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FLUEGGE SCOTT

Disclosed activity across 1 company

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136612
SEC CIK
0001550300

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SUNation Energy, Inc.JCS · Entity 7787VP of ITAugust 02, 2021August 05, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SUNation Energy, Inc.

Report date August 02, 2021 · Filed August 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect47,518 Reported balance After 2021-08-02 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2021-08-02 · Exercise / conversion · Acquired 20,624 · Balance 47,518

Common StockSEC Table I · non-derivativeDirect27,454 Reported balance After 2021-08-02 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2021-08-02 · Tax withholding · Disposed 20,064 · Balance 27,454

Common StockSEC Table I · non-derivativeDirect37,454 Reported balance After 2021-08-02 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2021-08-02 · Exercise / conversion · Acquired 10,000 · Balance 37,454

Common StockSEC Table I · non-derivativeDirect27,997 Reported balance After 2021-08-02 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2021-08-02 · Tax withholding · Disposed 9,497 · Balance 27,997

Common StockSEC Table I · non-derivativeDirect38,618 Reported balance After 2021-08-02 transaction · row 5 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 5 · 2021-08-02 · Exercise / conversion · Acquired 10,621 · Balance 38,618

Common StockSEC Table I · non-derivativeDirect30,637 Reported balance After 2021-08-02 transaction · row 6 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 6 · 2021-08-02 · Tax withholding · Disposed 7,981 · Balance 30,637

Common StockSEC Table I · non-derivativeDirect47,047 Reported balance After 2021-08-02 transaction · row 7 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 7 · 2021-08-02 · Exercise / conversion · Acquired 16,410 · Balance 47,047

Common StockSEC Table I · non-derivativeDirect35,890 Reported balance After 2021-08-02 transaction · row 8 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 8 · 2021-08-02 · Tax withholding · Disposed 11,157 · Balance 35,890

Common StockSEC Table I · non-derivativeDirect44,642 Reported balance After 2021-08-02 transaction · row 9 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 9 · 2021-08-02 · Exercise / conversion · Acquired 8,752 · Balance 44,642

Common StockSEC Table I · non-derivativeDirect39,459 Reported balance After 2021-08-02 transaction · row 10 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 10 · 2021-08-02 · Tax withholding · Disposed 5,183 · Balance 39,459

Common StockSEC Table I · non-derivativeDirect52,241 Reported balance After 2021-08-02 transaction · row 11 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 11 · 2021-08-02 · Exercise / conversion · Acquired 12,782 · Balance 52,241

Common StockSEC Table I · non-derivativeDirect41,493 Reported balance After 2021-08-02 transaction · row 12 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 12 · 2021-08-02 · Tax withholding · Disposed 10,748 · Balance 41,493

Common StockSEC Table I · non-derivativeDirect46,836 Reported balance After 2021-08-02 transaction · row 13 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 13 · 2021-08-02 · Exercise / conversion · Acquired 5,343 · Balance 46,836

Common StockSEC Table I · non-derivativeDirect45,535 Reported balance After 2021-08-02 transaction · row 14 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 14 · 2021-08-02 · Tax withholding · Disposed 1,301 · Balance 45,535

Common StockSEC Table I · non-derivativeDirect51,314 Reported balance After 2021-08-02 transaction · row 15 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 15 · 2021-08-02 · Exercise / conversion · Acquired 5,779 · Balance 51,314

Common StockSEC Table I · non-derivativeDirect49,907 Reported balance After 2021-08-02 transaction · row 16 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 16 · 2021-08-02 · Tax withholding · Disposed 1,407 · Balance 49,907

Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.65 · Expires 2022-03-17Direct0 Reported balance After 2021-08-02 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2021-08-02 · Other · Disposed 15,732 · Balance 0

F1: As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing date of the E&S Sale Transaction were terminated and cancelled as of the closing without any payment therefor

Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.85 · Expires 2023-03-15Direct0 Reported balance After 2021-08-02 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2021-08-02 · Exercise / conversion · Disposed 11,724 · Balance 0

Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.85 · Expires 2023-03-15Direct0 Reported balance After 2021-08-02 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2021-08-02 · Exercise / conversion · Disposed 8,900 · Balance 0

Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.55 · Expires 2023-05-25Direct0 Reported balance After 2021-08-02 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2021-08-02 · Exercise / conversion · Disposed 10,000 · Balance 0

Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.40 · Expires 2024-03-31Direct0 Reported balance After 2021-08-02 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2021-08-02 · Exercise / conversion · Disposed 10,621 · Balance 0

Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.61 · Expires 2025-03-09Direct0 Reported balance After 2021-08-02 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2021-08-02 · Exercise / conversion · Disposed 16,410 · Balance 0

Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.64 · Expires 2026-03-28Direct0 Reported balance After 2021-08-02 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2021-08-02 · Exercise / conversion · Disposed 8,752 · Balance 0

Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.39 · Expires 2027-05-06Direct0 Reported balance After 2021-08-02 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2021-08-02 · Exercise / conversion · Disposed 12,782 · Balance 0

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $7.15 · Expires 2026-03-28Direct0 Reported balance After 2021-08-02 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2021-08-02 · Exercise / conversion · Disposed 5,343 · Balance 0

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $7.15 · Expires 2027-05-06Direct0 Reported balance After 2021-08-02 transaction · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · 2021-08-02 · Exercise / conversion · Disposed 5,779 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing date of the E&S Sale Transaction were terminated and cancelled as of the closing without any payment therefor

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionRestricted Stock Units · Derivative 5,779 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 26

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,779 shares

Expires 2027-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionRestricted Stock Units · Derivative 5,343 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 25

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,343 shares

Expires 2026-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionStock Option (Right-to-Buy) · Derivative 12,782 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 24

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,782 shares

Expires 2027-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionStock Option (Right-to-Buy) · Derivative 8,752 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 23

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,752 shares

Expires 2026-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionStock Option (Right-to-Buy) · Derivative 16,410 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 22

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,410 shares

Expires 2025-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,621 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 21

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,621 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 20

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionStock Option (Right-to-Buy) · Derivative 8,900 $0.00 Strike: $6.85 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 19

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,900 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionStock Option (Right-to-Buy) · Derivative 11,724 $0.00 Strike: $6.85 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 18

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,724 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 OtherStock Option (Right-to-Buy) · Derivative 15,732 $0.00 Strike: $11.65 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 17

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,732 shares

Expires 2022-03-17

F1 · derivative.exercise_date: As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing date of the E&S Sale Transaction were terminated and cancelled as of the closing without any payment therefor

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Tax withholdingCommon Stock 1,407 $7.15 $10,060.05
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 16

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,907

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionCommon Stock 5,779 $7.15 $41,319.85
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 15

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Tax withholdingCommon Stock 1,301 $7.15 $9,302.15
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 14

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,535

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionCommon Stock 5,343 $7.15 $38,202.45
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 13

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Tax withholdingCommon Stock 10,748 $7.15 $76,848.20
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 12

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,493

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionCommon Stock 12,782 $5.39 $68,894.98
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 11

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Tax withholdingCommon Stock 5,183 $7.15 $37,058.45
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 10

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,459

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionCommon Stock 8,752 $5.39 $47,173.28
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 9

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Tax withholdingCommon Stock 11,157 $7.15 $79,772.55
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 8

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,890

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionCommon Stock 16,410 $2.64 $43,322.40
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 7

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Tax withholdingCommon Stock 7,981 $7.15 $57,064.15
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 6

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,637

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionCommon Stock 10,621 $3.61 $38,341.81
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 5

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Tax withholdingCommon Stock 9,497 $7.15 $67,903.55
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 4

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,997

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionCommon Stock 10,000 $4.40 $44,000.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 3

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Tax withholdingCommon Stock 20,064 $7.15 $143,457.60
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,454

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionCommon Stock 20,624 $6.85 $141,274.40
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 1

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2021 Filed May 13, 2021 21:08 UTC SUNation Energy, Inc. JCS · Entity 7787 Tax withholdingCommon Stock 690 $6.64 $4,581.60
Disclosure

SEC source: 0001615594-21-000051 · primary_doc.xml · nonDerivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,894

F2 · shares: Represents share withholding in connection with the vesting of 2,889 Restricted Stock Units.

Read SEC document
May 06, 2021 Filed May 13, 2021 21:08 UTC SUNation Energy, Inc. JCS · Entity 7787 GrantCommon Stock 2,889 $6.64 $19,182.96
Disclosure

SEC source: 0001615594-21-000051 · primary_doc.xml · nonDerivative · entry 1

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,584

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through May 6, 2021.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:34 UTC SUNation Energy, Inc. JCS · Entity 7787 Tax withholdingCommon Stock 1,361 $6.02 $8,193.22
Disclosure

SEC source: 0001615594-21-000040 · primary_doc.xml · nonDerivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,636

F1 · shares: Represents share withholding in connection with the vesting of 5,343 Restricted Stock Units.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:34 UTC SUNation Energy, Inc. JCS · Entity 7787 GrantCommon Stock 5,343 $6.02 $32,164.86
Disclosure

SEC source: 0001615594-21-000040 · primary_doc.xml · nonDerivative · entry 1

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,997

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:53 UTC SUNation Energy, Inc. JCS · Entity 7787 Tax withholdingCommon Stock 1,207 $5.96 $7,193.72
Disclosure

SEC source: 0001615594-21-000026 · primary_doc.xml · nonDerivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,654

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:53 UTC SUNation Energy, Inc. JCS · Entity 7787 GrantCommon Stock 4,071 $5.96 $24,263.16
Disclosure

SEC source: 0001615594-21-000026 · primary_doc.xml · nonDerivative · entry 1

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,861

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through March 4, 2021.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:43 UTC SUNation Energy, Inc. JCS · Entity 7787 GrantRestricted Stock Units · Derivative 8,668 $0.00 $0.00
Disclosure

SEC source: 0001615594-20-000030 · primary_doc.xml · derivative · entry 4

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,668

Underlying: Common Stock · 8,668 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant.

F5 · derivative.expiration_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:43 UTC SUNation Energy, Inc. JCS · Entity 7787 GrantStock Option (Right-to-Buy) · Derivative 12,782 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001615594-20-000030 · primary_doc.xml · derivative · entry 3

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,782

Underlying: Common Stock · 12,782 shares

Expires 2027-05-06

F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant.

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March 30, 2020 Filed Apr 2, 2020 21:12 UTC SUNation Energy, Inc. JCS · Entity 7787 Tax withholdingCommon Stock 1,584 $4.46 $7,064.64
Disclosure

SEC source: 0001615594-20-000023 · primary_doc.xml · nonDerivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,447

F1 · shares: Represents share withholding in connection with the vesting of 5,343 Restricted Stock Units.

F2 · balance_after: Reflects all Employee Stock Purchase Plan issuances through 3/30/2020.

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March 30, 2020 Filed Apr 2, 2020 21:12 UTC SUNation Energy, Inc. JCS · Entity 7787 GrantCommon Stock 5,343 $4.46 $23,829.78
Disclosure

SEC source: 0001615594-20-000023 · primary_doc.xml · nonDerivative · entry 1

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,031

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November 01, 2019 Filed Nov 5, 2019 18:52 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionStock Option (Right-to-Buy) · Derivative 5,470 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001615594-19-000040 · primary_doc.xml · derivative · entry 7

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,470 shares

Expires 2025-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2019 Filed Nov 5, 2019 18:52 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,622 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001615594-19-000040 · primary_doc.xml · derivative · entry 6

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,622 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2019 Filed Nov 5, 2019 18:52 UTC SUNation Energy, Inc. JCS · Entity 7787 SaleCommon Stock 5,488.58 $6.27 $34,413.40
Disclosure

SEC source: 0001615594-19-000040 · primary_doc.xml · nonDerivative · entry 5

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,621

F2 · kind: Shares have been surrendered pursuant to the Company's Stock Repurchase Program.

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November 01, 2019 Filed Nov 5, 2019 18:52 UTC SUNation Energy, Inc. JCS · Entity 7787 Tax withholdingCommon Stock 3,149.39 $6.27 $19,746.68
Disclosure

SEC source: 0001615594-19-000040 · primary_doc.xml · nonDerivative · entry 4

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,109.58

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November 01, 2019 Filed Nov 5, 2019 18:52 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionCommon Stock 5,470 $3.61 $19,746.70
Disclosure

SEC source: 0001615594-19-000040 · primary_doc.xml · nonDerivative · entry 3

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,258.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2019 Filed Nov 5, 2019 18:52 UTC SUNation Energy, Inc. JCS · Entity 7787 Tax withholdingCommon Stock 7,454.03 $6.27 $46,736.77
Disclosure

SEC source: 0001615594-19-000040 · primary_doc.xml · nonDerivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,788.97

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November 01, 2019 Filed Nov 5, 2019 18:52 UTC SUNation Energy, Inc. JCS · Entity 7787 Exercise / conversionCommon Stock 10,622 $4.40 $46,736.80
Disclosure

SEC source: 0001615594-19-000040 · primary_doc.xml · nonDerivative · entry 1

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects Employee Stock Purchase Plan issuances through November 1, 2019.

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March 28, 2019 Filed Apr 1, 2019 16:05 UTC SUNation Energy, Inc. JCS · Entity 7787 GrantRestricted Stock Units · Derivative 16,029 $0.00 $0.00
Disclosure

SEC source: 0001615594-19-000005 · primary_doc.xml · derivative · entry 4

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,029

Underlying: Common Stock · 16,029 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant.

F5 · derivative.expiration_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant.

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March 28, 2019 Filed Apr 1, 2019 16:05 UTC SUNation Energy, Inc. JCS · Entity 7787 GrantStock Option (Right-to-Buy) · Derivative 8,752 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001615594-19-000005 · primary_doc.xml · derivative · entry 3

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,752

Underlying: Common Stock · 8,752 shares

Expires 2026-03-28

F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant.

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March 28, 2018 Filed Mar 30, 2018 18:34 UTC SUNation Energy, Inc. JCS · Entity 7787 Tax withholdingCommon Stock 2,033 $3.56 $7,237.48
Disclosure

SEC source: 0000897101-18-000332 · csi180814fluegge_4.xml · nonDerivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,416

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March 28, 2018 Filed Mar 30, 2018 18:34 UTC SUNation Energy, Inc. JCS · Entity 7787 GrantCommon Stock 6,858 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000332 · csi180814fluegge_4.xml · nonDerivative · entry 1

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,449

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March 09, 2018 Filed Mar 13, 2018 17:40 UTC SUNation Energy, Inc. JCS · Entity 7787 GrantStock Option (Right-to-Buy) · Derivative 21,880 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001615594-18-000020 · primary_doc.xml · derivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,880

Underlying: Common Stock · 21,880 shares

Expires 2025-03-09

F2 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of date of grant.

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November 28, 2017 Filed Feb 15, 2018 14:25 UTC SUNation Energy, Inc. JCS · Entity 7787 GrantCommon Stock 166 $3.62 $600.92
Disclosure

SEC source: 0001615594-18-000009 · primary_doc.xml · nonDerivative · entry 1

FLUEGGE SCOTT · CIK 0001550300 · General Manager/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,360

F1 · balance_after: Reflects all Employee Stock Purchase Plan and ESOP issuances through 12/31/2017.

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March 31, 2017 Filed Apr 4, 2017 21:02 UTC SUNation Energy, Inc. JCS · Entity 7787 GrantStock Option (Right-to-Buy) · Derivative 21,243 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001615594-17-000027 · primary_doc.xml · derivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,243

Underlying: Common Stock · 21,243 shares

Expires 2024-03-31

F2 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.