Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Global Water Resources, Inc.GWRS · Entity 234 | Vice President and Controller | August 12, 2021 | August 13, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Global Water Resources, Inc.
Report date August 12, 2021 · Filed August 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,351 |
Ending reported balance
After 2021-08-13 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2021-08-12 · Exercise / conversion · Acquired 16,500 · Balance 30,700 Row 2 · 2021-08-12 · Disposition to issuer · Disposed 16,500 · Balance 14,200 Row 3 · 2021-08-12 · Exercise / conversion · Acquired 5,000 · Balance 19,200 Row 4 · 2021-08-12 · Tax withholding · Disposed 3,093 · Balance 16,107 Row 5 · 2021-08-13 · Exercise / conversion · Acquired 5,000 · Balance 21,107 Row 6 · 2021-08-13 · Tax withholding · Disposed 2,756 · Balance 18,351 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $9.40 · Expires 2027-08-10 | Direct | 0 |
Reported balance
After 2021-08-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-08-12 · Exercise / conversion · Disposed 16,500 · Balance 0 F1: The reporting person was originally granted 33,000 shares of stock appreciation rights on August 10, 2017. The stock appreciation rights vest over four years, 25% per year. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.26 · Expires 2029-08-13 | Direct | 15,000 |
Reported balance
After 2021-08-12 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-08-12 · Disposition to issuer · Disposed 5,000 · Balance 15,000 F2: The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.26 · Expires 2029-08-13 | Direct | 10,000 |
Reported balance
After 2021-08-13 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-08-13 · Disposition to issuer · Disposed 5,000 · Balance 10,000 F2: The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was originally granted 33,000 shares of stock appreciation rights on August 10, 2017. The stock appreciation rights vest over four years, 25% per year.
F2: The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2020 Filed Apr 2, 2020 00:34 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000100 · wf-form4_158578766482542.xml · nonDerivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 16:40 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Appreciation Right · Derivative | 8,250 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-19-000259 · wf-form4_156830640376299.xml · derivative · entry 3 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 8,250 shares Expires 2027-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 33,000 shares of stock appreciation rights on August 10, 2017. The stock appreciation rights vest over four years, 25% per year. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 16:40 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 8,250 | $12.70 | $104,775.00 |
DisclosureSEC source: 0001434728-19-000259 · wf-form4_156830640376299.xml · nonDerivative · entry 2 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 16:40 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 8,250 | $9.40 | $77,550.00 |
DisclosureSEC source: 0001434728-19-000259 · wf-form4_156830640376299.xml · nonDerivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 19:06 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Appreciation Right · Derivative | 8,250 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-19-000253 · wf-form4_156771039314338.xml · derivative · entry 3 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,750 Underlying: Common Stock · 8,250 shares Expires 2027-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 33,000 shares of stock appreciation rights on August 10, 2017. The stock appreciation rights vest over four years, 25% per year. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 19:06 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 8,250 | $11.91 | $98,257.50 |
DisclosureSEC source: 0001434728-19-000253 · wf-form4_156771039314338.xml · nonDerivative · entry 2 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 19:06 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 8,250 | $9.40 | $77,550.00 |
DisclosureSEC source: 0001434728-19-000253 · wf-form4_156771039314338.xml · nonDerivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Sep 3, 2019 20:46 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001434728-19-000245 · wf-form4_156754356907957.xml · derivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-08-13 F1 · derivative.exercise_date: The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.