Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Seneca Foods CorpSENEA · Entity 4744 | Senior VP Logistics | August 10, 2021 | August 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Seneca Foods Corp
Report date August 10, 2021 · Filed August 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Seneca Foods Class A CommonSEC Table I · non-derivative | Direct | 474 |
Reported balance
After 2021-08-10 transaction · row 3
1 source rowRow 3 · 2021-08-10 · Grant · Acquired 474 · Balance 474 F2: Award of restricted stock pursuant to the Company's 2007 Equity Incentive Plan, which was originally approved by the shareholders of the Company on August 10, 2007 and amended and extended July 2017. No price was paid by the reporting person in connection with this award of shares of restricted stock which vests 25% per year over the next four years. |
| Seneca Foods Class B CommonSEC Table I · non-derivative | IndirectBy 401-K Plan | 158 |
Reported balance
Holding disclosure · report date 2021-08-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 158 F1: These holdings reflect the Reporting Person's units in the Seneca Foods Corporation Stock Fund (the "Stock Fund") under the 401(k) Plan. The Stock Fund is a unitized stock fund that holds shares of Class A common stock as well as shares of Class B common stock. A cash balance is also maintained in the Stock Fund to facilitate transfers between investment fund options in the 401(k) Plan. The actual number of shares of Class A common stock and Class B common stock owned by the Reporting Person fluctuates daily based on the Stock Fund's aggregate holdings. The Reporting Person's holdings under the 401(k) Plan also include additional units acquired in connection with elective deferrals and Company matching contributions since the Reporting Person's last beneficial ownership report. Those transactions were exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). |
| Seneca Foods Class A CommonSEC Table I · non-derivative | IndirectBy 401-K Plan | 663 |
Reported balance
Holding disclosure · report date 2021-08-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 663 F1: These holdings reflect the Reporting Person's units in the Seneca Foods Corporation Stock Fund (the "Stock Fund") under the 401(k) Plan. The Stock Fund is a unitized stock fund that holds shares of Class A common stock as well as shares of Class B common stock. A cash balance is also maintained in the Stock Fund to facilitate transfers between investment fund options in the 401(k) Plan. The actual number of shares of Class A common stock and Class B common stock owned by the Reporting Person fluctuates daily based on the Stock Fund's aggregate holdings. The Reporting Person's holdings under the 401(k) Plan also include additional units acquired in connection with elective deferrals and Company matching contributions since the Reporting Person's last beneficial ownership report. Those transactions were exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). |
Filing footnotes · ownership attribution and instrument terms
F1: These holdings reflect the Reporting Person's units in the Seneca Foods Corporation Stock Fund (the "Stock Fund") under the 401(k) Plan. The Stock Fund is a unitized stock fund that holds shares of Class A common stock as well as shares of Class B common stock. A cash balance is also maintained in the Stock Fund to facilitate transfers between investment fund options in the 401(k) Plan. The actual number of shares of Class A common stock and Class B common stock owned by the Reporting Person fluctuates daily based on the Stock Fund's aggregate holdings. The Reporting Person's holdings under the 401(k) Plan also include additional units acquired in connection with elective deferrals and Company matching contributions since the Reporting Person's last beneficial ownership report. Those transactions were exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B).
F2: Award of restricted stock pursuant to the Company's 2007 Equity Incentive Plan, which was originally approved by the shareholders of the Company on August 10, 2007 and amended and extended July 2017. No price was paid by the reporting person in connection with this award of shares of restricted stock which vests 25% per year over the next four years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2021 Filed Aug 12, 2021 15:16 UTC | Seneca Foods Corp SENEA · Entity 4744 | GrantSeneca Foods Class A Common | 474 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-019593 · rdgdoc.xml · nonDerivative · entry 3 Girard Aaron Michael · CIK 0001534324 · Senior VP Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474 F2 · price: Award of restricted stock pursuant to the Company's 2007 Equity Incentive Plan, which was originally approved by the shareholders of the Company on August 10, 2007 and amended and extended July 2017. No price was paid by the reporting person in connection with this award of shares of restricted stock which vests 25% per year over the next four years. Read SEC document |
| May 18, 2021 Filed May 21, 2021 01:23 UTC | Seneca Foods Corp SENEA · Entity 4744 | OtherSeneca Foods Class B Common | 23 | $48.44 | $1,114.12 |
DisclosureSEC source: 0001437749-21-012979 · rdgdoc.xml · nonDerivative · entry 2 Girard Aaron Michael · CIK 0001534324 · Senior VP Logistics 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 155 F1 · kind: Represents the liquidation of shares to fund a loan in accordance with the terms of the Seneca Foods Corporation Employees' Savings Plan. F2 · ownership.nature: These holdings reflect the Reporting Person's units in the Seneca Foods Corporation Stock Fund (the "Stock Fund") under the 401(k) Plan. The Stock Fund is a unitized stock fund that holds shares of Class A common stock as well as shares of Class B common stock. A cash balance is also maintained in the Stock Fund to facilitate transfers between investment fund options in the 401(k) Plan. The actual number of shares of Class A common stock and Class B common stock owned by the Reporting Person fluctuates daily based on the Stock Fund's aggregate holdings. The Reporting Person's holdings under the 401(k) Plan also include additional units acquired in connection with elective deferrals and Company matching contributions since the Reporting Person's last beneficial ownership report. Those transactions were exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). Read SEC document |
| May 18, 2021 Filed May 21, 2021 01:23 UTC | Seneca Foods Corp SENEA · Entity 4744 | OtherSeneca Foods Class A Common | 101 | $46.87 | $4,733.87 |
DisclosureSEC source: 0001437749-21-012979 · rdgdoc.xml · nonDerivative · entry 1 Girard Aaron Michael · CIK 0001534324 · Senior VP Logistics 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 667 F1 · kind: Represents the liquidation of shares to fund a loan in accordance with the terms of the Seneca Foods Corporation Employees' Savings Plan. F2 · ownership.nature: These holdings reflect the Reporting Person's units in the Seneca Foods Corporation Stock Fund (the "Stock Fund") under the 401(k) Plan. The Stock Fund is a unitized stock fund that holds shares of Class A common stock as well as shares of Class B common stock. A cash balance is also maintained in the Stock Fund to facilitate transfers between investment fund options in the 401(k) Plan. The actual number of shares of Class A common stock and Class B common stock owned by the Reporting Person fluctuates daily based on the Stock Fund's aggregate holdings. The Reporting Person's holdings under the 401(k) Plan also include additional units acquired in connection with elective deferrals and Company matching contributions since the Reporting Person's last beneficial ownership report. Those transactions were exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.