Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMAZON COM INCAMZN · Entity 1956 | Senior Vice President | September 05, 2006 | September 08, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMAZON COM INC
Report date September 05, 2006 · Filed September 08, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 14,000 |
Reported balance
After 2006-09-05 transaction · row 1
1 source rowRow 1 · 2006-09-05 · Sale · Acquired 6,000 · Balance 14,000 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | IndirectHeld by the reporting person's Amazon.com 401(k) plan account | 99.385 |
Reported balance
Holding disclosure · report date 2006-09-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 99.385 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 05, 2006 Filed Sep 8, 2006 01:24 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 6,000 | $32.00 | $192,000.00 |
DisclosureSEC source: 0001359804-06-000015 · edgar.xml · nonDerivative · entry 1 RAMAN KAL · CIK 0001277904 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| August 26, 2006 Filed Aug 30, 2006 00:22 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionRestricted Stock Unit Award · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001359804-06-000013 · edgar.xml · derivative · entry 3 RAMAN KAL · CIK 0001277904 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock, par value $.01 per share · 20,000 shares Expires 2010-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis F2 · derivative.exercise_date: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m)(4)(c) of the Internal Revenue Code: 10% on August 26, 2006, an additional 10% on August 26, 2007, an additional 20% on August 26, 2008, an additional 30% on August 26, 2009 and an additional 30% on August 26, 2010. Read SEC document |
| August 26, 2006 Filed Aug 30, 2006 00:22 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionCommon Stock, par value $.01 per share | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001359804-06-000013 · edgar.xml · nonDerivative · entry 1 RAMAN KAL · CIK 0001277904 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2006 Filed Apr 7, 2006 23:22 UTC | AMAZON COM INC AMZN · Entity 1956 | GrantRestricted Stock Unit Award · Derivative | 74,143 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001294188-06-000016 · edgar.xml · derivative · entry 1 RAMAN KAL · CIK 0001277904 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,143 Underlying: Common Stock, par value $.01 per share · 74,143 shares Expires 2009-02-15 F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 14.62% on May 15, 2007 and an additional 14.62 % upon completion of each 3-month period thereafter through February 15, 2008; 10.38% on May 15, 2008 and an additional 10.38% upon completion of each 3-month period thereafter through February 15, 2009. Read SEC document |
| September 08, 2004 Filed Sep 10, 2004 20:11 UTC | AMAZON COM INC AMZN · Entity 1956 | GrantRestricted Stock Unit Award · Derivative | 200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001217831-04-000073 · edgar.xml · derivative · entry 1 RAMAN KAL · CIK 0001277904 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock, par value $.01 per share · 200,000 shares Expires 2010-08-26 F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis F2 · derivative.exercise_date: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m)(4)(c) of the Internal Revenue Code: 10% on August 26, 2006, an additional 10% on August 26, 2007, an additional 20% on August 26, 2008, an additional 30% on August 26, 2009 and an additional 30% on August 26, 2010. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.