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MPM Oncology Impact Management GP LLC

Disclosed activity across 8 companies

Tapewire entity
136045
SEC CIK
0001721035

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cullinan Therapeutics, Inc.CGEM · Entity 476610% ownerAugust 23, 2021August 25, 2021
F-star Therapeutics, Inc.SBPH · Entity 11572610% ownerMarch 25, 2017February 06, 2018
Harpoon Therapeutics, Inc.HARP · Entity 1142410% ownerMay 28, 2021June 02, 2021
Oncorus, Inc.ONCR · Entity 11221310% ownerOctober 06, 2020October 08, 2020
TCR2 THERAPEUTICS INC.TCRR · Entity 9432710% ownerFebruary 19, 2019February 21, 2019
Viracta Therapeutics, Inc.SNSS · Entity 8561610% ownerNovember 02, 2017November 06, 2017
Werewolf Therapeutics, Inc.HOWL · Entity 724410% ownerMay 04, 2021May 06, 2021
iTeos Therapeutics, Inc.ITOS · Entity 7596510% ownerApril 09, 2021April 13, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cullinan Therapeutics, Inc.

Report date August 23, 2021 · Filed August 25, 2021

Jointly reported with UBS Oncology Impact Fund L.P., Oncology Impact Fund (Cayman) Management L.P., MPM BIOIMPACT LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,805,483 Last balance in matching sequence After 2021-08-25 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2021-08-23 · Sale · Disposed 53,359 · Balance 7,858,018

F1: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on June 23, 2021.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.41 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: These securities are owned directly by UBS Oncology Impact Fund LP ("OIF"). The general partner of OIF is Oncology Impact Fund (Cayman) Management L.P. ("OIF GP"). The general partner of OIF GP is MPM Oncology Impact Management L.P. The general partner of MPM Oncology Impact Management L.P. is MPM Oncology Impact Management GP LLC. Dr. Ansbert Gadicke is a member of the Issuer's board of directors and is a managing member and the managing director of MPM Oncology Impact Management GP LLC.

F4: Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Row 2 · 2021-08-24 · Sale · Disposed 50,822 · Balance 7,807,196

F1: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on June 23, 2021.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.15 to $29.715 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: These securities are owned directly by UBS Oncology Impact Fund LP ("OIF"). The general partner of OIF is Oncology Impact Fund (Cayman) Management L.P. ("OIF GP"). The general partner of OIF GP is MPM Oncology Impact Management L.P. The general partner of MPM Oncology Impact Management L.P. is MPM Oncology Impact Management GP LLC. Dr. Ansbert Gadicke is a member of the Issuer's board of directors and is a managing member and the managing director of MPM Oncology Impact Management GP LLC.

F4: Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Row 3 · 2021-08-25 · Sale · Disposed 1,713 · Balance 7,805,483

F1: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on June 23, 2021.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.01 to $29.47 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: These securities are owned directly by UBS Oncology Impact Fund LP ("OIF"). The general partner of OIF is Oncology Impact Fund (Cayman) Management L.P. ("OIF GP"). The general partner of OIF GP is MPM Oncology Impact Management L.P. The general partner of MPM Oncology Impact Management L.P. is MPM Oncology Impact Management GP LLC. Dr. Ansbert Gadicke is a member of the Issuer's board of directors and is a managing member and the managing director of MPM Oncology Impact Management GP LLC.

F4: Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on June 23, 2021.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.41 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: These securities are owned directly by UBS Oncology Impact Fund LP ("OIF"). The general partner of OIF is Oncology Impact Fund (Cayman) Management L.P. ("OIF GP"). The general partner of OIF GP is MPM Oncology Impact Management L.P. The general partner of MPM Oncology Impact Management L.P. is MPM Oncology Impact Management GP LLC. Dr. Ansbert Gadicke is a member of the Issuer's board of directors and is a managing member and the managing director of MPM Oncology Impact Management GP LLC.

F4: Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.15 to $29.715 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.01 to $29.47 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F-star Therapeutics, Inc.

Report date March 25, 2017 · Filed February 06, 2018

Jointly reported with MPM BIOIMPACT LLC, Oncology Impact Fund (Cayman) Management L.P., UBS Oncology Impact Fund L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote833,839 Reported balance Holding disclosure · report date 2017-03-25 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 833,839

F1: MPM Oncology Impact Management GP LLC ("MPM GP") is the general partner of MPM Oncology Impact Management LP ("MPM Management"), which is the general partner of Oncology Impact Fund (Cayman) Management L.P. ("MPM Cayman"), which is the general partner of UBS Oncology Impact Fund L.P. ("UBS Oncology"). The reported securities are owned indirectly by MPM GP, MPM Management and MPM Cayman, and are owned directly by UBS Oncology. Ansbert Gadicke is the sole member of MPM GP. However, all voting and investment decisions are made by an investment committee comprised of three or more members, including Ansbert Gadicke. Each member of the investment committee expressly disclaims beneficial ownership of the reported securities.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.79 · Expires 2021-11-23IndirectSee footnoteNot disclosed Reported balance Holding disclosure · report date 2017-03-25 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: The warrant was issued on November 23, 2016 but did not become exercisable until May 24, 2017.

F1: MPM Oncology Impact Management GP LLC ("MPM GP") is the general partner of MPM Oncology Impact Management LP ("MPM Management"), which is the general partner of Oncology Impact Fund (Cayman) Management L.P. ("MPM Cayman"), which is the general partner of UBS Oncology Impact Fund L.P. ("UBS Oncology"). The reported securities are owned indirectly by MPM GP, MPM Management and MPM Cayman, and are owned directly by UBS Oncology. Ansbert Gadicke is the sole member of MPM GP. However, all voting and investment decisions are made by an investment committee comprised of three or more members, including Ansbert Gadicke. Each member of the investment committee expressly disclaims beneficial ownership of the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: MPM Oncology Impact Management GP LLC ("MPM GP") is the general partner of MPM Oncology Impact Management LP ("MPM Management"), which is the general partner of Oncology Impact Fund (Cayman) Management L.P. ("MPM Cayman"), which is the general partner of UBS Oncology Impact Fund L.P. ("UBS Oncology"). The reported securities are owned indirectly by MPM GP, MPM Management and MPM Cayman, and are owned directly by UBS Oncology. Ansbert Gadicke is the sole member of MPM GP. However, all voting and investment decisions are made by an investment committee comprised of three or more members, including Ansbert Gadicke. Each member of the investment committee expressly disclaims beneficial ownership of the reported securities.

F2: The warrant was issued on November 23, 2016 but did not become exercisable until May 24, 2017.

Harpoon Therapeutics, Inc.

Report date May 28, 2021 · Filed June 02, 2021

Jointly reported with GADICKE ANSBERT, Oncology Impact Fund (Cayman) Management L.P., MPM BIOIMPACT LLC, UBS Oncology Impact Fund L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote6,374,904 Reported balance After 2021-05-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-05-28 · Sale · Disposed 10,685 · Balance 6,374,904

F1: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F2: The shares were sold as follows: 9,392 by UBS Oncology Impact Fund, L.P. ("UBS Oncology") and 1,293 by MPM Asset Management LLC ("AM LLC").

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.52 to $21.50 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The shares are held as follows: 2,657,097 by MPM BioVentures 2014, L.P. ("BV 2014"), 152,470 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 96,376 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 231,110 by AM LLC and 3,237,851 by UBS Oncology. MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. BV LLC is the manager of AM BV2014. Messrs. Evnin, Gadicke and Foley are the members of BV LLC and Messrs. Evnin and Gadicke are the members of AM LLC. Mr. Gadicke is the Managing Member of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote6,371,804 Reported balance After 2021-05-28 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-05-28 · Sale · Disposed 3,100 · Balance 6,371,804

F1: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F5: The shares were sold as follows: 2,725 by UBS Oncology and 375 by AM LLC.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.58 to $22.50 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 230,735 by AM LLC and 3,235,126 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote6,371,704 Reported balance After 2021-05-28 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-05-28 · Sale · Disposed 100 · Balance 6,371,704

F1: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F8: The shares were sold as follows: 88 by UBS Oncology and 12 by AM LLC.

F9: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 230,723 by AM LLC and 3,235,038 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote6,353,213 Reported balance After 2021-06-01 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-06-01 · Sale · Disposed 18,491 · Balance 6,353,213

F1: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F10: The shares were sold as follows: 16,253 by UBS Oncology and 2,238 by AM LLC.

F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.74 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 228,485 by AM LLC and 3,218,785 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote6,328,095 Reported balance After 2021-06-02 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2021-06-02 · Sale · Disposed 25,118 · Balance 6,328,095

F1: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F13: The shares were sold as follows: 22,078 by UBS Oncology and 3,040 by AM LLC.

F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.24 to $20.76 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 225,445 by AM LLC and 3,196,707 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F2: The shares were sold as follows: 9,392 by UBS Oncology Impact Fund, L.P. ("UBS Oncology") and 1,293 by MPM Asset Management LLC ("AM LLC").

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.52 to $21.50 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The shares are held as follows: 2,657,097 by MPM BioVentures 2014, L.P. ("BV 2014"), 152,470 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 96,376 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 231,110 by AM LLC and 3,237,851 by UBS Oncology. MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. BV LLC is the manager of AM BV2014. Messrs. Evnin, Gadicke and Foley are the members of BV LLC and Messrs. Evnin and Gadicke are the members of AM LLC. Mr. Gadicke is the Managing Member of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

F5: The shares were sold as follows: 2,725 by UBS Oncology and 375 by AM LLC.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.58 to $22.50 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 230,735 by AM LLC and 3,235,126 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

F8: The shares were sold as follows: 88 by UBS Oncology and 12 by AM LLC.

F9: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 230,723 by AM LLC and 3,235,038 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

F10: The shares were sold as follows: 16,253 by UBS Oncology and 2,238 by AM LLC.

F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.74 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 228,485 by AM LLC and 3,218,785 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

F13: The shares were sold as follows: 22,078 by UBS Oncology and 3,040 by AM LLC.

F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.24 to $20.76 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 225,445 by AM LLC and 3,196,707 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,377,025 Last balance in matching sequence After 2020-10-06 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2020-10-06 · Conversion · Acquired 1,525,348 · Balance 1,525,348

F1: Each share of Series A-1 Preferred and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F2: The reported securities are held in the account of UBS Oncology Impact Fund L.P. ("UBS Oncology"). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. Ansbert Gadicke is the managing member of Oncology GP LLC.

F3: The Reporting Persons disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Row 2 · 2020-10-06 · Conversion · Acquired 700,453 · Balance 2,225,801

F1: Each share of Series A-1 Preferred and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F2: The reported securities are held in the account of UBS Oncology Impact Fund L.P. ("UBS Oncology"). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. Ansbert Gadicke is the managing member of Oncology GP LLC.

F3: The Reporting Persons disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Row 3 · 2020-10-06 · Purchase · Acquired 151,224 · Balance 2,377,025

F2: The reported securities are held in the account of UBS Oncology Impact Fund L.P. ("UBS Oncology"). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. Ansbert Gadicke is the managing member of Oncology GP LLC.

F3: The Reporting Persons disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Series A-1 Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-10-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-10-06 · Conversion · Disposed 1,525,348 · Balance 0

F1: Each share of Series A-1 Preferred and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F2: The reported securities are held in the account of UBS Oncology Impact Fund L.P. ("UBS Oncology"). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. Ansbert Gadicke is the managing member of Oncology GP LLC.

F3: The Reporting Persons disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Series B Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-10-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-10-06 · Conversion · Disposed 700,453 · Balance 0

F1: Each share of Series A-1 Preferred and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F2: The reported securities are held in the account of UBS Oncology Impact Fund L.P. ("UBS Oncology"). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. Ansbert Gadicke is the managing member of Oncology GP LLC.

F3: The Reporting Persons disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Series A-1 Preferred and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F2: The reported securities are held in the account of UBS Oncology Impact Fund L.P. ("UBS Oncology"). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. Ansbert Gadicke is the managing member of Oncology GP LLC.

F3: The Reporting Persons disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

TCR2 THERAPEUTICS INC.

Report date February 19, 2019 · Filed February 21, 2019

Jointly reported with UBS Oncology Impact Fund L.P., Oncology Impact Fund (Cayman) Management L.P., MPM BIOIMPACT LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,370,982 Last balance in matching sequence After 2019-02-19 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2019-02-19 · Conversion · Acquired 2,421,775 · Balance 2,421,775

F1: All shares of Series A Preferred Stock and Series B Preferred Stock automatically converted into the number of shares of the Issuer's common stock on a 6.1938:1 basis, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2: The reported securities are held in the account of UBS Oncology Impact Fund L.P. ("UBS Oncology"). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. Ansbert Gadicke is the managing director of Oncology GP LLC.

F3: The Reporting Persons disclaim beneficial ownership of the securities except to the extent of their respective pecuniary interests therein.

Row 2 · 2019-02-19 · Conversion · Acquired 282,540 · Balance 2,704,315

F1: All shares of Series A Preferred Stock and Series B Preferred Stock automatically converted into the number of shares of the Issuer's common stock on a 6.1938:1 basis, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2: The reported securities are held in the account of UBS Oncology Impact Fund L.P. ("UBS Oncology"). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. Ansbert Gadicke is the managing director of Oncology GP LLC.

F3: The Reporting Persons disclaim beneficial ownership of the securities except to the extent of their respective pecuniary interests therein.

Row 3 · 2019-02-19 · Purchase · Acquired 666,667 · Balance 3,370,982

F2: The reported securities are held in the account of UBS Oncology Impact Fund L.P. ("UBS Oncology"). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. Ansbert Gadicke is the managing director of Oncology GP LLC.

F3: The Reporting Persons disclaim beneficial ownership of the securities except to the extent of their respective pecuniary interests therein.

Series A Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-02-19 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-02-19 · Conversion · Disposed 15,000,000 · Balance 0

F1: All shares of Series A Preferred Stock and Series B Preferred Stock automatically converted into the number of shares of the Issuer's common stock on a 6.1938:1 basis, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Series B Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-02-19 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-02-19 · Conversion · Disposed 1,750,000 · Balance 0

F1: All shares of Series A Preferred Stock and Series B Preferred Stock automatically converted into the number of shares of the Issuer's common stock on a 6.1938:1 basis, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: All shares of Series A Preferred Stock and Series B Preferred Stock automatically converted into the number of shares of the Issuer's common stock on a 6.1938:1 basis, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2: The reported securities are held in the account of UBS Oncology Impact Fund L.P. ("UBS Oncology"). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. Ansbert Gadicke is the managing director of Oncology GP LLC.

F3: The Reporting Persons disclaim beneficial ownership of the securities except to the extent of their respective pecuniary interests therein.

Viracta Therapeutics, Inc.

Report date November 02, 2017 · Filed November 06, 2017

Jointly reported with MPM BIOIMPACT LLC, Oncology Impact Fund (Cayman) Management L.P., UBS Oncology Impact Fund L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote3,331,500 Last balance in matching sequence After 2017-11-06 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2017-11-02 · Purchase · Acquired 25,300 · Balance 3,275,300

F1: MPM Oncology Impact Management GP LLC ("MPM GP") is the general partner of MPM Oncology Impact Management LP ("MPM Management"), which is the general partner of Oncology Impact Fund (Cayman) Management L.P. ("MPM Cayman"), which is the general partner of UBS Oncology Impact Fund L.P. ("UBS Oncology"). The reported securities are owned indirectly by MPM GP, MPM Management and MPM Cayman, and are owned directly by UBS Oncology.

Row 2 · 2017-11-03 · Purchase · Acquired 40,000 · Balance 3,315,300

F1: MPM Oncology Impact Management GP LLC ("MPM GP") is the general partner of MPM Oncology Impact Management LP ("MPM Management"), which is the general partner of Oncology Impact Fund (Cayman) Management L.P. ("MPM Cayman"), which is the general partner of UBS Oncology Impact Fund L.P. ("UBS Oncology"). The reported securities are owned indirectly by MPM GP, MPM Management and MPM Cayman, and are owned directly by UBS Oncology.

Row 3 · 2017-11-06 · Purchase · Acquired 16,200 · Balance 3,331,500

F1: MPM Oncology Impact Management GP LLC ("MPM GP") is the general partner of MPM Oncology Impact Management LP ("MPM Management"), which is the general partner of Oncology Impact Fund (Cayman) Management L.P. ("MPM Cayman"), which is the general partner of UBS Oncology Impact Fund L.P. ("UBS Oncology"). The reported securities are owned indirectly by MPM GP, MPM Management and MPM Cayman, and are owned directly by UBS Oncology.

Filing footnotes · ownership attribution and instrument terms

F1: MPM Oncology Impact Management GP LLC ("MPM GP") is the general partner of MPM Oncology Impact Management LP ("MPM Management"), which is the general partner of Oncology Impact Fund (Cayman) Management L.P. ("MPM Cayman"), which is the general partner of UBS Oncology Impact Fund L.P. ("UBS Oncology"). The reported securities are owned indirectly by MPM GP, MPM Management and MPM Cayman, and are owned directly by UBS Oncology.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote4,939,150 Reported balance After 2021-05-04 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-05-04 · Conversion · Acquired 4,477,742 · Balance 4,939,150

F1: Each share of Series A Preferred Stock and Series B Preferred Stock converted into common stock on a 8.6691-for-1 basis into the number of shares of common stock shown in Column 7 without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F2: The shares are held as follows: 461,408 by MPM Asset Management LLC ("AM LLC"), 2,087,358 by MPM BioVentures 2014, L.P. ("BV 2014"), 139,224 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 71,848 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 457,643 by MPM Oncology Innovations Fund, L.P. ("MPM OIF") and 1,721,669 by UBS Oncology Impact Fund L.P. ("UBS Oncology"). MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). BV LLC is the manager of AM BV2014. Ansbert Gadicke is a member of AM LLC and a Managing Director of BV LLC. MPM Oncology Innovations Fund GP LLC ("MPM OIF GP") is the general partner of MPM OIF.

F3: MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology Impact Fund, L.P. Ansbert Gadicke is the managing director of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote6,427,183 Reported balance After 2021-05-04 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-05-04 · Conversion · Acquired 1,488,033 · Balance 6,427,183

F1: Each share of Series A Preferred Stock and Series B Preferred Stock converted into common stock on a 8.6691-for-1 basis into the number of shares of common stock shown in Column 7 without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F4: The shares are held as follows: 461,408 by AM LLC, 2,781,025 by BV 2014, 185,490 by BV 2014(B), 95,724 by AM BV2014, 609,726 by MPM OIF and 2,293,810 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote6,672,183 Reported balance After 2021-05-04 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-05-04 · Purchase · Acquired 245,000 · Balance 6,672,183

F5: The shares were purchased as follows: 114,210 by BV 2014, 7,618 by BV 2014(B), 3,931 by AM BV2014, 25,040 by MPM OIF and 94,201 by UBS Oncology.

F6: The shares are held as follows: 461,408 by AM LLC, 2,895,235 by BV 2014, 193,108 by BV 2014(B), 99,655 by AM BV2014, 634,766 by MPM OIF and 2,388,011 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2021-05-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-05-04 · Conversion · Disposed 38,817,998 · Balance 0

F1: Each share of Series A Preferred Stock and Series B Preferred Stock converted into common stock on a 8.6691-for-1 basis into the number of shares of common stock shown in Column 7 without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F7: The shares were held as follows: 2,087,358 by BV 2014, 139,224 by BV 2014(B), 71,848 by AM BV2014, 457,643 by MPM OIF and 1,721,669 by UBS Oncology.

F8: No securities held by the Reporting Persons.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2021-05-04 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-05-04 · Conversion · Disposed 12,899,925 · Balance 0

F1: Each share of Series A Preferred Stock and Series B Preferred Stock converted into common stock on a 8.6691-for-1 basis into the number of shares of common stock shown in Column 7 without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F9: The shares were held as follows: 693,667 by BV 2014, 46,266 by BV 2014(B), 23,876 by AM BV2014, 152,083 by MPM OIF and 572,141 by UBS Oncology.

F8: No securities held by the Reporting Persons.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Series A Preferred Stock and Series B Preferred Stock converted into common stock on a 8.6691-for-1 basis into the number of shares of common stock shown in Column 7 without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F2: The shares are held as follows: 461,408 by MPM Asset Management LLC ("AM LLC"), 2,087,358 by MPM BioVentures 2014, L.P. ("BV 2014"), 139,224 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 71,848 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 457,643 by MPM Oncology Innovations Fund, L.P. ("MPM OIF") and 1,721,669 by UBS Oncology Impact Fund L.P. ("UBS Oncology"). MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). BV LLC is the manager of AM BV2014. Ansbert Gadicke is a member of AM LLC and a Managing Director of BV LLC. MPM Oncology Innovations Fund GP LLC ("MPM OIF GP") is the general partner of MPM OIF.

F3: MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology Impact Fund, L.P. Ansbert Gadicke is the managing director of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

F4: The shares are held as follows: 461,408 by AM LLC, 2,781,025 by BV 2014, 185,490 by BV 2014(B), 95,724 by AM BV2014, 609,726 by MPM OIF and 2,293,810 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

F5: The shares were purchased as follows: 114,210 by BV 2014, 7,618 by BV 2014(B), 3,931 by AM BV2014, 25,040 by MPM OIF and 94,201 by UBS Oncology.

F6: The shares are held as follows: 461,408 by AM LLC, 2,895,235 by BV 2014, 193,108 by BV 2014(B), 99,655 by AM BV2014, 634,766 by MPM OIF and 2,388,011 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

F7: The shares were held as follows: 2,087,358 by BV 2014, 139,224 by BV 2014(B), 71,848 by AM BV2014, 457,643 by MPM OIF and 1,721,669 by UBS Oncology.

F8: No securities held by the Reporting Persons.

F9: The shares were held as follows: 693,667 by BV 2014, 46,266 by BV 2014(B), 23,876 by AM BV2014, 152,083 by MPM OIF and 572,141 by UBS Oncology.

iTeos Therapeutics, Inc.

Report date April 09, 2021 · Filed April 13, 2021

Jointly reported with GADICKE ANSBERT, UBS Oncology Impact Fund L.P., MPM BIOIMPACT LLC, Oncology Impact Fund (Cayman) Management L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote6,004,368 Reported balance After 2021-04-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-04-09 · Sale · Disposed 200 · Balance 6,004,368

F1: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1.

F2: The shares were sold as follows: 71 by MPM BioVentures 2014, L.P. ("BV 2014"), 2 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 45 by MPM BioVentures 2018, L.P. ("BV 2018"), 1by MPM Asset Management Investors BV2018 LLC ("AM BV2018") and 81 by UBS Oncology Impact Fund L.P. ("UBS Oncology"). MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV 2014 LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). BV 2014 LLC is the manager of AM BV2014. MPM BioVentures 2018 GP LLC and MPM BioVentures 2018 LLC ("BV 2018 LLC") are the direct and indirect general partners of BV 2018 and BV 2018(B). BV 2018 LLC is the manager of AM BV2018. Ansbert Gadicke is a managing director of BV 2014 LLC and BV 2018 LLC.

F3: MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology Impact Fund, L.P. Ansbert Gadicke is the managing director of Oncology GP LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities herein except to the extent of his or its respective pecuniary interest therein, if any.

F4: The shares are held as follows: 2,068,870 by BV 2014, 128,561 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 71,210 by AM BV2014, 1,306,654 by BV 2018, 64,705 by MPM BioVentures 2018(B), L.P. ("BV 2018(B)"), 25,787 by AM BV2018 and 2,338,581 by UBS Oncology. Each of the Reporting Persons disclaims beneficial ownership of the securities herein except to the extent of his or its respective pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1.

F2: The shares were sold as follows: 71 by MPM BioVentures 2014, L.P. ("BV 2014"), 2 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 45 by MPM BioVentures 2018, L.P. ("BV 2018"), 1by MPM Asset Management Investors BV2018 LLC ("AM BV2018") and 81 by UBS Oncology Impact Fund L.P. ("UBS Oncology"). MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV 2014 LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). BV 2014 LLC is the manager of AM BV2014. MPM BioVentures 2018 GP LLC and MPM BioVentures 2018 LLC ("BV 2018 LLC") are the direct and indirect general partners of BV 2018 and BV 2018(B). BV 2018 LLC is the manager of AM BV2018. Ansbert Gadicke is a managing director of BV 2014 LLC and BV 2018 LLC.

F3: MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology Impact Fund, L.P. Ansbert Gadicke is the managing director of Oncology GP LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities herein except to the extent of his or its respective pecuniary interest therein, if any.

F4: The shares are held as follows: 2,068,870 by BV 2014, 128,561 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 71,210 by AM BV2014, 1,306,654 by BV 2018, 64,705 by MPM BioVentures 2018(B), L.P. ("BV 2018(B)"), 25,787 by AM BV2018 and 2,338,581 by UBS Oncology. Each of the Reporting Persons disclaims beneficial ownership of the securities herein except to the extent of his or its respective pecuniary interest therein, if any.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2021 Filed Aug 25, 2021 23:42 UTC Cullinan Therapeutics, Inc. CGEM · Entity 4766 SaleCommon Stock 1,713 $29.09 $49,831.17
Disclosure

SEC source: 0001209191-21-053380 · doc4.xml · nonDerivative · entry 3

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,805,483

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on June 23, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.01 to $29.47 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.direct: These securities are owned directly by UBS Oncology Impact Fund LP ("OIF"). The general partner of OIF is Oncology Impact Fund (Cayman) Management L.P. ("OIF GP"). The general partner of OIF GP is MPM Oncology Impact Management L.P. The general partner of MPM Oncology Impact Management L.P. is MPM Oncology Impact Management GP LLC. Dr. Ansbert Gadicke is a member of the Issuer's board of directors and is a managing member and the managing director of MPM Oncology Impact Management GP LLC.

F4 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 23:42 UTC Cullinan Therapeutics, Inc. CGEM · Entity 4766 SaleCommon Stock 50,822 $29.48 $1,498,232.56
Disclosure

SEC source: 0001209191-21-053380 · doc4.xml · nonDerivative · entry 2

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,807,196

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on June 23, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.15 to $29.715 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.direct: These securities are owned directly by UBS Oncology Impact Fund LP ("OIF"). The general partner of OIF is Oncology Impact Fund (Cayman) Management L.P. ("OIF GP"). The general partner of OIF GP is MPM Oncology Impact Management L.P. The general partner of MPM Oncology Impact Management L.P. is MPM Oncology Impact Management GP LLC. Dr. Ansbert Gadicke is a member of the Issuer's board of directors and is a managing member and the managing director of MPM Oncology Impact Management GP LLC.

F4 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 23:42 UTC Cullinan Therapeutics, Inc. CGEM · Entity 4766 SaleCommon Stock 53,359 $29.11 $1,553,280.49
Disclosure

SEC source: 0001209191-21-053380 · doc4.xml · nonDerivative · entry 1

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,858,018

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on June 23, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.41 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.direct: These securities are owned directly by UBS Oncology Impact Fund LP ("OIF"). The general partner of OIF is Oncology Impact Fund (Cayman) Management L.P. ("OIF GP"). The general partner of OIF GP is MPM Oncology Impact Management L.P. The general partner of MPM Oncology Impact Management L.P. is MPM Oncology Impact Management GP LLC. Dr. Ansbert Gadicke is a member of the Issuer's board of directors and is a managing member and the managing director of MPM Oncology Impact Management GP LLC.

F4 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 20:55 UTC Cullinan Therapeutics, Inc. CGEM · Entity 4766 SaleCommon Stock 2,510 $29.05 $72,915.50
Disclosure

SEC source: 0001209191-21-051148 · doc4.xml · nonDerivative · entry 1

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,911,377

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on June 23, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.13 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.direct: These securities are owned directly by UBS Oncology Impact Fund LP ("OIF"). The general partner of OIF is Oncology Impact Fund (Cayman) Management L.P. ("OIF GP"). The general partner of OIF GP is MPM Oncology Impact Management L.P. The general partner of MPM Oncology Impact Management L.P. is MPM Oncology Impact Management GP LLC. Dr. Ansbert Gadicke is a member of the Issuer's board of directors and is a managing member and the managing director of MPM Oncology Impact Management GP LLC.

F4 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
June 02, 2021 Filed Jun 2, 2021 22:09 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 25,118 $20.50 $514,919.00
Disclosure

SEC source: 0001209191-21-037379 · doc4.xml · nonDerivative · entry 5

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,328,095

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F13 · shares: The shares were sold as follows: 22,078 by UBS Oncology and 3,040 by AM LLC.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.24 to $20.76 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 225,445 by AM LLC and 3,196,707 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 22:09 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 18,491 $20.44 $377,956.04
Disclosure

SEC source: 0001209191-21-037379 · doc4.xml · nonDerivative · entry 4

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,353,213

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F10 · shares: The shares were sold as follows: 16,253 by UBS Oncology and 2,238 by AM LLC.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.74 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 228,485 by AM LLC and 3,218,785 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 22:09 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 100 $22.60 $2,260.00
Disclosure

SEC source: 0001209191-21-037379 · doc4.xml · nonDerivative · entry 3

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,371,704

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F8 · shares: The shares were sold as follows: 88 by UBS Oncology and 12 by AM LLC.

F9 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 230,723 by AM LLC and 3,235,038 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 22:09 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 3,100 $21.92 $67,952.00
Disclosure

SEC source: 0001209191-21-037379 · doc4.xml · nonDerivative · entry 2

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,371,804

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F5 · shares: The shares were sold as follows: 2,725 by UBS Oncology and 375 by AM LLC.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.58 to $22.50 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 230,735 by AM LLC and 3,235,126 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 22:09 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 10,685 $20.88 $223,102.80
Disclosure

SEC source: 0001209191-21-037379 · doc4.xml · nonDerivative · entry 1

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,374,904

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F2 · shares: The shares were sold as follows: 9,392 by UBS Oncology Impact Fund, L.P. ("UBS Oncology") and 1,293 by MPM Asset Management LLC ("AM LLC").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.52 to $21.50 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The shares are held as follows: 2,657,097 by MPM BioVentures 2014, L.P. ("BV 2014"), 152,470 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 96,376 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 231,110 by AM LLC and 3,237,851 by UBS Oncology. MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. BV LLC is the manager of AM BV2014. Messrs. Evnin, Gadicke and Foley are the members of BV LLC and Messrs. Evnin and Gadicke are the members of AM LLC. Mr. Gadicke is the Managing Member of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 27, 2021 Filed May 27, 2021 23:40 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 13,961 $20.26 $282,849.86
Disclosure

SEC source: 0001209191-21-036349 · doc4.xml · nonDerivative · entry 2

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,385,589

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F5 · shares: The shares were sold as follows: 12,271 by UBS Oncology and 1,690 by AM LLC.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.05 to $20.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 232,403 by AM LLC and 3,247,243 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 26, 2021 Filed May 27, 2021 23:40 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 3,198 $20.04 $64,087.92
Disclosure

SEC source: 0001209191-21-036349 · doc4.xml · nonDerivative · entry 1

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,399,550

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F2 · shares: The shares were sold as follows: 2,811 by UBS Oncology Impact Fund, L.P. ("UBS Oncology") and 387 by MPM Asset Management LLC ("AM LLC").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.95 to $20.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The shares are held as follows: 2,657,097 by MPM BioVentures 2014, L.P. ("BV 2014"), 152,470 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 96,376 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 234,093 by AM LLC and 3,259,514 by UBS Oncology. MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. BV LLC is the manager of AM BV2014. Messrs. Evnin, Gadicke and Foley are the members of BV LLC and Messrs. Evnin and Gadicke are the members of AM LLC. Mr. Gadicke is the Managing Member of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 24, 2021 Filed May 25, 2021 00:11 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 5,000 $20.12 $100,600.00
Disclosure

SEC source: 0001209191-21-035558 · doc4.xml · nonDerivative · entry 2

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,402,748

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F5 · shares: The shares were sold as follows: 4,395 by UBS Oncology and 605 by AM LLC.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.95 to $20.355 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 234,480 by AM LLC and 3,262,325 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 21, 2021 Filed May 25, 2021 00:11 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 10,907 $20.21 $220,430.47
Disclosure

SEC source: 0001209191-21-035558 · doc4.xml · nonDerivative · entry 1

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,407,748

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F2 · shares: The shares were sold as follows: 9,587 by UBS Oncology Impact Fund, L.P. ("UBS Oncology") and 1,320 by MPM Asset Management LLC ("AM LLC").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.95 to $20.42 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The shares are held as follows: 2,657,097 by MPM BioVentures 2014, L.P. ("BV 2014"), 152,470 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 96,376 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 235,085 by AM LLC and 3,266,720 by UBS Oncology. MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. BV LLC is the manager of AM BV2014. Messrs. Evnin, Gadicke and Foley are the members of BV LLC and Messrs. Evnin and Gadicke are the members of AM LLC. Mr. Gadicke is the Managing Member of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 20, 2021 Filed May 20, 2021 23:20 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 11,713 $20.34 $238,242.42
Disclosure

SEC source: 0001209191-21-034626 · doc4.xml · nonDerivative · entry 3

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,418,655

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F8 · shares: The shares were sold as follows: 10,295 by UBS Oncology and 1,418 by AM LLC.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.07 to $20.84 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 236,405 by AM LLC and 3,276,307 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 19, 2021 Filed May 20, 2021 23:20 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 17,833 $20.39 $363,614.87
Disclosure

SEC source: 0001209191-21-034626 · doc4.xml · nonDerivative · entry 2

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,430,368

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F5 · shares: The shares were sold as follows: 15,675 by UBS Oncology and 2,158 by AM LLC.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.95 to $20.71 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 237,823 by AM LLC and 3,286,602 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 18, 2021 Filed May 20, 2021 23:20 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 18,402 $20.67 $380,369.34
Disclosure

SEC source: 0001209191-21-034626 · doc4.xml · nonDerivative · entry 1

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,448,201

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F2 · shares: The shares were sold as follows: 16,175 by UBS Oncology Impact Fund, L.P. ("UBS Oncology") and 2,227 by MPM Asset Management LLC ("AM LLC").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.26 to $20.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The shares are held as follows: 2,657,097 by MPM BioVentures 2014, L.P. ("BV 2014"), 152,470 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 96,376 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 239,981 by AM LLC and 3,302,277 by UBS Oncology. MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. BV LLC is the manager of AM BV2014. Messrs. Evnin, Gadicke and Foley are the members of BV LLC and Messrs. Evnin and Gadicke are the members of AM LLC. Mr. Gadicke is the Managing Member of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 17, 2021 Filed May 17, 2021 21:23 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 4,666 $20.07 $93,646.62
Disclosure

SEC source: 0001209191-21-033213 · doc4.xml · nonDerivative · entry 3

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,466,603

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F8 · shares: The shares were sold as follows: 4,101 by UBS Oncology and 565 by AM LLC.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.95 to $20.435 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 242,208 by AM LLC and 3,318,452 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 14, 2021 Filed May 17, 2021 21:23 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 6,900 $20.04 $138,276.00
Disclosure

SEC source: 0001209191-21-033213 · doc4.xml · nonDerivative · entry 2

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,471,269

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F5 · shares: The shares were sold as follows: 6,065 by UBS Oncology and 835 by AM LLC.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.96 to $20.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 242,773 by AM LLC and 3,322,553 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 13, 2021 Filed May 17, 2021 21:23 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 4,855 $20.06 $97,391.30
Disclosure

SEC source: 0001209191-21-033213 · doc4.xml · nonDerivative · entry 1

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,478,169

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F2 · shares: The shares were sold as follows: 4,267 by UBS Oncology Impact Fund, L.P. ("UBS Oncology") and 588 by MPM Asset Management LLC ("AM LLC").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.95 to $20.56 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The shares are held as follows: 2,657,097 by MPM BioVentures 2014, L.P. ("BV 2014"), 152,470 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 96,376 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 243,608 by AM LLC and 3,328,618 by UBS Oncology. MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. BV LLC is the manager of AM BV2014. Messrs. Evnin, Gadicke and Foley are the members of BV LLC and Messrs. Evnin and Gadicke are the members of AM LLC. Mr. Gadicke is the Managing Member of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 12, 2021 Filed May 12, 2021 22:09 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 29,684 $20.53 $609,412.52
Disclosure

SEC source: 0001209191-21-032178 · doc4.xml · nonDerivative · entry 5

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,483,024

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F14 · shares: The shares were sold as follows: 26,092 by UBS Oncology and 3,592 by AM LLC.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.845 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 244,196 by AM LLC and 3,332,885 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 11, 2021 Filed May 12, 2021 22:09 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 7,672 $21.51 $165,024.72
Disclosure

SEC source: 0001209191-21-032178 · doc4.xml · nonDerivative · entry 4

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,512,708

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F11 · shares: The shares were sold as follows: 6,744 by UBS Oncology and 928 by AM LLC.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.38 to $21.73 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 247,788 by AM LLC and 3,358,977 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 11, 2021 Filed May 12, 2021 22:09 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 13,773 $20.96 $288,682.08
Disclosure

SEC source: 0001209191-21-032178 · doc4.xml · nonDerivative · entry 3

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,520,380

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F8 · shares: The shares were sold as follows: 12,106 by UBS Oncology and 1,667 by AM LLC.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.38 to $21.375 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 248,716 by AM LLC and 3,365,721 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:09 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 411 $22.46 $9,231.06
Disclosure

SEC source: 0001209191-21-032178 · doc4.xml · nonDerivative · entry 2

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,534,153

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F5 · shares: The shares were sold as follows: 361 by UBS Oncology and 50 by AM LLC.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.22 to $22.72 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 250,383 by AM LLC and 3,377,827 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:09 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 16,722 $21.78 $364,205.16
Disclosure

SEC source: 0001209191-21-032178 · doc4.xml · nonDerivative · entry 1

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,534,564

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F2 · shares: The shares were sold as follows: 14,698 by UBS Oncology Impact Fund, L.P. ("UBS Oncology") and 2,024 by MPM Asset Management LLC ("AM LLC").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.16 to $22.04 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The shares are held as follows: 2,657,097 by MPM BioVentures 2014, L.P. ("BV 2014"), 152,470 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 96,376 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 250,433 by AM LLC and 3,378,188 by UBS Oncology. MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. BV LLC is the manager of AM BV2014. Messrs. Evnin, Gadicke and Foley are the members of BV LLC and Messrs. Evnin and Gadicke are the members of AM LLC. Mr. Gadicke is the Managing Member of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 05, 2021 Filed May 6, 2021 20:05 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 59 $23.09 $1,362.31
Disclosure

SEC source: 0001209191-21-030611 · doc4.xml · nonDerivative · entry 2

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,551,286

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F5 · shares: The shares were sold as follows: 52 by UBS Oncology and 7 by AM LLC.

F6 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 252,457 by AM LLC and 3,392,886 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 05, 2021 Filed May 6, 2021 20:05 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 10,113 $22.52 $227,744.76
Disclosure

SEC source: 0001209191-21-030611 · doc4.xml · nonDerivative · entry 1

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,551,345

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F2 · shares: The shares were sold as follows: 8,889 by UBS Oncology Impact Fund, L.P. ("UBS Oncology") and 1,224 by MPM Asset Management LLC ("AM LLC").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.075 to $23.02 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The shares are held as follows: 2,657,097 by MPM BioVentures 2014, L.P. ("BV 2014"), 152,470 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 96,376 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 252,464 by AM LLC and 3,392,938 by UBS Oncology. MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. BV LLC is the manager of AM BV2014. Messrs. Evnin, Gadicke and Foley are the members of BV LLC and Messrs. Evnin and Gadicke are the members of AM LLC. Mr. Gadicke is the Managing Member of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 04, 2021 Filed May 4, 2021 21:43 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 3,500 $23.33 $81,655.00
Disclosure

SEC source: 0001209191-21-029994 · doc4.xml · nonDerivative · entry 5

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,561,458

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F14 · shares: The shares were sold as follows: 3,076 by UBS Oncology and 424 by AM LLC.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.29 to $23.40 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 253,688 by AM LLC and 3,401,827 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 04, 2021 Filed May 4, 2021 21:43 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 26,230 $23.03 $604,076.90
Disclosure

SEC source: 0001209191-21-029994 · doc4.xml · nonDerivative · entry 4

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,564,958

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F11 · shares: The shares were sold as follows: 23,056 by UBS Oncology and 3,174 by AM LLC.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.29 to $23.27 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 254,112 by AM LLC and 3,404,903 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:19 UTC Werewolf Therapeutics, Inc. HOWL · Entity 7244 ConversionSeries B Preferred Stock · Derivative 12,899,925 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030625 · doc4.xml · derivative · entry 5

GADICKE ANSBERT · CIK 0001134655 · 10% owner

MPM ONCOLOGY INNOVATIONS FUND LP · CIK 0001719960 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Innovations Fund GP LLC · CIK 0001857903 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,488,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock and Series B Preferred Stock converted into common stock on a 8.6691-for-1 basis into the number of shares of common stock shown in Column 7 without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock and Series B Preferred Stock converted into common stock on a 8.6691-for-1 basis into the number of shares of common stock shown in Column 7 without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock and Series B Preferred Stock converted into common stock on a 8.6691-for-1 basis into the number of shares of common stock shown in Column 7 without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F9 · derivative.underlying_shares: The shares were held as follows: 693,667 by BV 2014, 46,266 by BV 2014(B), 23,876 by AM BV2014, 152,083 by MPM OIF and 572,141 by UBS Oncology.

F8 · ownership.nature: No securities held by the Reporting Persons.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:19 UTC Werewolf Therapeutics, Inc. HOWL · Entity 7244 ConversionSeries A Preferred Stock · Derivative 38,817,998 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030625 · doc4.xml · derivative · entry 4

GADICKE ANSBERT · CIK 0001134655 · 10% owner

MPM ONCOLOGY INNOVATIONS FUND LP · CIK 0001719960 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Innovations Fund GP LLC · CIK 0001857903 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 4,477,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock and Series B Preferred Stock converted into common stock on a 8.6691-for-1 basis into the number of shares of common stock shown in Column 7 without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock and Series B Preferred Stock converted into common stock on a 8.6691-for-1 basis into the number of shares of common stock shown in Column 7 without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock and Series B Preferred Stock converted into common stock on a 8.6691-for-1 basis into the number of shares of common stock shown in Column 7 without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F7 · derivative.underlying_shares: The shares were held as follows: 2,087,358 by BV 2014, 139,224 by BV 2014(B), 71,848 by AM BV2014, 457,643 by MPM OIF and 1,721,669 by UBS Oncology.

F8 · ownership.nature: No securities held by the Reporting Persons.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:19 UTC Werewolf Therapeutics, Inc. HOWL · Entity 7244 PurchaseCommon Stock 245,000 $16.00 $3,920,000.00
Disclosure

SEC source: 0001209191-21-030625 · doc4.xml · nonDerivative · entry 3

GADICKE ANSBERT · CIK 0001134655 · 10% owner

MPM ONCOLOGY INNOVATIONS FUND LP · CIK 0001719960 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Innovations Fund GP LLC · CIK 0001857903 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,672,183

F5 · shares: The shares were purchased as follows: 114,210 by BV 2014, 7,618 by BV 2014(B), 3,931 by AM BV2014, 25,040 by MPM OIF and 94,201 by UBS Oncology.

F6 · ownership.nature: The shares are held as follows: 461,408 by AM LLC, 2,895,235 by BV 2014, 193,108 by BV 2014(B), 99,655 by AM BV2014, 634,766 by MPM OIF and 2,388,011 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:19 UTC Werewolf Therapeutics, Inc. HOWL · Entity 7244 ConversionCommon Stock 1,488,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-030625 · doc4.xml · nonDerivative · entry 2

GADICKE ANSBERT · CIK 0001134655 · 10% owner

MPM ONCOLOGY INNOVATIONS FUND LP · CIK 0001719960 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Innovations Fund GP LLC · CIK 0001857903 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,427,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock and Series B Preferred Stock converted into common stock on a 8.6691-for-1 basis into the number of shares of common stock shown in Column 7 without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F4 · ownership.nature: The shares are held as follows: 461,408 by AM LLC, 2,781,025 by BV 2014, 185,490 by BV 2014(B), 95,724 by AM BV2014, 609,726 by MPM OIF and 2,293,810 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:19 UTC Werewolf Therapeutics, Inc. HOWL · Entity 7244 ConversionCommon Stock 4,477,742 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-030625 · doc4.xml · nonDerivative · entry 1

GADICKE ANSBERT · CIK 0001134655 · 10% owner

MPM ONCOLOGY INNOVATIONS FUND LP · CIK 0001719960 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Innovations Fund GP LLC · CIK 0001857903 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,939,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock and Series B Preferred Stock converted into common stock on a 8.6691-for-1 basis into the number of shares of common stock shown in Column 7 without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F2 · ownership.nature: The shares are held as follows: 461,408 by MPM Asset Management LLC ("AM LLC"), 2,087,358 by MPM BioVentures 2014, L.P. ("BV 2014"), 139,224 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 71,848 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 457,643 by MPM Oncology Innovations Fund, L.P. ("MPM OIF") and 1,721,669 by UBS Oncology Impact Fund L.P. ("UBS Oncology"). MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). BV LLC is the manager of AM BV2014. Ansbert Gadicke is a member of AM LLC and a Managing Director of BV LLC. MPM Oncology Innovations Fund GP LLC ("MPM OIF GP") is the general partner of MPM OIF.

F3 · ownership.nature: MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology Impact Fund, L.P. Ansbert Gadicke is the managing director of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 03, 2021 Filed May 4, 2021 21:43 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 4,401 $23.45 $103,203.45
Disclosure

SEC source: 0001209191-21-029994 · doc4.xml · nonDerivative · entry 3

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,591,188

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F8 · shares: The shares were sold as follows: 3,868 by UBS Oncology and 533 by AM LLC.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.38 to $23.57 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 257,286 by AM LLC and 3,427,959 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
May 03, 2021 Filed May 4, 2021 21:43 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 26,365 $23.03 $607,185.95
Disclosure

SEC source: 0001209191-21-029994 · doc4.xml · nonDerivative · entry 2

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,595,589

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F5 · shares: The shares were sold as follows: 23,175 by UBS Oncology and 3,190 by AM LLC.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.37 to $23.35 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 257,819 by AM LLC and 3,431,827 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
April 30, 2021 Filed May 4, 2021 21:43 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 268,023 $22.35 $5,990,314.05
Disclosure

SEC source: 0001209191-21-029994 · doc4.xml · nonDerivative · entry 1

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,621,954

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F2 · shares: The shares were sold as follows: 235,586 by UBS Oncology Impact Fund, L.P. ("UBS Oncology") and 32,437 by MPM Asset Management LLC ("AM LLC").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.825 to $22.63 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The shares are held as follows: 2,657,097 by MPM BioVentures 2014, L.P. ("BV 2014"), 152,470 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 96,376 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 261,009 by AM LLC and 3,455,002 by UBS Oncology. MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. BV LLC is the manager of AM BV2014. Messrs. Evnin, Gadicke and Foley are the members of BV LLC and Messrs. Evnin and Gadicke are the members of AM LLC. Mr. Gadicke is the Managing Member of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
April 29, 2021 Filed Apr 29, 2021 21:46 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 21,781 $22.54 $490,943.74
Disclosure

SEC source: 0001209191-21-029064 · doc4.xml · nonDerivative · entry 6

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,889,977

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F17 · shares: The shares were sold as follows: 19,145 by UBS Oncology and 2,636 by AM LLC.

F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.36 to $22.74 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F19 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 293,446 by AM LLC and 3,690,588 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

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April 29, 2021 Filed Apr 29, 2021 21:46 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 45,511 $22.02 $1,002,152.22
Disclosure

SEC source: 0001209191-21-029064 · doc4.xml · nonDerivative · entry 5

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,911,758

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F14 · shares: The shares were sold as follows: 40,003 by UBS Oncology and 5,508 by AM LLC.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.32 to $22.31 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 296,082 by AM LLC and 3,709,733 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

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April 28, 2021 Filed Apr 29, 2021 21:46 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 36,803 $22.01 $810,034.03
Disclosure

SEC source: 0001209191-21-029064 · doc4.xml · nonDerivative · entry 4

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,957,269

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F11 · shares: The shares were sold as follows: 32,349 by UBS Oncology and 4,454 by AM LLC.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.93 to $22.155 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 301,590 by AM LLC and 3,749,736 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

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April 28, 2021 Filed Apr 29, 2021 21:46 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 14,219 $21.64 $307,699.16
Disclosure

SEC source: 0001209191-21-029064 · doc4.xml · nonDerivative · entry 3

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,994,072

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F8 · shares: The shares were sold as follows: 12,498 by UBS Oncology and 1,721 by AM LLC.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.92 to $21.91 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 306,044 by AM LLC and 3,782,085 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

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April 27, 2021 Filed Apr 29, 2021 21:46 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 8,328 $21.26 $177,053.28
Disclosure

SEC source: 0001209191-21-029064 · doc4.xml · nonDerivative · entry 2

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,008,291

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F5 · shares: The shares were sold as follows: 7,320 by UBS Oncology and 1,008 by AM LLC.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.08 to $21.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 307,765 by AM LLC and 3,794,583 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

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April 27, 2021 Filed Apr 29, 2021 21:46 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 3,501 $20.99 $73,485.99
Disclosure

SEC source: 0001209191-21-029064 · doc4.xml · nonDerivative · entry 1

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,016,619

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F2 · shares: The shares were sold as follows: 3,077 by UBS Oncology Impact Fund, L.P. ("UBS Oncology") and 424 by MPM Asset Management LLC ("AM LLC").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.08 to $21.07 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The shares are held as follows: 2,657,097 by MPM BioVentures 2014, L.P. ("BV 2014"), 152,470 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 96,376 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 308,773 by AM LLC and 3,801,903 by UBS Oncology. MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. BV LLC is the manager of AM BV2014. Messrs. Evnin, Gadicke and Foley are the members of BV LLC and Messrs. Evnin and Gadicke are the members of AM LLC. Mr. Gadicke is the Managing Member of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

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April 21, 2021 Filed Apr 22, 2021 20:04 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 555 $19.48 $10,811.40
Disclosure

SEC source: 0001209191-21-027939 · doc4.xml · nonDerivative · entry 2

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,020,120

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F5 · shares: The shares were sold as follows: 488 by UBS Oncology and 67 by AM LLC.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.40 to $19.57 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 309,197 by AM LLC and 3,804,980 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

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April 21, 2021 Filed Apr 22, 2021 20:04 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 8,417 $18.94 $159,417.98
Disclosure

SEC source: 0001209191-21-027939 · doc4.xml · nonDerivative · entry 1

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,020,675

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F2 · shares: The shares were sold as follows: 7,398 by UBS Oncology Impact Fund, L.P. ("UBS Oncology") and 1,019 by MPM Asset Management LLC ("AM LLC").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.40 to $19.33 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The shares are held as follows: 2,657,097 by MPM BioVentures 2014, L.P. ("BV 2014"), 152,470 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 96,376 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 309,264 by AM LLC and 3,805,468 by UBS Oncology. MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. BV LLC is the manager of AM BV2014. Messrs. Evnin, Gadicke and Foley are the members of BV LLC and Messrs. Evnin and Gadicke are the members of AM LLC. Mr. Gadicke is the Managing Member of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

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April 20, 2021 Filed Apr 20, 2021 22:07 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 834 $19.09 $15,921.06
Disclosure

SEC source: 0001209191-21-027611 · doc4.xml · nonDerivative · entry 6

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,029,092

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F15 · shares: The shares were sold as follows: 733 by UBS Oncology and 101 by AM LLC.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.03 to $19.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 310,283 by AM LLC and 3,812,866 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

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April 20, 2021 Filed Apr 20, 2021 22:07 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 21,415 $18.70 $400,460.50
Disclosure

SEC source: 0001209191-21-027611 · doc4.xml · nonDerivative · entry 5

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,029,926

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F12 · shares: The shares were sold as follows: 18,823 by UBS Oncology and 2,592 by AM LLC.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.03 to $19.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 310,384 by AM LLC and 3,813,599 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

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April 19, 2021 Filed Apr 20, 2021 22:07 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 100 $20.08 $2,008.00
Disclosure

SEC source: 0001209191-21-027611 · doc4.xml · nonDerivative · entry 4

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,051,341

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F10 · shares: The shares were sold as follows: 88 by UBS Oncology and 12 by AM LLC.

F11 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 312,976 by AM LLC and 3,832,422 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

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April 19, 2021 Filed Apr 20, 2021 22:07 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 9,956 $19.29 $192,051.24
Disclosure

SEC source: 0001209191-21-027611 · doc4.xml · nonDerivative · entry 3

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,051,441

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F7 · shares: The shares were sold as follows: 8,751 by UBS Oncology and 1,205 by AM LLC.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.83 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 312,988 by AM LLC and 3,832,510 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 22:07 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 300 $20.56 $6,168.00
Disclosure

SEC source: 0001209191-21-027611 · doc4.xml · nonDerivative · entry 2

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,061,397

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F5 · shares: The shares were sold as follows: 264 by UBS Oncology and 36 by AM LLC.

F6 · ownership.nature: The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 314,193 by AM LLC and 3,841,261 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

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April 16, 2021 Filed Apr 20, 2021 22:07 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon Stock 5,547 $19.82 $109,941.54
Disclosure

SEC source: 0001209191-21-027611 · doc4.xml · nonDerivative · entry 1

GADICKE ANSBERT · CIK 0001134655 · 10% owner

Oncology Impact Fund (Cayman) Management L.P. · CIK 0001721036 · 10% owner

MPM Oncology Impact Management LP · CIK 0001687078 · 10% owner

MPM Oncology Impact Management GP LLC · CIK 0001721035 · 10% owner

UBS Oncology Impact Fund L.P. · CIK 0001691428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,061,697

F1 · kind: Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.

F2 · shares: The shares were sold as follows: 4,875 by UBS Oncology Impact Fund, L.P. ("UBS Oncology") and 672 by MPM Asset Management LLC ("AM LLC").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.41 to $20.24 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The shares are held as follows: 2,657,097 by MPM BioVentures 2014, L.P. ("BV 2014"), 152,470 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 96,376 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 314,229 by AM LLC and 3,841,525 by UBS Oncology. MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. BV LLC is the manager of AM BV2014. Messrs. Evnin, Gadicke and Foley are the members of BV LLC and Messrs. Evnin and Gadicke are the members of AM LLC. Mr. Gadicke is the Managing Member of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.