Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | SVP and General Counsel | October 18, 2006 | October 19, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date October 18, 2006 · Filed October 19, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 72,824 |
Reported balance
After 2006-10-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2006-10-18 · Exercise / conversion · Acquired 12,000 · Balance 72,824 |
| Common StockSEC Table I · non-derivative | Direct | 69,478 |
Reported balance
After 2006-10-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2006-10-18 · Tax withholding · Disposed 3,346 · Balance 69,478 |
| Common StockSEC Table I · non-derivative | Direct | 65,879 |
Reported balance
After 2006-10-18 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2006-10-18 · Tax withholding · Disposed 3,599 · Balance 65,879 |
| Common StockSEC Table I · non-derivative | Direct | 125,879 |
Reported balance
After 2006-10-18 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2006-10-18 · Exercise / conversion · Acquired 60,000 · Balance 125,879 |
| Common StockSEC Table I · non-derivative | Direct | 109,150 |
Reported balance
After 2006-10-18 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2006-10-18 · Tax withholding · Disposed 16,729 · Balance 109,150 |
| Common StockSEC Table I · non-derivative | Direct | 91,155 |
Reported balance
After 2006-10-18 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2006-10-18 · Tax withholding · Disposed 17,995 · Balance 91,155 |
| Common StockSEC Table I · non-derivative | Direct | 90,255 |
Reported balance
After 2006-10-19 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2006-10-19 · Sale · Disposed 900 · Balance 90,255 |
| Common StockSEC Table I · non-derivative | Direct | 90,155 |
Reported balance
After 2006-10-19 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2006-10-19 · Sale · Disposed 100 · Balance 90,155 |
| Common StockSEC Table I · non-derivative | Direct | 88,255 |
Reported balance
After 2006-10-19 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2006-10-19 · Sale · Disposed 1,900 · Balance 88,255 |
| Common StockSEC Table I · non-derivative | Direct | 83,424 |
Reported balance
After 2006-10-19 transaction · row 10
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 10 · 2006-10-19 · Sale · Disposed 4,831 · Balance 83,424 |
| Common StockSEC Table I · non-derivative | Direct | 81,824 |
Reported balance
After 2006-10-19 transaction · row 11
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 11 · 2006-10-19 · Sale · Disposed 1,600 · Balance 81,824 |
| Common StockSEC Table I · non-derivative | Direct | 81,724 |
Reported balance
After 2006-10-19 transaction · row 12
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 12 · 2006-10-19 · Sale · Disposed 100 · Balance 81,724 |
| Common StockSEC Table I · non-derivative | Direct | 70,424 |
Reported balance
After 2006-10-19 transaction · row 13
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 13 · 2006-10-19 · Sale · Disposed 11,300 · Balance 70,424 |
| Common StockSEC Table I · non-derivative | Direct | 66,424 |
Reported balance
After 2006-10-19 transaction · row 14
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 14 · 2006-10-19 · Sale · Disposed 4,000 · Balance 66,424 |
| Common StockSEC Table I · non-derivative | Direct | 61,024 |
Reported balance
After 2006-10-19 transaction · row 15
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 15 · 2006-10-19 · Sale · Disposed 5,400 · Balance 61,024 F1: The reporting person also directly owns 22,936 shares of United Technologies Career Restricted Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 60,824 |
Reported balance
After 2006-10-19 transaction · row 16
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 16 · 2006-10-19 · Sale · Disposed 200 · Balance 60,824 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.28 · Expires 2008-01-01 | Direct | 60,000 |
Reported balance
After 2006-10-18 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2006-10-18 · Exercise / conversion · Disposed 12,000 · Balance 60,000 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.28 · Expires 2008-01-01 | Direct | 0 |
Reported balance
After 2006-10-18 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2006-10-18 · Exercise / conversion · Disposed 60,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 12,913.72 |
Reported balance
Holding disclosure · report date 2006-10-18 · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · Balance 12,913.72 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person also directly owns 22,936 shares of United Technologies Career Restricted Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2004 Filed Dec 3, 2004 21:46 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 5,861 | $100.15 | $586,979.15 |
DisclosureSEC source: 0000101829-04-000273 · tra349.xml · nonDerivative · entry 4 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,186 F1 · balance_after: The reporting person also directly owns 11,468 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 21:46 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 11,365 | $100.15 | $1,138,204.75 |
DisclosureSEC source: 0000101829-04-000273 · tra349.xml · nonDerivative · entry 3 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,047 Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 21:46 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 30,000 | $37.94 | $1,138,125.00 |
DisclosureSEC source: 0000101829-04-000273 · tra349.xml · nonDerivative · entry 2 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2004 Filed Dec 3, 2004 21:46 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000273 · tra349.xml · nonDerivative · entry 1 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,412 Read SEC document |
| February 11, 2004 Filed Feb 12, 2004 21:49 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $95.70 | $287,111.10 |
DisclosureSEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 8 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,412 F1 · balance_after: The reporting person also directly owns 11,468 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| February 11, 2004 Filed Feb 12, 2004 21:49 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $95.75 | $287,250.00 |
DisclosureSEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 7 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,412 Read SEC document |
| February 11, 2004 Filed Feb 12, 2004 21:49 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,100 | $95.65 | $296,523.06 |
DisclosureSEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 6 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,412 Read SEC document |
| February 11, 2004 Filed Feb 12, 2004 21:49 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,553 | $95.70 | $340,022.10 |
DisclosureSEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 5 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,512 Read SEC document |
| February 11, 2004 Filed Feb 12, 2004 21:49 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $95.74 | $287,210.10 |
DisclosureSEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 4 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,065 Read SEC document |
| February 10, 2004 Filed Feb 12, 2004 21:49 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $27.31 | $0.00 |
DisclosureSEC source: 0000101829-04-000102 · tra248.xml · derivative · entry 10 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2006-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2004 Filed Feb 12, 2004 21:49 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 7,204 | $95.60 | $688,702.40 |
DisclosureSEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 3 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,065 Read SEC document |
| February 10, 2004 Filed Feb 12, 2004 21:49 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 9,143 | $95.60 | $874,070.80 |
DisclosureSEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 2 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,269 Read SEC document |
| February 10, 2004 Filed Feb 12, 2004 21:49 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 32,000 | $27.31 | $874,000.00 |
DisclosureSEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 1 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 22:31 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $93.52 | $0.00 |
DisclosureSEC source: 0000101829-04-000073 · tra234.xml · derivative · entry 1 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2014-01-08 Read SEC document |
| November 06, 2003 Filed Nov 10, 2003 21:51 UTC | RTX Corp UTX · Entity 2823 | ConversionESOP Series A Convertible Preferred Stock · Derivative | 1,316.811 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-030059 · rrd22330.xml · derivative · entry 3 TRACHSEL WILLIAM H · CIK 0001184193 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 0 Underlying: Common Stock · 5,267.244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · derivative.exercise_price: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · kind: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · derivative.expiration_date: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. Read SEC document |
| November 06, 2003 Filed Nov 10, 2003 21:51 UTC | RTX Corp UTX · Entity 2823 | ConversionCommon Stock | 5,267.244 | $87.33 | $459,988.42 |
DisclosureSEC source: 0001181431-03-030059 · rrd22330.xml · nonDerivative · entry 1 TRACHSEL WILLIAM H · CIK 0001184193 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 5,967.534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2003 Filed Aug 25, 2003 20:38 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 17,369 | $79.96 | $1,388,825.24 |
DisclosureSEC source: 0000101829-03-000281 · tra139.xml · nonDerivative · entry 4 TRACHSEL WILLIAM HI · CIK 0001184193 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,412 F1 · balance_after: The reporting person also directly owns 11,468 shares of United Technologies Career Restricted common stock. Read SEC document |
| August 21, 2003 Filed Aug 25, 2003 20:38 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $16.53 | $0.00 |
DisclosureSEC source: 0000101829-03-000281 · tra139.xml · derivative · entry 6 TRACHSEL WILLIAM HI · CIK 0001184193 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2005-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2003 Filed Aug 25, 2003 20:38 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 7,969 | $79.41 | $632,818.29 |
DisclosureSEC source: 0000101829-03-000281 · tra139.xml · nonDerivative · entry 3 TRACHSEL WILLIAM HI · CIK 0001184193 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,781 Read SEC document |
| August 21, 2003 Filed Aug 25, 2003 20:38 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 6,662 | $79.41 | $529,029.42 |
DisclosureSEC source: 0000101829-03-000281 · tra139.xml · nonDerivative · entry 2 TRACHSEL WILLIAM HI · CIK 0001184193 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,750 Read SEC document |
| August 21, 2003 Filed Aug 25, 2003 20:38 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 32,000 | $16.53 | $528,960.00 |
DisclosureSEC source: 0000101829-03-000281 · tra139.xml · nonDerivative · entry 1 TRACHSEL WILLIAM HI · CIK 0001184193 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.