Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hyperscale Data, Inc.DPW · Entity 717 | See Remarks | August 20, 2021 | August 24, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hyperscale Data, Inc.
Report date August 20, 2021 · Filed August 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,000 |
Reported balance
After 2021-08-20 transaction · row 1
1 source rowRow 1 · 2021-08-20 · Exercise / conversion · Acquired 50,000 · Balance 50,000 F1: Represents the vesting of restricted stock. |
| Restricted Stock GrantSEC Table II · derivative / convertible security · Expires 2021-11-15 | Direct | 50,000 |
Reported balance
After 2021-08-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-08-20 · Exercise / conversion · Disposed 50,000 · Balance 50,000 F2: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. F3: On November 2, 2020, Ms. Brichan was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in two equal installments on each of August 20, 2021, and November 15, 2021. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. |
| Restricted Stock GrantSEC Table II · derivative / convertible security · Expires 2023-11-15 | Direct | 50,000 |
Reported balance
After 2021-08-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-08-20 · Grant · Acquired 50,000 · Balance 50,000 F2: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. F4: On January 8, 2021, Ms. Brichan was granted 50,000 shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in four installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.49 · Expires 2031-01-07 | Direct | 0 |
Reported balance
After 2021-08-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-08-20 · Disposition to issuer · Disposed 150,000 · Balance 0 F5: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Ms. Brichan on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.55 · Expires 2031-01-07 | Direct | 150,000 |
Reported balance
After 2021-08-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-20 · Grant · Acquired 150,000 · Balance 150,000 F5: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Ms. Brichan on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of restricted stock.
F2: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.
F3: On November 2, 2020, Ms. Brichan was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in two equal installments on each of August 20, 2021, and November 15, 2021. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021.
F4: On January 8, 2021, Ms. Brichan was granted 50,000 shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in four installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021.
F5: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Ms. Brichan on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2021 Filed Aug 24, 2021 23:35 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantStock Options (Right to Buy) · Derivative | 150,000 | Not disclosed Strike: $2.55 | Not disclosed |
DisclosureSEC source: 0001214659-21-008970 · marketforms-53655.xml · derivative · entry 5 Brichan Jodi · CIK 0001799728 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2031-01-07 F5 · price: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Ms. Brichan on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. F5 · derivative.exercise_date: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Ms. Brichan on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 23:35 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Disposition to issuerStock Options (Right to Buy) · Derivative | 150,000 | Not disclosed Strike: $4.49 | Not disclosed |
DisclosureSEC source: 0001214659-21-008970 · marketforms-53655.xml · derivative · entry 4 Brichan Jodi · CIK 0001799728 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2031-01-07 F5 · price: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Ms. Brichan on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. F5 · derivative.exercise_date: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Ms. Brichan on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 23:35 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantRestricted Stock Grant · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-008970 · marketforms-53655.xml · derivative · entry 3 Brichan Jodi · CIK 0001799728 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-11-15 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. F4 · derivative.exercise_date: On January 8, 2021, Ms. Brichan was granted 50,000 shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in four installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 23:35 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Exercise / conversionRestricted Stock Grant · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-008970 · marketforms-53655.xml · derivative · entry 2 Brichan Jodi · CIK 0001799728 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. F3 · derivative.exercise_date: On November 2, 2020, Ms. Brichan was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in two equal installments on each of August 20, 2021, and November 15, 2021. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 23:35 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-008970 · marketforms-53655.xml · nonDerivative · entry 1 Brichan Jodi · CIK 0001799728 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| January 08, 2021 Filed Feb 2, 2021 23:31 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantOptions · Derivative | 150,000 | $0.00 Strike: $4.49 | $0.00 |
DisclosureSEC source: 0001214659-21-001158 · marketforms-51353.xml · derivative · entry 1 Brichan Jodi · CIK 0001799728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2031-01-08 F1 · derivative.exercise_date: On January 8, 2021, the Board of Directors of the Issuer approved the issuance of stock options to its directors and officers. Ms. Brichan was granted options to purchase 150,000 shares of common stock which shall vest in monthly increments beginning January 1, 2022 and ending December 31, 2023 and will be exercisable upon receipt of approval therefor by the NYSE American and the Issuer's stockholders. Read SEC document |
| September 17, 2020 Filed Sep 21, 2020 16:08 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantOptions · Derivative | 50,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001214659-20-007986 · marketforms-49712.xml · derivative · entry 1 Brichan Jodi · CIK 0001799728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-09-17 F1 · derivative.exercise_date: On September 17, 2020, the Board of Directors of the Issuer approved the issuance of stock options to its directors and officers. Ms. Brichan was granted options to purchase 50,000 shares of common stock which shall vest in monthly increments over one year. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.