Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Global Water Resources, Inc.GWRS · Entity 234 | Vice President and Controller | August 12, 2021 | August 13, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Global Water Resources, Inc.
Report date August 12, 2021 · Filed August 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,351 |
Ending reported balance
After 2021-08-13 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2021-08-12 · Exercise / conversion · Acquired 16,500 · Balance 30,700 Row 2 · 2021-08-12 · Disposition to issuer · Disposed 16,500 · Balance 14,200 Row 3 · 2021-08-12 · Exercise / conversion · Acquired 5,000 · Balance 19,200 Row 4 · 2021-08-12 · Tax withholding · Disposed 3,093 · Balance 16,107 Row 5 · 2021-08-13 · Exercise / conversion · Acquired 5,000 · Balance 21,107 Row 6 · 2021-08-13 · Tax withholding · Disposed 2,756 · Balance 18,351 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $9.40 · Expires 2027-08-10 | Direct | 0 |
Reported balance
After 2021-08-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-08-12 · Exercise / conversion · Disposed 16,500 · Balance 0 F1: The reporting person was originally granted 33,000 shares of stock appreciation rights on August 10, 2017. The stock appreciation rights vest over four years, 25% per year. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.26 · Expires 2029-08-13 | Direct | 15,000 |
Reported balance
After 2021-08-12 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-08-12 · Disposition to issuer · Disposed 5,000 · Balance 15,000 F2: The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.26 · Expires 2029-08-13 | Direct | 10,000 |
Reported balance
After 2021-08-13 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-08-13 · Disposition to issuer · Disposed 5,000 · Balance 10,000 F2: The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was originally granted 33,000 shares of stock appreciation rights on August 10, 2017. The stock appreciation rights vest over four years, 25% per year.
F2: The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2021 Filed Aug 13, 2021 22:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001434728-21-000266 · wf-form4_162889249421458.xml · derivative · entry 9 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires 2029-08-13 F2 · derivative.exercise_date: The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. Read SEC document |
| August 13, 2021 Filed Aug 13, 2021 22:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Tax withholdingCommon Stock | 2,756 | $20.43 | $56,305.08 |
DisclosureSEC source: 0001434728-21-000266 · wf-form4_162889249421458.xml · nonDerivative · entry 6 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,351 Read SEC document |
| August 13, 2021 Filed Aug 13, 2021 22:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 5,000 | $11.26 | $56,300.00 |
DisclosureSEC source: 0001434728-21-000266 · wf-form4_162889249421458.xml · nonDerivative · entry 5 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 22:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001434728-21-000266 · wf-form4_162889249421458.xml · derivative · entry 8 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires 2029-08-13 F2 · derivative.exercise_date: The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 22:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Appreciation Right · Derivative | 16,500 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-21-000266 · wf-form4_162889249421458.xml · derivative · entry 7 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,500 shares Expires 2027-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 33,000 shares of stock appreciation rights on August 10, 2017. The stock appreciation rights vest over four years, 25% per year. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 22:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Tax withholdingCommon Stock | 3,093 | $18.20 | $56,292.60 |
DisclosureSEC source: 0001434728-21-000266 · wf-form4_162889249421458.xml · nonDerivative · entry 4 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,107 Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 22:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 5,000 | $11.26 | $56,300.00 |
DisclosureSEC source: 0001434728-21-000266 · wf-form4_162889249421458.xml · nonDerivative · entry 3 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 22:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 16,500 | $18.20 | $300,300.00 |
DisclosureSEC source: 0001434728-21-000266 · wf-form4_162889249421458.xml · nonDerivative · entry 2 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,200 Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 22:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 16,500 | $9.40 | $155,100.00 |
DisclosureSEC source: 0001434728-21-000266 · wf-form4_162889249421458.xml · nonDerivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 23:27 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000251 · wf-form4_162803318423576.xml · derivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:12 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000226 · wf-form4_162526393618607.xml · derivative · entry 6 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286 Underlying: Common Stock · 49 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:12 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000226 · wf-form4_162526393618607.xml · derivative · entry 5 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534 Underlying: Common Stock · 56 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:12 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000226 · wf-form4_162526393618607.xml · derivative · entry 4 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:12 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 105 | $16.73 | $1,756.65 |
DisclosureSEC source: 0001434728-21-000226 · wf-form4_162526393618607.xml · nonDerivative · entry 3 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,200 F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2021. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:12 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000226 · wf-form4_162526393618607.xml · nonDerivative · entry 2 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:12 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000226 · wf-form4_162526393618607.xml · nonDerivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 22:14 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000192 · wf-form4_162267202737624.xml · derivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| May 05, 2021 Filed May 12, 2021 23:52 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantCommon Stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000158 · wf-form4_162086351582373.xml · nonDerivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,200 F1 · shares: Shares represent restricted stock awarded of which 33% of the restricted stock will vest on May 8, 2022, 33% will vest on May 8, 2023, and 34% will vest on May 8, 2024. Read SEC document |
| April 30, 2021 Filed May 4, 2021 23:45 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000138 · wf-form4_162017193340615.xml · derivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:49 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000109 · wf-form4_161740732538296.xml · derivative · entry 7 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335 Underlying: Common Stock · 50 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F9 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F9 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan. F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:49 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000109 · wf-form4_161740732538296.xml · derivative · entry 6 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586 Underlying: Common Stock · 57 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F8 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F8 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan. F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:49 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000109 · wf-form4_161740732538296.xml · derivative · entry 5 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F7 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan. F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:49 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000109 · wf-form4_161740732538296.xml · derivative · entry 4 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640 Underlying: Common Stock · 630 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date. F5 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan. F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:49 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 107 | $16.67 | $1,783.69 |
DisclosureSEC source: 0001434728-21-000109 · wf-form4_161740732538296.xml · nonDerivative · entry 3 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2021. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:49 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000109 · wf-form4_161740732538296.xml · nonDerivative · entry 2 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:49 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000109 · wf-form4_161740732538296.xml · nonDerivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 22:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000064 · wf-form4_161463690072409.xml · derivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:35 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000040 · wf-form4_161230892491659.xml · derivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:30 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000014 · wf-form4_160978141254443.xml · derivative · entry 4 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393 Underlying: Common Stock · 52 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:30 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000014 · wf-form4_160978141254443.xml · derivative · entry 3 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:30 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 52 | $15.00 | $780.00 |
DisclosureSEC source: 0001434728-21-000014 · wf-form4_160978141254443.xml · nonDerivative · entry 2 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:30 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000014 · wf-form4_160978141254443.xml · nonDerivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:41 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000374 · wf-form4_160686606417831.xml · derivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 19:21 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000338 · wf-form4_160443125337148.xml · derivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:20 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000306 · wf-form4_160165920192138.xml · derivative · entry 4 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442 Underlying: Common Stock · 52 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:20 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000306 · wf-form4_160165920192138.xml · derivative · entry 3 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:20 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 52 | $10.72 | $557.44 |
DisclosureSEC source: 0001434728-20-000306 · wf-form4_160165920192138.xml · nonDerivative · entry 2 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2020. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:20 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000306 · wf-form4_160165920192138.xml · nonDerivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 21:43 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000272 · wf-form4_159908296189925.xml · derivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 18:46 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000227 · wf-form4_159648039350417.xml · derivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000207 · wf-form4_159364875791950.xml · derivative · entry 4 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491 Underlying: Common Stock · 52 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000207 · wf-form4_159364875791950.xml · derivative · entry 3 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 52 | $10.14 | $527.28 |
DisclosureSEC source: 0001434728-20-000207 · wf-form4_159364875791950.xml · nonDerivative · entry 2 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2020. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000207 · wf-form4_159364875791950.xml · nonDerivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 22:53 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000167 · wf-form4_159113836770717.xml · derivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| April 30, 2020 Filed May 1, 2020 23:40 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000126 · wf-form4_158837639462437.xml · derivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:34 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000100 · wf-form4_158578766482542.xml · derivative · entry 5 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540 Underlying: Common Stock · 50 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:34 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000100 · wf-form4_158578766482542.xml · derivative · entry 4 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:34 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000100 · wf-form4_158578766482542.xml · derivative · entry 3 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589 Underlying: Common Stock · 589 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:34 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 50 | $10.11 | $505.50 |
DisclosureSEC source: 0001434728-20-000100 · wf-form4_158578766482542.xml · nonDerivative · entry 2 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.