person · Reporting owner
Tobia Alfred Victor Jr.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACACIA RESEARCH CORPACTG · Entity 5559 | Director · President & CIO | December 15, 2020 | December 18, 2020 |
| HARTE HANKS INCHRTH · Entity 7438 | Director | August 17, 2021 | August 25, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACACIA RESEARCH CORP
Report date December 15, 2020 · Filed December 18, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| ACTG Common StockSEC Table I · non-derivative | Direct | 588,462 |
Last balance in matching sequence
After 2020-12-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-12-15 · Purchase · Acquired 50,000 · Balance 538,462 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.76 to $3.81, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form. F3: Correction to an administrative error for Column 4 - Securities Acquired (A) or Disposed (D). The securities reported on the initial form 4 were Acquired (A) not Disposed (D). Row 2 · 2020-12-16 · Purchase · Acquired 50,000 · Balance 588,462 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.80, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form. F3: Correction to an administrative error for Column 4 - Securities Acquired (A) or Disposed (D). The securities reported on the initial form 4 were Acquired (A) not Disposed (D). |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.76 to $3.81, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.80, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form.
F3: Correction to an administrative error for Column 4 - Securities Acquired (A) or Disposed (D). The securities reported on the initial form 4 were Acquired (A) not Disposed (D).
HARTE HANKS INC
Report date August 17, 2021 · Filed August 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 89,697 |
Reported balance
After 2021-08-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-08-17 · Grant · Acquired 13,678 · Balance 89,697 F1: Each restricted unit ("RSU") represents a contingent right to receive one share of Harte Hanks, Inc.'s common stock upon vesting. The RSUs were granted under the Harte Hanks, Inc. 2020 Equity Incentive Plan and vest following a period of one full year from the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted unit ("RSU") represents a contingent right to receive one share of Harte Hanks, Inc.'s common stock upon vesting. The RSUs were granted under the Harte Hanks, Inc. 2020 Equity Incentive Plan and vest following a period of one full year from the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2021 Filed Aug 25, 2021 15:47 UTC | HARTE HANKS INC HRTH · Entity 7438 | GrantCommon Stock | 13,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-020940 · rdgdoc.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,697 F1 · security: Each restricted unit ("RSU") represents a contingent right to receive one share of Harte Hanks, Inc.'s common stock upon vesting. The RSUs were granted under the Harte Hanks, Inc. 2020 Equity Incentive Plan and vest following a period of one full year from the date of grant. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 00:23 UTC Amendment | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseACTG Common Stock | 50,000 | $3.75 | $187,710.00 |
DisclosureSEC source: 0001683168-20-004364 · ownership.xml · nonDerivative · entry 2 Tobia Alfred Victor Jr. · CIK 0001712316 · Director · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,462 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.80, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form. F3 · acquired: Correction to an administrative error for Column 4 - Securities Acquired (A) or Disposed (D). The securities reported on the initial form 4 were Acquired (A) not Disposed (D). Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 16:45 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseACTG Common Stock | 50,000 | $3.75 | $187,710.00 |
DisclosureSEC source: 0001683168-20-004328 · ownership.xml · nonDerivative · entry 2 Tobia Alfred Victor Jr. · CIK 0001712316 · Director · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,462 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.80, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 00:23 UTC Amendment | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseACTG Common Stock | 50,000 | $3.79 | $189,460.00 |
DisclosureSEC source: 0001683168-20-004364 · ownership.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,462 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.76 to $3.81, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form. F3 · acquired: Correction to an administrative error for Column 4 - Securities Acquired (A) or Disposed (D). The securities reported on the initial form 4 were Acquired (A) not Disposed (D). Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 16:45 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseACTG Common Stock | 50,000 | $3.79 | $189,460.00 |
DisclosureSEC source: 0001683168-20-004328 · ownership.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,462 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.76 to $3.81, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form. Read SEC document |
| August 08, 2020 Filed Sep 2, 2020 00:22 UTC | HARTE HANKS INC HRTH · Entity 7438 | GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-019157 · rdgdoc.xml · nonDerivative · entry 3 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,020 F2 · security: Each RSU represents a contingent right to receive one share of Harte Hanks, Inc.'s common stock upon vesting. The RSUs were granted under the Harte Hanks, Inc. 2020 Equity Incentive Plan and vest following a period of one full year from the date of grant. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 01:01 UTC | HARTE HANKS INC HHS · Entity 7438 | Exercise / conversionRestricted Stock Units · Derivative | 2,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-016567 · rdgdoc.xml · derivative · entry 2 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,382 Underlying: Common Stock · 2,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On August 3, 2017, the reporting person was granted 6,382 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On August 3, 2017, the reporting person was granted 6,382 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 01:01 UTC | HARTE HANKS INC HHS · Entity 7438 | Exercise / conversionCommon Stock | 2,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-016567 · rdgdoc.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| July 27, 2020 Filed Sep 2, 2020 00:22 UTC | HARTE HANKS INC HRTH · Entity 7438 | Exercise / conversionRestricted Stock Units · Derivative | 2,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-019157 · rdgdoc.xml · derivative · entry 5 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,279 Underlying: Common Stock · 2,278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On July 27, 2018, the reporting person was granted 6,835 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On July 27, 2018, the reporting person was granted 6,835 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| July 27, 2020 Filed Sep 2, 2020 00:22 UTC | HARTE HANKS INC HRTH · Entity 7438 | Exercise / conversionCommon Stock | 2,278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019157 · rdgdoc.xml · nonDerivative · entry 2 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 22:43 UTC | HARTE HANKS INC HHS · Entity 7438 | PurchaseCommon Stock | 5,615 | $2.60 | $14,599.00 |
DisclosureSEC source: 0001437749-20-013066 · rdgdoc.xml · nonDerivative · entry 2 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,336 Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 22:43 UTC | HARTE HANKS INC HHS · Entity 7438 | PurchaseCommon Stock | 6,939 | $3.00 | $20,817.00 |
DisclosureSEC source: 0001437749-20-013066 · rdgdoc.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,721 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.99 to $3.00. The reporting person undertakes to provide to Harte Hanks, Inc., any security holder of Harte Hanks, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 00:22 UTC | HARTE HANKS INC HRTH · Entity 7438 | Exercise / conversionRestricted Stock Units · Derivative | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-019157 · rdgdoc.xml · derivative · entry 4 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. F3 · derivative.expiration_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 00:22 UTC | HARTE HANKS INC HRTH · Entity 7438 | Exercise / conversionCommon Stock | 23,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019157 · rdgdoc.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2019 Filed Sep 9, 2019 21:22 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | OtherACTG Common Stock | 43,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001712316-19-000012 · wf-form4_156806414526952.xml · nonDerivative · entry 2 Tobia Alfred Victor Jr. · CIK 0001712316 · Director · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,462 F2 · kind: On September 3, 2019, the Reporting Person returned his shares of common stock to the issuer for cancellation, as provided under the terms of the Employment Agreement entered into between the Reporting Person and the Company dated as of September 3, 2019, given that the Reporting Person received such shares as a non-employee member of the Company's Board of Directors. Read SEC document |
| September 03, 2019 Filed Sep 9, 2019 21:22 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | GrantACTG Common Stock | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001712316-19-000012 · wf-form4_156806414526952.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,940 F1 · price: This award of restricted stock units ("RSUs") is made pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan. The RSUs vest with respect to all or a portion of the shares on September 3, 2022 if Acacia Research Corporation (the "Company") achieves a compounded annual growth rate ("CAGR") in the Company's common stock of between 8% (17.8% of the shares) and 16% (100% of the shares) during the period. Each earned RSU converts into one share of common stock on the vesting date. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:55 UTC | HARTE HANKS INC HHS · Entity 7438 | PurchaseCommon Stock, $1.00 par value | 2,862 | $2.94 | $8,414.28 |
DisclosureSEC source: 0000045919-19-000043 · wf-form4_156659011400490.xml · nonDerivative · entry 4 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account of Sidus Investment Management, LLC Disclosed balance after: 15,531 F3 · ownership.nature: Shares of common stock held in an account for which Sidus Management serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:55 UTC | HARTE HANKS INC HHS · Entity 7438 | PurchaseCommon Stock, $1.00 par value | 8,284 | $2.94 | $24,354.96 |
DisclosureSEC source: 0000045919-19-000043 · wf-form4_156659011400490.xml · nonDerivative · entry 3 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, Ltd. Disclosed balance after: 44,969 F2 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:55 UTC | HARTE HANKS INC HHS · Entity 7438 | PurchaseCommon Stock, $1.00 par value | 6,714 | $2.94 | $19,739.16 |
DisclosureSEC source: 0000045919-19-000043 · wf-form4_156659011400490.xml · nonDerivative · entry 2 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Investment Partners, L.P. Disclosed balance after: 36,447 F1 · ownership.nature: Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:55 UTC | HARTE HANKS INC HHS · Entity 7438 | PurchaseCommon Stock, $1.00 par value | 17,142 | $2.94 | $50,397.48 |
DisclosureSEC source: 0000045919-19-000043 · wf-form4_156659011400490.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, L.P. Disclosed balance after: 93,053 Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 20:42 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | GrantACTG Common Stock | 43,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001712316-19-000010 · wf-form4_156469213567670.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,940 F1 · shares: Grant of Restricted Stock. Read SEC document |
| May 08, 2019 Filed Jun 3, 2019 18:59 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | GrantACTG Common Stock | 38,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001712316-19-000008 · wf-form4_155958833387400.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,462 F1 · price: Grant of Restricted Stock. Read SEC document |
| March 21, 2019 Filed Mar 28, 2019 13:27 UTC | HARTE HANKS INC HHS · Entity 7438 | GrantCommon Stock | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-003519 · wf-form4_155377965425976.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,466 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement and vest following a period of one full year from the date of grant. F2 · balance_after: These securities consist of (i) the 23,136 RSUs reported on this form and (ii) 45,466. Read SEC document |
| January 03, 2019 Filed Jan 3, 2019 18:51 UTC | HARTE HANKS INC HHS · Entity 7438 | GrantCommon Stock | 4,700 | $2.42 | $11,374.00 |
DisclosureSEC source: 0001628280-19-000070 · wf-form4_154654145170892.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,240 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 20:51 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 4,035 | $2.93 | $11,823.76 |
DisclosureSEC source: 0000921895-18-003369 · form411407003_12212018.xml · nonDerivative · entry 8 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, Ltd. Disclosed balance after: 239,752 F4 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 20:51 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 8,816 | $2.93 | $25,833.52 |
DisclosureSEC source: 0000921895-18-003369 · form411407003_12212018.xml · nonDerivative · entry 6 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, L.P. Disclosed balance after: 523,763 F3 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 20:51 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 3,055 | $2.93 | $8,952.07 |
DisclosureSEC source: 0000921895-18-003369 · form411407003_12212018.xml · nonDerivative · entry 4 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Investment Partners, L.P. Disclosed balance after: 183,303 F2 · ownership.nature: Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 20:51 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 4,094 | $2.93 | $11,996.65 |
DisclosureSEC source: 0000921895-18-003369 · form411407003_12212018.xml · nonDerivative · entry 2 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Investment Management, LLC Disclosed balance after: 243,528 F1 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 20:51 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 3,026 | $2.94 | $8,907.94 |
DisclosureSEC source: 0000921895-18-003369 · form411407003_12212018.xml · nonDerivative · entry 7 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, Ltd. Disclosed balance after: 235,717 F4 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 20:51 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 6,612 | $2.94 | $19,464.41 |
DisclosureSEC source: 0000921895-18-003369 · form411407003_12212018.xml · nonDerivative · entry 5 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, L.P. Disclosed balance after: 514,947 F3 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 20:51 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 2,291 | $2.94 | $6,744.25 |
DisclosureSEC source: 0000921895-18-003369 · form411407003_12212018.xml · nonDerivative · entry 3 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Investment Partners, L.P. Disclosed balance after: 180,248 F2 · ownership.nature: Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 20:51 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 3,071 | $2.94 | $9,040.41 |
DisclosureSEC source: 0000921895-18-003369 · form411407003_12212018.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Investment Management, LLC Disclosed balance after: 239,434 F1 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2018 Filed Feb 14, 2019 14:41 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 2,328 | $3.00 | $6,989.12 |
DisclosureSEC source: 0001193805-19-000215 · form411407001_02132019.xml · nonDerivative · entry 4 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, Ltd. Disclosed balance after: 242,080 F4 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2018 Filed Feb 14, 2019 14:41 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 5,223 | $3.00 | $15,680.49 |
DisclosureSEC source: 0001193805-19-000215 · form411407001_02132019.xml · nonDerivative · entry 3 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, L.P. Disclosed balance after: 528,986 F3 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2018 Filed Feb 14, 2019 14:41 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 2,103 | $3.00 | $6,313.63 |
DisclosureSEC source: 0001193805-19-000215 · form411407001_02132019.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Investment Management, LLC Disclosed balance after: 245,631 F1 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 14:27 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 2,200 | $3.10 | $6,815.60 |
DisclosureSEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 14 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, Ltd. Disclosed balance after: 232,691 F4 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 14:27 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 5,300 | $3.10 | $16,419.40 |
DisclosureSEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 10 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, L.P. Disclosed balance after: 508,335 F3 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 14:27 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 2,500 | $3.10 | $7,745.00 |
DisclosureSEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 5 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Investment Management, LLC Disclosed balance after: 236,363 F1 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 14:27 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 2,700 | $3.13 | $8,447.49 |
DisclosureSEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 13 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, Ltd. Disclosed balance after: 230,491 F4 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 14:27 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 4,300 | $3.13 | $13,453.41 |
DisclosureSEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 9 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, L.P. Disclosed balance after: 503,035 F3 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 14:27 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 3,000 | $3.13 | $9,386.10 |
DisclosureSEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 4 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Investment Management, LLC Disclosed balance after: 233,863 F1 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2018 Filed Dec 6, 2018 14:27 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 847 | $3.01 | $2,545.83 |
DisclosureSEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 12 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, Ltd. Disclosed balance after: 227,791 F4 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2018 Filed Dec 6, 2018 14:27 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 3,000 | $3.01 | $9,017.10 |
DisclosureSEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 8 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, L.P. Disclosed balance after: 498,735 F3 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2018 Filed Dec 6, 2018 14:27 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 1,499 | $3.01 | $4,505.54 |
DisclosureSEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 3 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Investment Management, LLC Disclosed balance after: 230,863 F1 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 20, 2018 Filed Dec 6, 2018 14:27 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 3,800 | $2.97 | $11,289.42 |
DisclosureSEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 11 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, Ltd. Disclosed balance after: 226,944 F4 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 20, 2018 Filed Dec 6, 2018 14:27 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 8,500 | $2.97 | $25,252.65 |
DisclosureSEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 7 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, L.P. Disclosed balance after: 495,735 F3 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 20, 2018 Filed Dec 6, 2018 14:27 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 7,700 | $2.97 | $22,875.93 |
DisclosureSEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 2 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Investment Management, LLC Disclosed balance after: 229,364 F1 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 19, 2018 Filed Dec 6, 2018 14:27 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 20,000 | $3.01 | $60,280.00 |
DisclosureSEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Investment Management, LLC Disclosed balance after: 221,664 F1 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 15:39 UTC | HARTE HANKS INC HHS · Entity 7438 | GrantCommon Stock | 1,595 | $7.13 | $11,372.35 |
DisclosureSEC source: 0001628280-18-012206 · wf-form4_153849476927700.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,540 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. Read SEC document |
| August 03, 2018 Filed Aug 3, 2018 13:02 UTC | HARTE HANKS INC HHS · Entity 7438 | Exercise / conversionRestricted Stock Units · Derivative | 2,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010390 · wf-form4_153330132966653.xml · derivative · entry 2 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,255 Underlying: Common Stock · 2,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On August 3, 2017, the reporting person was granted 6,382 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On August 3, 2017, the reporting person was granted 6,382 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.