organization · Reporting owner
CD&R SDC HOLDINGS, L.P.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SmileDirectClub, Inc.
Report date August 12, 2021 · Filed August 13, 2021
Jointly reported with CD&R Investment Associates X, Ltd.
Section 16 reporting ended · disclosed 2021-08-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, $0.0001 par valueSEC Table I · non-derivative | IndirectSee Explanation of Responses | 11,403,167 |
Reported balance
After 2021-08-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-08-12 · Sale · Disposed 500,000 · Balance 11,403,167 F1: On August 12, 2021, CD&R SDC Holdings, L.P. ("CD&R SDC") sold 500,000 shares of Class A common stock of the Registrant (the "Common Stock") in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended. F2: CD&R Investment Associates X, Ltd. ("CD&R SDC GP") is the general partner of CD&R SDC, the direct holder of the Common Stock. CD&R SDC GP, as the general partner of CD&R SDC, may be deemed to beneficially own the shares of Common Stock held by CD&R SDC. Investment and voting decisions with respect to the shares of Common Stock held by CD&R SDC or CD&R SDC GP are made by an investment committee comprised of more than ten individuals (the "CD&R SDC Investment Committee"). All members of the CD&R SDC Investment Committee disclaim beneficial ownership of the shares of Common Stock held by CD&R SDC. CD&R SDC GP expressly disclaims beneficial ownership of the shares held by CD&R SDC except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 12, 2021, CD&R SDC Holdings, L.P. ("CD&R SDC") sold 500,000 shares of Class A common stock of the Registrant (the "Common Stock") in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended.
F2: CD&R Investment Associates X, Ltd. ("CD&R SDC GP") is the general partner of CD&R SDC, the direct holder of the Common Stock. CD&R SDC GP, as the general partner of CD&R SDC, may be deemed to beneficially own the shares of Common Stock held by CD&R SDC. Investment and voting decisions with respect to the shares of Common Stock held by CD&R SDC or CD&R SDC GP are made by an investment committee comprised of more than ten individuals (the "CD&R SDC Investment Committee"). All members of the CD&R SDC Investment Committee disclaim beneficial ownership of the shares of Common Stock held by CD&R SDC. CD&R SDC GP expressly disclaims beneficial ownership of the shares held by CD&R SDC except to the extent of any pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2021 Filed Aug 13, 2021 17:13 UTC | SmileDirectClub, Inc. SDC · Entity 111962 | SaleClass A common stock, $0.0001 par value | 500,000 | $5.30 | $2,650,000.00 |
DisclosureSEC source: 0000899243-21-032989 · doc4.xml · nonDerivative · entry 1 CD&R Investment Associates X, Ltd. · CIK 0001759120 · 10% owner CD&R SDC HOLDINGS, L.P. · CIK 0001788172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 11,403,167 F1 · ownership.nature: On August 12, 2021, CD&R SDC Holdings, L.P. ("CD&R SDC") sold 500,000 shares of Class A common stock of the Registrant (the "Common Stock") in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended. F2 · ownership.nature: CD&R Investment Associates X, Ltd. ("CD&R SDC GP") is the general partner of CD&R SDC, the direct holder of the Common Stock. CD&R SDC GP, as the general partner of CD&R SDC, may be deemed to beneficially own the shares of Common Stock held by CD&R SDC. Investment and voting decisions with respect to the shares of Common Stock held by CD&R SDC or CD&R SDC GP are made by an investment committee comprised of more than ten individuals (the "CD&R SDC Investment Committee"). All members of the CD&R SDC Investment Committee disclaim beneficial ownership of the shares of Common Stock held by CD&R SDC. CD&R SDC GP expressly disclaims beneficial ownership of the shares held by CD&R SDC except to the extent of any pecuniary interest therein. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 16:30 UTC | SmileDirectClub, Inc. SDC · Entity 111962 | SaleClass A common stock, $0.0001 par value | 10,000,000 | $11.50 | $115,000,000.00 |
DisclosureSEC source: 0000899243-20-032159 · doc4.xml · nonDerivative · entry 1 CD&R Investment Associates X, Ltd. · CIK 0001759120 · 10% owner CD&R SDC HOLDINGS, L.P. · CIK 0001788172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 11,903,167 F1 · ownership.nature: On November 23, 2020, CD&R SDC Holdings, L.P. ("CD&R SDC") sold 10,000,000 shares of Class A common stock of the Registrant (the "Common Stock") in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended. F2 · ownership.nature: In the preparation of this filing, a clerical error was discovered related to a prior filing which resulted in an understatement in CD&R SDC's ownership by 44 shares of Common Stock. The total set forth in Column 5 of this Form 4 has been corrected to account for this administrative error. F3 · ownership.nature: CD&R Investment Associates X, Ltd. ("CD&R SDC GP") is the general partner of CD&R SDC, the direct holder of the Common Stock. CD&R SDC GP, as the general partner of CD&R SDC, may be deemed to beneficially own the shares of Common Stock held by CD&R SDC. Investment and voting decisions with respect to the shares of Common Stock held by CD&R SDC or CD&R SDC GP are made by an investment committee comprised of more than ten individuals (the "CD&R SDC Investment Committee"). All members of the CD&R SDC Investment Committee disclaim beneficial ownership of the shares of Common Stock held by CD&R SDC. CD&R SDC GP expressly disclaims beneficial ownership of the shares held by CD&R SDC except to the extent of any pecuniary interest therein. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 16:30 UTC | SmileDirectClub, Inc. SDC · Entity 111962 | SaleClass A common stock, $0.0001 par value | 5,000,000 | $10.50 | $52,500,000.00 |
DisclosureSEC source: 0000899243-20-031803 · doc4.xml · nonDerivative · entry 1 CD&R Investment Associates X, Ltd. · CIK 0001759120 · 10% owner CD&R SDC HOLDINGS, L.P. · CIK 0001788172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 21,903,123 F1 · ownership.nature: On November 18, 2020, CD&R SDC Holdings, L.P. ("CD&R SDC") sold 5,000,000 shares of Class A common stock of the Registrant (the "Common Stock") in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended. F2 · ownership.nature: CD&R Investment Associates X, Ltd. ("CD&R SDC GP") is the general partner of CD&R SDC, the direct holder of the Common Stock. CD&R SDC GP, as the general partner of CD&R SDC, may be deemed to beneficially own the shares of Common Stock held by CD&R SDC. Investment and voting decisions with respect to the shares of Common Stock held by CD&R SDC or CD&R SDC GP are made by an investment committee comprised of more than ten individuals (the "CD&R SDC Investment Committee"). All members of the CD&R SDC Investment Committee disclaim beneficial ownership of the shares of Common Stock held by CD&R SDC. CD&R SDC GP expressly disclaims beneficial ownership of the shares held by CD&R SDC except to the extent of any pecuniary interest therein. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 21:31 UTC | SmileDirectClub, Inc. SDC · Entity 111962 | SaleClass A common stock, $0.0001 par value | 2,275,857 | $21.85 | $49,727,475.45 |
DisclosureSEC source: 0000899243-19-023766 · doc4.xml · nonDerivative · entry 1 CD&R Investment Associates X, Ltd. · CIK 0001759120 · 10% owner CD&R SDC HOLDINGS, L.P. · CIK 0001788172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 26,903,123 F1 · shares: Represents shares of Class A common stock of the Registrant (the "Common Stock"), which shares were previously directly held by CD&R SDC Holdings, L.P. ("CD&R SDC") and which shares were purchased by the Registrant with a portion of the net proceeds of the Registrant's initial public offering. F2 · price: The shares of Common Stock held by the Registrant were purchased at the public offering price of $23.00 per share, less the underwriting discount of $1.15 per share. F3 · ownership.nature: CD&R Investment Associates X, Ltd. ("CD&R SDC GP") is the general partner of CD&R SDC, the direct holder of the Common Stock. CD&R SDC GP, as the general partner of CD&R SDC, may be deemed to beneficially own the shares of Common Stock held by CD&R SDC. Investment and voting decisions with respect to the shares of Common Stock held by CD&R SDC or CD&R SDC GP are made by an investment committee comprised of more than ten individuals (the "CD&R SDC Investment Committee"). All members of the CD&R SDC Investment Committee disclaim beneficial ownership of the shares of Common Stock held by CD&R SDC. CD&R SDC GP expressly disclaims beneficial ownership of the shares held by CD&R SDC except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.