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Nguyen Tu

Disclosed activity across 1 company

Tapewire entity
135876
SEC CIK
0001843245

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
1stdibs.com, Inc.DIBS · Entity 6526Chief Financial OfficerJune 28, 2021August 31, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

1stdibs.com, Inc.

Report date June 28, 2021 · Filed August 31, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect29,840 Ending reported balance After 2021-08-27 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-06-28 · Exercise / conversion · Acquired 1,666 · Balance 23,414

Row 2 · 2021-08-27 · Exercise / conversion · Acquired 6,426 · Balance 29,840

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.02 · Expires 2027-07-27Direct0 Reported balance After 2021-06-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-06-28 · Exercise / conversion · Disposed 1,666 · Balance 0

F1: Option vests over four years with 1/48th of the shares vesting on each monthly anniversary of March 1, 2017, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.59 · Expires 2030-06-19Direct129,574 Reported balance After 2021-08-27 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-08-27 · Exercise / conversion · Disposed 6,426 · Balance 129,574

F2: Represents an initial option to purchase 450,000 shares of common stock (prior to giving effect to a 1-for-3 reverse stock split), with 1/48th of the shares vesting on each monthly anniversary of March 1, 2020, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Option vests over four years with 1/48th of the shares vesting on each monthly anniversary of March 1, 2017, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2: Represents an initial option to purchase 450,000 shares of common stock (prior to giving effect to a 1-for-3 reverse stock split), with 1/48th of the shares vesting on each monthly anniversary of March 1, 2020, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2021 Filed Aug 31, 2021 13:34 UTC 1stdibs.com, Inc. DIBS · Entity 6526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,426 $4.59 Strike: $4.59 $29,495.34
Disclosure

SEC source: 0001843245-21-000002 · wf-form4_163041683736945.xml · derivative · entry 4

Nguyen Tu · CIK 0001843245 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,574

Underlying: Common Stock · 6,426 shares

Expires 2030-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an initial option to purchase 450,000 shares of common stock (prior to giving effect to a 1-for-3 reverse stock split), with 1/48th of the shares vesting on each monthly anniversary of March 1, 2020, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 13:34 UTC 1stdibs.com, Inc. DIBS · Entity 6526 Exercise / conversionCommon Stock 6,426 $4.59 $29,495.34
Disclosure

SEC source: 0001843245-21-000002 · wf-form4_163041683736945.xml · nonDerivative · entry 2

Nguyen Tu · CIK 0001843245 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2021 Filed Aug 31, 2021 13:34 UTC 1stdibs.com, Inc. DIBS · Entity 6526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,666 $4.02 Strike: $4.02 $6,697.32
Disclosure

SEC source: 0001843245-21-000002 · wf-form4_163041683736945.xml · derivative · entry 3

Nguyen Tu · CIK 0001843245 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,666 shares

Expires 2027-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests over four years with 1/48th of the shares vesting on each monthly anniversary of March 1, 2017, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

Read SEC document
June 28, 2021 Filed Aug 31, 2021 13:34 UTC 1stdibs.com, Inc. DIBS · Entity 6526 Exercise / conversionCommon Stock 1,666 $4.02 $6,697.32
Disclosure

SEC source: 0001843245-21-000002 · wf-form4_163041683736945.xml · nonDerivative · entry 1

Nguyen Tu · CIK 0001843245 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.