
Report date February 26, 2019 · Filed February 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,080 |
Reported balance
After 2019-02-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-26 · Grant · Acquired 2,080 · Balance 2,080 F1: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors. F2: This field is not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.
F2: This field is not applicable.
Hill-Rom Holdings, Inc.
Report date March 07, 2018 · Filed March 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Employee Restricted Stock Units (Deferred Stock Award)SEC Table II · derivative / convertible security | Direct | 2,116 |
Reported balance
After 2018-03-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-07 · Grant · Acquired 2,116 · Balance 2,116 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates. F3: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company. |
| Common StockSEC Table I · non-derivative | Direct | 6,464 |
Reported balance
Holding disclosure · report date 2018-03-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,464 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.
F3: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ELI LILLY & Co
Report date April 28, 2006 · Filed May 02, 2006
Section 16 reporting ended · disclosed 2006-05-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,249 |
Reported balance
After 2006-04-28 transaction · row 1
1 source rowRow 1 · 2006-04-28 · Tax withholding · Disposed 8,035 · Balance 85,249 |
| Common StockSEC Table I · non-derivative | Indirectby Golden Associates LP | 21,392 |
Reported balance
Holding disclosure · report date 2006-04-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,392 F1: Held by a family limited partnership of which reporting person and his wife are the sole general partners. Limited partnership interests are held by other members of reporting person's family. Reporting person disclaims beneficial ownership of Lilly common stock held by Golden Associates except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 1,564 |
Reported balance
Holding disclosure · report date 2006-04-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,564 |
Filing footnotes · ownership attribution and instrument terms
F1: Held by a family limited partnership of which reporting person and his wife are the sole general partners. Limited partnership interests are held by other members of reporting person's family. Reporting person disclaims beneficial ownership of Lilly common stock held by Golden Associates except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2005 Filed Jun 2, 2005 19:55 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 200 | $58.55 | $11,710.00 |
DisclosureSEC source: 0001209191-05-029667 · doc4.xml · nonDerivative · entry 8 GOLDEN CHARLES E · CIK 0001193816 · Director · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,608 F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2005. Read SEC document |
| May 31, 2005 Filed Jun 2, 2005 19:55 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 200 | $58.52 | $11,704.00 |
DisclosureSEC source: 0001209191-05-029667 · doc4.xml · nonDerivative · entry 7 GOLDEN CHARLES E · CIK 0001193816 · Director · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,808 F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2005. Read SEC document |
| May 31, 2005 Filed Jun 2, 2005 19:55 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 200 | $58.54 | $11,708.00 |
DisclosureSEC source: 0001209191-05-029667 · doc4.xml · nonDerivative · entry 6 GOLDEN CHARLES E · CIK 0001193816 · Director · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,008 F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2005. Read SEC document |
| May 31, 2005 Filed Jun 2, 2005 19:55 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 500 | $58.51 | $29,255.00 |
DisclosureSEC source: 0001209191-05-029667 · doc4.xml · nonDerivative · entry 5 GOLDEN CHARLES E · CIK 0001193816 · Director · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,208 F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2005. Read SEC document |
| May 31, 2005 Filed Jun 2, 2005 19:55 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 4,500 | $58.50 | $263,250.00 |
DisclosureSEC source: 0001209191-05-029667 · doc4.xml · nonDerivative · entry 4 GOLDEN CHARLES E · CIK 0001193816 · Director · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,708 F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2005. Read SEC document |
| May 31, 2005 Filed Jun 2, 2005 19:55 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 300 | $58.49 | $17,547.00 |
DisclosureSEC source: 0001209191-05-029667 · doc4.xml · nonDerivative · entry 3 GOLDEN CHARLES E · CIK 0001193816 · Director · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,208 F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2005. Read SEC document |
| May 31, 2005 Filed Jun 2, 2005 19:55 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 13,400 | $58.45 | $783,230.00 |
DisclosureSEC source: 0001209191-05-029667 · doc4.xml · nonDerivative · entry 2 GOLDEN CHARLES E · CIK 0001193816 · Director · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,508 F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2005. Read SEC document |
| May 31, 2005 Filed Jun 2, 2005 19:55 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 29,169 | $30.10 | $877,841.06 |
DisclosureSEC source: 0001209191-05-029667 · doc4.xml · nonDerivative · entry 1 GOLDEN CHARLES E · CIK 0001193816 · Director · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2005. Read SEC document |
| April 30, 2005 Filed Feb 14, 2006 17:20 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftEmployee stock option 2/02 (right to buy) · Derivative | 50,738 | $0.00 Strike: $75.92 | $0.00 |
DisclosureSEC source: 0001209191-06-010183 · doc5.xml · derivative · entry 5 GOLDEN CHARLES E · CIK 0001193816 · Director · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Irrev. Trust Disclosed balance after: 50,738 Underlying: Common Stock · 50,738 shares Expires 2012-02-17 F2 · kind: The reporting person transferred these options to an irrevocable trust, for the benefit of his children. F4 · ownership.direct: Irrevocable trust for the benefit of reporting person's children. Reporting person disclaims beneficial ownership of these shares. Read SEC document |
| April 30, 2005 Filed Feb 14, 2006 17:20 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftEmployee stock option 2/02 (right to buy) · Derivative | 50,738 | $0.00 Strike: $75.92 | $0.00 |
DisclosureSEC source: 0001209191-06-010183 · doc5.xml · derivative · entry 4 GOLDEN CHARLES E · CIK 0001193816 · Director · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT Disclosed balance after: 67,945 Underlying: Common Stock · 50,738 shares Expires 2012-02-17 F2 · kind: The reporting person transferred these options to an irrevocable trust, for the benefit of his children. F3 · ownership.direct: Grantor retained annuity trust established by reporting person. Reporting person is trustee. Read SEC document |
| February 11, 2005 Filed Feb 15, 2005 21:50 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantEmployee stock option (right to buy) · Derivative | 78,107 | $0.00 Strike: $55.65 | $0.00 |
DisclosureSEC source: 0000059478-05-000059 · doc4.xml · derivative · entry 1 GOLDEN CHARLES E · CIK 0001193816 · Director · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,107 Underlying: Common Stock · 78,107 shares Expires 2015-02-10 Read SEC document |
| January 14, 2005 Filed Jan 18, 2005 19:25 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 9,000 | $56.79 | $511,110.00 |
DisclosureSEC source: 0000059478-05-000011 · doc4.xml · nonDerivative · entry 1 GOLDEN CHARLES E · CIK 0001193816 · Director · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,739 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 19:41 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantEmployee stock option (right to buy) · Derivative | 120,000 | $0.00 Strike: $73.11 | $0.00 |
DisclosureSEC source: 0000059478-04-000070 · doc4.xml · derivative · entry 1 GOLDEN CHARLES E · CIK 0001193816 · Director · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2014-02-14 Read SEC document |
| November 19, 2003 Filed Feb 17, 2004 20:12 UTC | ELI LILLY & Co LLY · Entity 2794 | OtherCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-04-000037 · doc5.xml · nonDerivative · entry 3 GOLDEN CHARLES E · CIK 0001193816 · Director · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Golden Associates LP Disclosed balance after: 21,392 F1 · kind: Represents transfer of shares to a family limited partnership in which reporting person and his wife are the sole general partner s. F2 · ownership.direct: Held by a family limited partnership of which reporting person and his wife are the sole general partners. Limited partnership interests are held by other members of reporting person's family. Reporting person disclaims beneficial ownership of Lilly common stock held by Golden Associates except to the extent of his pecuniary interest therein. Read SEC document |
| November 19, 2003 Filed Feb 17, 2004 20:12 UTC | ELI LILLY & Co LLY · Entity 2794 | OtherCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-04-000037 · doc5.xml · nonDerivative · entry 1 GOLDEN CHARLES E · CIK 0001193816 · Director · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,739 F1 · kind: Represents transfer of shares to a family limited partnership in which reporting person and his wife are the sole general partner s. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.