Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COVETRUS, INC.CVET · Entity 123087 | General Counsel and Secretary | September 01, 2021 | September 02, 2021 |
| Gates Industrial Corp Ltd.GTES · Entity 3767 | Executive VP General Counsel | February 22, 2020 | February 25, 2020 |
| ION GEOPHYSICAL CORPIO · Entity 125074 | EVP-Gen Counsel & Corp Sec'y | August 10, 2017 | August 14, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COVETRUS, INC.
Report date September 01, 2021 · Filed September 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,888 |
Ending reported balance
After 2021-09-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-09-01 · Exercise / conversion · Acquired 9,689 · Balance 9,689 Row 2 · 2021-09-01 · Tax withholding · Disposed 2,801 · Balance 6,888 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-09-01 | Direct | 19,380 |
Reported balance
After 2021-09-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-09-01 · Exercise / conversion · Disposed 9,689 · Balance 19,380 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F2: Subject to the Reporting Person's continuous service as an employee of the Issuer, the RSUs will vest in three equal annual installments beginning on September 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.
F2: Subject to the Reporting Person's continuous service as an employee of the Issuer, the RSUs will vest in three equal annual installments beginning on September 1, 2021.
Gates Industrial Corp Ltd.
Report date February 22, 2020 · Filed February 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 5,882 |
Ending reported balance
After 2020-02-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-22 · Exercise / conversion · Acquired 4,402 · Balance 7,353 F1: Represents time-based restricted stock units (TBRSU) that vested on the anniversary of the grant date. Row 2 · 2020-02-22 · Tax withholding · Disposed 1,471 · Balance 5,882 |
| Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,805 |
Reported balance
After 2020-02-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-02-22 · Exercise / conversion · Disposed 4,402 · Balance 8,805 F2: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof). F3: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects the TBRSUs outstanding subject to future vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents time-based restricted stock units (TBRSU) that vested on the anniversary of the grant date.
F2: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).
F3: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects the TBRSUs outstanding subject to future vesting.
ION GEOPHYSICAL CORP
Report date August 10, 2017 · Filed August 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,935 |
Ending reported balance
After 2017-08-11 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-08-10 · Exercise / conversion · Acquired 50,000 · Balance 103,935 F1: Exercise of cash-settled SARs. In accordance with the rules for filing Form 4, the exercise of cash-settled SARs is treated as the simultaneous purchase of the number of shares for which SARs are exercised and the sale of the same number of shares. No shares actually changed hands. Row 2 · 2017-08-10 · Disposition to issuer · Disposed 50,000 · Balance 53,935 F1: Exercise of cash-settled SARs. In accordance with the rules for filing Form 4, the exercise of cash-settled SARs is treated as the simultaneous purchase of the number of shares for which SARs are exercised and the sale of the same number of shares. No shares actually changed hands. Row 3 · 2017-08-11 · Exercise / conversion · Acquired 12,500 · Balance 66,435 Row 4 · 2017-08-11 · Sale · Disposed 12,500 · Balance 53,935 F2: This transaction was executed in multiple trades at prices ranging from $4.85 to $5.30, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $3.10 · Expires 2026-03-01 | Direct | 100,000 |
Reported balance
After 2017-08-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-08-10 · Exercise / conversion · Disposed 50,000 · Balance 100,000 F1: Exercise of cash-settled SARs. In accordance with the rules for filing Form 4, the exercise of cash-settled SARs is treated as the simultaneous purchase of the number of shares for which SARs are exercised and the sale of the same number of shares. No shares actually changed hands. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.10 · Expires 2026-03-01 | Direct | 37,500 |
Reported balance
After 2017-08-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-08-11 · Exercise / conversion · Disposed 12,500 · Balance 37,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Exercise of cash-settled SARs. In accordance with the rules for filing Form 4, the exercise of cash-settled SARs is treated as the simultaneous purchase of the number of shares for which SARs are exercised and the sale of the same number of shares. No shares actually changed hands.
F2: This transaction was executed in multiple trades at prices ranging from $4.85 to $5.30, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2021 Filed Sep 2, 2021 16:50 UTC | COVETRUS, INC. CVET · Entity 123087 | Exercise / conversionRestricted Stock Units · Derivative | 9,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001752836-21-000242 · wf-form4_163061582656510.xml · derivative · entry 3 SEELY JAMEY S · CIK 0001621618 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,380 Underlying: Common Stock · 9,689 shares Expires 2023-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F2 · derivative.exercise_date: Subject to the Reporting Person's continuous service as an employee of the Issuer, the RSUs will vest in three equal annual installments beginning on September 1, 2021. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 16:50 UTC | COVETRUS, INC. CVET · Entity 123087 | Tax withholdingCommon Stock | 2,801 | $21.76 | $60,949.76 |
DisclosureSEC source: 0001752836-21-000242 · wf-form4_163061582656510.xml · nonDerivative · entry 2 SEELY JAMEY S · CIK 0001621618 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,888 Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 16:50 UTC | COVETRUS, INC. CVET · Entity 123087 | Exercise / conversionCommon Stock | 9,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001752836-21-000242 · wf-form4_163061582656510.xml · nonDerivative · entry 1 SEELY JAMEY S · CIK 0001621618 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:09 UTC | COVETRUS, INC. CVET · Entity 123087 | GrantRestricted Stock Units · Derivative | 13,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001752836-21-000068 · wf-form4_161480572391720.xml · derivative · entry 1 SEELY JAMEY S · CIK 0001621618 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,074 Underlying: Common Stock · 13,074 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F2 · derivative.exercise_date: Subject to the Report Person's continuous service as an employee of the Issuer, the RSUs will vest 33% at the one-year anniversary of the grant date, then in equal ratable quarterly increments for the subsequent eight quarters. F2 · derivative.expiration_date: Subject to the Report Person's continuous service as an employee of the Issuer, the RSUs will vest 33% at the one-year anniversary of the grant date, then in equal ratable quarterly increments for the subsequent eight quarters. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 16:09 UTC | COVETRUS, INC. CVET · Entity 123087 | GrantRestricted Stock Units · Derivative | 29,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001752836-20-000181 · wf-form4_159916369666737.xml · derivative · entry 1 SEELY JAMEY S · CIK 0001621618 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,069 Underlying: Common Stock · 29,069 shares Expires 2023-09-01 F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F2 · derivative.exercise_date: Subject to the Reporting Person's continuous service as an employee of the Issuer, the RSUs will vest in three equal annual installments beginning on September 1, 2021. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 20:14 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | Exercise / conversionTime-Based Restricted Stock Units · Derivative | 4,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000665 · form.xml · derivative · entry 3 SEELY JAMEY S · CIK 0001621618 · Executive VP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,805 Underlying: Ordinary Shares · 4,402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof). F3 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects the TBRSUs outstanding subject to future vesting. F3 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects the TBRSUs outstanding subject to future vesting. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 20:14 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | Tax withholdingOrdinary Shares | 1,471 | $12.60 | $18,534.60 |
DisclosureSEC source: 0001246360-20-000665 · form.xml · nonDerivative · entry 2 SEELY JAMEY S · CIK 0001621618 · Executive VP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,882 Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 20:14 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | Exercise / conversionOrdinary Shares | 4,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000665 · form.xml · nonDerivative · entry 1 SEELY JAMEY S · CIK 0001621618 · Executive VP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents time-based restricted stock units (TBRSU) that vested on the anniversary of the grant date. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 16:49 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantOrdinary Shares | 1 | $8.40 | $8.40 |
DisclosureSEC source: 0001246360-19-002013 · form.xml · nonDerivative · entry 1 SEELY JAMEY S · CIK 0001621618 · Executive VP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,951 F1 · shares: Issued by the Issuer for fair market value in cash in connection with the implementation of the capital reduction approved by shareholders at the Issuer's annual general meeting held on May 23, 2019. Read SEC document |
| May 10, 2019 Filed May 13, 2019 19:00 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | PurchaseOrdinary Shares | 1,000 | $13.34 | $13,340.00 |
DisclosureSEC source: 0001246360-19-001435 · form.xml · nonDerivative · entry 1 SEELY JAMEY S · CIK 0001621618 · Executive VP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,950 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.23 to $13.41, inclusive. The reporting person undertakes to provide Gates Industrial Corporation plc, any security holder of Gates Industrial Corporation plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:28 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantEmployee Stock Options (right to buy) · Derivative | 36,907 | $0.00 Strike: $16.46 | $0.00 |
DisclosureSEC source: 0001246360-19-000794 · form.xml · derivative · entry 3 SEELY JAMEY S · CIK 0001621618 · Executive VP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,907 Underlying: Ordinary Shares · 36,907 shares Expires 2029-02-22 F5 · derivative.exercise_date: Subject to the applicable award agreement, this award vests in the following increments: 12,302 on February 21, 2020; 12,302 on February 21, 2021 and 12,303 on February 21, 2022. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:28 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantPerformance-Based Restricted Stock Units (PBRSU) · Derivative | 13,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000794 · form.xml · derivative · entry 2 SEELY JAMEY S · CIK 0001621618 · Executive VP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,606 Underlying: Ordinary Shares · 13,606 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measure, which is based 50% on total shareholder return with absolute and relative measures and 50% on adjusted return on invested capital. F4 · derivative.exercise_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure. The performance period over which the performance period is measured ends of January 1, 2022. F4 · derivative.expiration_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure. The performance period over which the performance period is measured ends of January 1, 2022. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:28 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantTime-Based Restricted Stock Units · Derivative | 13,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000794 · form.xml · derivative · entry 1 SEELY JAMEY S · CIK 0001621618 · Executive VP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,207 Underlying: Ordinary Shares · 13,207 shares Expires not disclosed F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive one ordinary share. F2 · derivative.exercise_date: The time-based restricted stock units ("TBRSU") will, subject to the applicable award agreement, vest in the following increments: 4,402 on February 21, 2020; 4,402 on February 21, 2021 and 4,403 on February 21, 2022. F2 · derivative.expiration_date: The time-based restricted stock units ("TBRSU") will, subject to the applicable award agreement, vest in the following increments: 4,402 on February 21, 2020; 4,402 on February 21, 2021 and 4,403 on February 21, 2022. Read SEC document |
| May 25, 2018 Filed May 29, 2018 16:07 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | PurchaseOrdinary Shares | 1,000 | $15.35 | $15,350.00 |
DisclosureSEC source: 0001246360-18-001675 · form.xml · nonDerivative · entry 1 SEELY JAMEY S · CIK 0001621618 · Executive VP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,950 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.32 to $15.36, inclusive. The reporting person undertakes to provide Gates Industrial Corporation plc, any security holder of Gates Industrial Corporation plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| May 07, 2018 Filed May 8, 2018 17:14 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | PurchaseOrdinary Shares | 950 | $15.04 | $14,288.00 |
DisclosureSEC source: 0001246360-18-001483 · form.xml · nonDerivative · entry 1 SEELY JAMEY S · CIK 0001621618 · Executive VP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.96 to $15.15, inclusive. The reporting person undertakes to provide Gates Industrial Corporation plc, any security holder of Gates Industrial Corporation plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:07 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantStock Options (right to buy) · Derivative | 80,000 | $0.00 Strike: $17.72 | $0.00 |
DisclosureSEC source: 0001246360-18-001101 · form.xml · derivative · entry 1 SEELY JAMEY S · CIK 0001621618 · Executive VP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Ordinary Shares · 80,000 shares Expires 2028-03-08 F1 · derivative.exercise_date: Subject to the applicable award agreement, this award vests in the following increments: 20,000 on March 8, 2019; 20,000 on March 8, 2020; 20,000 on March 8, 2021; and 20,000 on March 8, 2022. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 16:38 UTC | ION GEOPHYSICAL CORP IO · Entity 125074 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,500 | $5.02 Strike: $3.10 | $62,758.75 |
DisclosureSEC source: 0001209191-17-048771 · doc4.xml · derivative · entry 6 SEELY JAMEY S · CIK 0001621618 · EVP-Gen Counsel & Corp Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 16:38 UTC | ION GEOPHYSICAL CORP IO · Entity 125074 | SaleCommon Stock | 12,500 | $5.02 | $62,758.75 |
DisclosureSEC source: 0001209191-17-048771 · doc4.xml · nonDerivative · entry 4 SEELY JAMEY S · CIK 0001621618 · EVP-Gen Counsel & Corp Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,935 F2 · price: This transaction was executed in multiple trades at prices ranging from $4.85 to $5.30, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 16:38 UTC | ION GEOPHYSICAL CORP IO · Entity 125074 | Exercise / conversionCommon Stock | 12,500 | $3.10 | $38,750.00 |
DisclosureSEC source: 0001209191-17-048771 · doc4.xml · nonDerivative · entry 3 SEELY JAMEY S · CIK 0001621618 · EVP-Gen Counsel & Corp Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 16:38 UTC | ION GEOPHYSICAL CORP IO · Entity 125074 | Exercise / conversionStock Appreciation Right · Derivative | 50,000 | $0.00 Strike: $3.10 | $0.00 |
DisclosureSEC source: 0001209191-17-048771 · doc4.xml · derivative · entry 5 SEELY JAMEY S · CIK 0001621618 · EVP-Gen Counsel & Corp Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 50,000 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of cash-settled SARs. In accordance with the rules for filing Form 4, the exercise of cash-settled SARs is treated as the simultaneous purchase of the number of shares for which SARs are exercised and the sale of the same number of shares. No shares actually changed hands. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 16:38 UTC | ION GEOPHYSICAL CORP IO · Entity 125074 | Disposition to issuerCommon Stock | 50,000 | $5.70 | $285,000.00 |
DisclosureSEC source: 0001209191-17-048771 · doc4.xml · nonDerivative · entry 2 SEELY JAMEY S · CIK 0001621618 · EVP-Gen Counsel & Corp Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,935 F1 · kind: Exercise of cash-settled SARs. In accordance with the rules for filing Form 4, the exercise of cash-settled SARs is treated as the simultaneous purchase of the number of shares for which SARs are exercised and the sale of the same number of shares. No shares actually changed hands. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 16:38 UTC | ION GEOPHYSICAL CORP IO · Entity 125074 | Exercise / conversionCommon Stock | 50,000 | $3.10 | $155,000.00 |
DisclosureSEC source: 0001209191-17-048771 · doc4.xml · nonDerivative · entry 1 SEELY JAMEY S · CIK 0001621618 · EVP-Gen Counsel & Corp Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of cash-settled SARs. In accordance with the rules for filing Form 4, the exercise of cash-settled SARs is treated as the simultaneous purchase of the number of shares for which SARs are exercised and the sale of the same number of shares. No shares actually changed hands. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 18:29 UTC | ION GEOPHYSICAL CORP IO · Entity 125074 | Tax withholdingCommon Stock | 912 | $4.45 | $4,058.40 |
DisclosureSEC source: 0001209191-17-037452 · doc4.xml · nonDerivative · entry 1 SEELY JAMEY S · CIK 0001621618 · EVP-Gen Counsel & Corp Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,935 F1 · shares: These shares were withheld upon the vesting of restricted stock shares to pay tax withholding obligations. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 13:40 UTC | ION GEOPHYSICAL CORP IO · Entity 125074 | Tax withholdingCommon Stock | 2,280 | $5.35 | $12,198.00 |
DisclosureSEC source: 0001209191-17-017149 · doc4.xml · nonDerivative · entry 1 SEELY JAMEY S · CIK 0001621618 · EVP-Gen Counsel & Corp Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,847 F1 · shares: Payment of tax liability by delivering or withholding shares incident to the vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.