person · Reporting owner
Tobia Alfred Victor Jr.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACACIA RESEARCH CORPACTG · Entity 5559 | Director · President & CIO | December 15, 2020 | December 18, 2020 |
| HARTE HANKS INCHRTH · Entity 7438 | Director | August 17, 2021 | August 25, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACACIA RESEARCH CORP
Report date December 15, 2020 · Filed December 18, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| ACTG Common StockSEC Table I · non-derivative | Direct | 588,462 |
Last balance in matching sequence
After 2020-12-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-12-15 · Purchase · Acquired 50,000 · Balance 538,462 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.76 to $3.81, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form. F3: Correction to an administrative error for Column 4 - Securities Acquired (A) or Disposed (D). The securities reported on the initial form 4 were Acquired (A) not Disposed (D). Row 2 · 2020-12-16 · Purchase · Acquired 50,000 · Balance 588,462 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.80, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form. F3: Correction to an administrative error for Column 4 - Securities Acquired (A) or Disposed (D). The securities reported on the initial form 4 were Acquired (A) not Disposed (D). |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.76 to $3.81, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.80, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form.
F3: Correction to an administrative error for Column 4 - Securities Acquired (A) or Disposed (D). The securities reported on the initial form 4 were Acquired (A) not Disposed (D).
HARTE HANKS INC
Report date August 17, 2021 · Filed August 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 89,697 |
Reported balance
After 2021-08-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-08-17 · Grant · Acquired 13,678 · Balance 89,697 F1: Each restricted unit ("RSU") represents a contingent right to receive one share of Harte Hanks, Inc.'s common stock upon vesting. The RSUs were granted under the Harte Hanks, Inc. 2020 Equity Incentive Plan and vest following a period of one full year from the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted unit ("RSU") represents a contingent right to receive one share of Harte Hanks, Inc.'s common stock upon vesting. The RSUs were granted under the Harte Hanks, Inc. 2020 Equity Incentive Plan and vest following a period of one full year from the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2018 Filed Aug 3, 2018 13:02 UTC | HARTE HANKS INC HHS · Entity 7438 | Exercise / conversionCommon Stock | 2,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-010390 · wf-form4_153330132966653.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 18:12 UTC | HARTE HANKS INC HHS · Entity 7438 | GrantCommon Stock | 6,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-009747 · wf-form4_153297436082070.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,035 F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| July 16, 2018 Filed Jul 16, 2018 18:43 UTC | HARTE HANKS INC HHS · Entity 7438 | GrantCommon Stock | 921 | $11.10 | $10,223.10 |
DisclosureSEC source: 0001628280-18-009237 · wf-form4_153176660491706.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,818 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 14:26 UTC | HARTE HANKS INC HHS · Entity 7438 | OtherCommon Stock, $1.00 par value | 4,178 | $11.66 | $48,715.48 |
DisclosureSEC source: 0001628280-18-007847 · wf-form4_152898635392110.xml · nonDerivative · entry 4 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Investment Partners, L.P. Disclosed balance after: 29,733 F1 · kind: Represents a cross-trade between the Managed Account and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners, in which the Managed Account disposed of and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Person. F5 · ownership.nature: Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 14:26 UTC | HARTE HANKS INC HHS · Entity 7438 | OtherCommon Stock, $1.00 par value | 5,155 | $11.66 | $60,107.30 |
DisclosureSEC source: 0001628280-18-007847 · wf-form4_152898635392110.xml · nonDerivative · entry 3 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, Ltd. Disclosed balance after: 36,685 F1 · kind: Represents a cross-trade between the Managed Account and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners, in which the Managed Account disposed of and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Person. F4 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 14:26 UTC | HARTE HANKS INC HHS · Entity 7438 | OtherCommon Stock, $1.00 par value | 10,667 | $11.66 | $124,377.22 |
DisclosureSEC source: 0001628280-18-007847 · wf-form4_152898635392110.xml · nonDerivative · entry 2 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, L.P. Disclosed balance after: 75,911 F1 · kind: Represents a cross-trade between the Managed Account and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners, in which the Managed Account disposed of and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Person. F3 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 14:26 UTC | HARTE HANKS INC HHS · Entity 7438 | OtherCommon Stock, $1.00 par value | 20,000 | $11.66 | $233,200.00 |
DisclosureSEC source: 0001628280-18-007847 · wf-form4_152898635392110.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account of Sidus Investment Management, LLC Disclosed balance after: 12,669 F1 · kind: Represents a cross-trade between the Managed Account and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners, in which the Managed Account disposed of and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Person. F2 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 ofthe Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| April 13, 2018 Filed Apr 13, 2018 16:05 UTC | HARTE HANKS INC HHS · Entity 7438 | GrantCommon Stock | 1,091 | $9.16 | $9,993.56 |
DisclosureSEC source: 0001628280-18-004242 · wf-form4_152363551343069.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,897 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 16:54 UTC | HARTE HANKS INC HHS · Entity 7438 | GrantCommon Stock | 8,060 | $1.07 | $8,624.20 |
DisclosureSEC source: 0001628280-17-011854 · wf-form4_151188803906393.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,060 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 17:38 UTC | HARTE HANKS INC HHS · Entity 7438 | GrantRestricted Stock Units · Derivative | 63,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008083 · wf-form4_150186829888277.xml · derivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,829 Underlying: Common Stock · 63,829 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date. F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.