Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | SVP and General Counsel | October 18, 2006 | October 19, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date October 18, 2006 · Filed October 19, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 72,824 |
Reported balance
After 2006-10-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2006-10-18 · Exercise / conversion · Acquired 12,000 · Balance 72,824 |
| Common StockSEC Table I · non-derivative | Direct | 69,478 |
Reported balance
After 2006-10-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2006-10-18 · Tax withholding · Disposed 3,346 · Balance 69,478 |
| Common StockSEC Table I · non-derivative | Direct | 65,879 |
Reported balance
After 2006-10-18 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2006-10-18 · Tax withholding · Disposed 3,599 · Balance 65,879 |
| Common StockSEC Table I · non-derivative | Direct | 125,879 |
Reported balance
After 2006-10-18 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2006-10-18 · Exercise / conversion · Acquired 60,000 · Balance 125,879 |
| Common StockSEC Table I · non-derivative | Direct | 109,150 |
Reported balance
After 2006-10-18 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2006-10-18 · Tax withholding · Disposed 16,729 · Balance 109,150 |
| Common StockSEC Table I · non-derivative | Direct | 91,155 |
Reported balance
After 2006-10-18 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2006-10-18 · Tax withholding · Disposed 17,995 · Balance 91,155 |
| Common StockSEC Table I · non-derivative | Direct | 90,255 |
Reported balance
After 2006-10-19 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2006-10-19 · Sale · Disposed 900 · Balance 90,255 |
| Common StockSEC Table I · non-derivative | Direct | 90,155 |
Reported balance
After 2006-10-19 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2006-10-19 · Sale · Disposed 100 · Balance 90,155 |
| Common StockSEC Table I · non-derivative | Direct | 88,255 |
Reported balance
After 2006-10-19 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2006-10-19 · Sale · Disposed 1,900 · Balance 88,255 |
| Common StockSEC Table I · non-derivative | Direct | 83,424 |
Reported balance
After 2006-10-19 transaction · row 10
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 10 · 2006-10-19 · Sale · Disposed 4,831 · Balance 83,424 |
| Common StockSEC Table I · non-derivative | Direct | 81,824 |
Reported balance
After 2006-10-19 transaction · row 11
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 11 · 2006-10-19 · Sale · Disposed 1,600 · Balance 81,824 |
| Common StockSEC Table I · non-derivative | Direct | 81,724 |
Reported balance
After 2006-10-19 transaction · row 12
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 12 · 2006-10-19 · Sale · Disposed 100 · Balance 81,724 |
| Common StockSEC Table I · non-derivative | Direct | 70,424 |
Reported balance
After 2006-10-19 transaction · row 13
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 13 · 2006-10-19 · Sale · Disposed 11,300 · Balance 70,424 |
| Common StockSEC Table I · non-derivative | Direct | 66,424 |
Reported balance
After 2006-10-19 transaction · row 14
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 14 · 2006-10-19 · Sale · Disposed 4,000 · Balance 66,424 |
| Common StockSEC Table I · non-derivative | Direct | 61,024 |
Reported balance
After 2006-10-19 transaction · row 15
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 15 · 2006-10-19 · Sale · Disposed 5,400 · Balance 61,024 F1: The reporting person also directly owns 22,936 shares of United Technologies Career Restricted Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 60,824 |
Reported balance
After 2006-10-19 transaction · row 16
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 16 · 2006-10-19 · Sale · Disposed 200 · Balance 60,824 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.28 · Expires 2008-01-01 | Direct | 60,000 |
Reported balance
After 2006-10-18 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2006-10-18 · Exercise / conversion · Disposed 12,000 · Balance 60,000 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.28 · Expires 2008-01-01 | Direct | 0 |
Reported balance
After 2006-10-18 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2006-10-18 · Exercise / conversion · Disposed 60,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 12,913.72 |
Reported balance
Holding disclosure · report date 2006-10-18 · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · Balance 12,913.72 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person also directly owns 22,936 shares of United Technologies Career Restricted Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 19, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 200 | $65.15 | $13,030.00 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 16 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,824 Read SEC document |
| October 19, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,400 | $65.01 | $351,054.00 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 15 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,024 F1 · balance_after: The reporting person also directly owns 22,936 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| October 19, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,000 | $65.04 | $260,160.00 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 14 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,424 Read SEC document |
| October 19, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 11,300 | $65.10 | $735,630.00 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 13 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,424 Read SEC document |
| October 19, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $65.11 | $6,511.00 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 12 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,724 Read SEC document |
| October 19, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,600 | $65.12 | $104,192.00 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 11 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,824 Read SEC document |
| October 19, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,831 | $65.13 | $314,643.03 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 10 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,424 Read SEC document |
| October 19, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,900 | $65.14 | $123,766.00 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 9 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,255 Read SEC document |
| October 19, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $65.16 | $6,516.00 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 8 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,155 Read SEC document |
| October 19, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 900 | $65.17 | $58,653.00 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 7 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,255 Read SEC document |
| October 18, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · derivative · entry 19 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · derivative · entry 18 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 12,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 17,995 | $65.57 | $1,179,932.15 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 6 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,155 Read SEC document |
| October 18, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 16,729 | $65.57 | $1,096,920.53 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 5 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,150 Read SEC document |
| October 18, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 60,000 | $18.28 | $1,096,872.00 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 4 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 3,599 | $65.57 | $235,986.43 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 3 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,879 Read SEC document |
| October 18, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 3,346 | $65.57 | $219,397.22 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 2 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,478 Read SEC document |
| October 18, 2006 Filed Oct 19, 2006 20:53 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 12,000 | $18.28 | $219,374.40 |
DisclosureSEC source: 0000101829-06-000132 · tra566.xml · nonDerivative · entry 1 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 21:05 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 9,400 | $63.50 | $596,900.00 |
DisclosureSEC source: 0000101829-06-000100 · tra548.xml · nonDerivative · entry 8 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,024 F1 · balance_after: The reporting person also directly owns 22,936 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| April 20, 2006 Filed May 12, 2006 20:57 UTC Amendment | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $63.64 | $6,364.00 |
DisclosureSEC source: 0000101829-06-000116 · tra556.xml · nonDerivative · entry 8 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,824 F2 · shares: This transaction was shown as an acquisition of shares not a disposition of shares on the original filing. Read SEC document |
| April 20, 2006 Filed May 12, 2006 20:57 UTC Amendment | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 9,938 | $63.62 | $632,255.56 |
DisclosureSEC source: 0000101829-06-000116 · tra556.xml · nonDerivative · entry 7 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,924 Read SEC document |
| April 20, 2006 Filed May 12, 2006 20:57 UTC Amendment | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,300 | $63.60 | $527,880.00 |
DisclosureSEC source: 0000101829-06-000116 · tra556.xml · nonDerivative · entry 6 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,862 Read SEC document |
| April 20, 2006 Filed May 12, 2006 20:57 UTC Amendment | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 600 | $63.55 | $38,130.00 |
DisclosureSEC source: 0000101829-06-000116 · tra556.xml · nonDerivative · entry 5 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,162 Read SEC document |
| April 20, 2006 Filed May 12, 2006 20:57 UTC Amendment | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 9,400 | $63.50 | $596,900.00 |
DisclosureSEC source: 0000101829-06-000116 · tra556.xml · nonDerivative · entry 4 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,762 F1 · balance_after: The reporting person also directly owns 22,936 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:05 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $24.72 | $0.00 |
DisclosureSEC source: 0000101829-06-000100 · tra548.xml · derivative · entry 10 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2008-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:05 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $63.64 | $6,364.00 |
DisclosureSEC source: 0000101829-06-000100 · tra548.xml · nonDerivative · entry 7 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,424 Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:05 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 9,938 | $63.62 | $632,255.56 |
DisclosureSEC source: 0000101829-06-000100 · tra548.xml · nonDerivative · entry 6 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,324 Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:05 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,300 | $63.60 | $527,880.00 |
DisclosureSEC source: 0000101829-06-000100 · tra548.xml · nonDerivative · entry 5 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,262 Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:05 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 600 | $63.55 | $38,130.00 |
DisclosureSEC source: 0000101829-06-000100 · tra548.xml · nonDerivative · entry 4 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,562 Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:05 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 20,173 | $62.80 | $1,266,864.40 |
DisclosureSEC source: 0000101829-06-000100 · tra548.xml · nonDerivative · entry 3 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,162 Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:05 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 31,489 | $62.80 | $1,977,509.20 |
DisclosureSEC source: 0000101829-06-000100 · tra548.xml · nonDerivative · entry 2 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,335 Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:05 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 80,000 | $24.72 | $1,977,496.00 |
DisclosureSEC source: 0000101829-06-000100 · tra548.xml · nonDerivative · entry 1 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2006 Filed May 12, 2006 20:57 UTC Amendment | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $24.72 | $0.00 |
DisclosureSEC source: 0000101829-06-000116 · tra556.xml · derivative · entry 10 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2008-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2006 Filed May 12, 2006 20:57 UTC Amendment | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 20,173 | $62.80 | $1,266,864.40 |
DisclosureSEC source: 0000101829-06-000116 · tra556.xml · nonDerivative · entry 3 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,162 Read SEC document |
| April 19, 2006 Filed May 12, 2006 20:57 UTC Amendment | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 31,489 | $62.80 | $1,977,509.20 |
DisclosureSEC source: 0000101829-06-000116 · tra556.xml · nonDerivative · entry 2 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,335 Read SEC document |
| April 19, 2006 Filed May 12, 2006 20:57 UTC Amendment | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 80,000 | $24.72 | $1,977,496.00 |
DisclosureSEC source: 0000101829-06-000116 · tra556.xml · nonDerivative · entry 1 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:20 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 64,000 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000029 · tra504.xml · derivative · entry 1 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Stock · 64,000 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 19,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| August 18, 2005 Filed Aug 19, 2005 20:54 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,514 | $51.32 | $334,298.48 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 9 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,824 Read SEC document |
| August 18, 2005 Filed Aug 19, 2005 20:54 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $51.33 | $5,133.00 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 8 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,338 Read SEC document |
| August 18, 2005 Filed Aug 19, 2005 20:54 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 15,000 | $51.30 | $769,500.00 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 7 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,438 Read SEC document |
| August 18, 2005 Filed Aug 19, 2005 20:54 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 9,200 | $51.40 | $472,880.00 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 6 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,438 Read SEC document |
| August 18, 2005 Filed Aug 19, 2005 20:54 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $51.41 | $257,050.00 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 5 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,638 Read SEC document |
| August 18, 2005 Filed Aug 19, 2005 20:54 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 800 | $51.44 | $41,152.00 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 4 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,638 Read SEC document |
| August 17, 2005 Filed Aug 19, 2005 20:54 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $24.72 | $0.00 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · derivative · entry 11 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 120,000 shares Expires 2008-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2005 Filed Aug 19, 2005 20:54 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 25,922 | $51.62 | $1,338,093.64 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 3 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,438 Read SEC document |
| August 17, 2005 Filed Aug 19, 2005 20:54 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 57,464 | $51.62 | $2,966,291.68 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 2 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,360 Read SEC document |
| August 17, 2005 Filed Aug 19, 2005 20:54 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 120,000 | $24.72 | $2,966,256.00 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 1 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:57 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 47,000 | $0.00 Strike: $103.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000061 · tra395.xml · derivative · entry 1 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,000 Underlying: Common Stock · 47,000 shares Expires 2015-01-02 Read SEC document |
| December 02, 2004 Filed Dec 3, 2004 21:46 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 12,774 | $99.00 | $1,264,626.00 |
DisclosureSEC source: 0000101829-04-000273 · tra349.xml · nonDerivative · entry 5 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,412 Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 21:46 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $37.94 | $0.00 |
DisclosureSEC source: 0000101829-04-000273 · tra349.xml · derivative · entry 7 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2007-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.