Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Advantage Solutions Inc.ADV · Entity 5563 | Director | October 28, 2020 | October 30, 2020 |
| Container Store Group, Inc.TCS · Entity 87876 | Director · 10% owner | September 01, 2021 | September 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Advantage Solutions Inc.
Report date October 28, 2020 · Filed October 30, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote. | 15,450,000 |
Reported balance
After 2020-10-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-10-28 · Grant · Acquired 15,450,000 · Balance 15,450,000 F1: Represents shares of Class A common stock, par value $0.0001 per share ("A-Common") of the Issuer purchased by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and Karman Coinvest L.P. ("Karman") in a private placement concurrent with the execution of the Agreement and Plan of Merger by and among the Issuer, CP II Merger Sub, Inc., Advantage Solutions Inc., and Karman Topco L.P., dated September 7, 2020. Of the shares of A-Common purchased, 9,580,210 shares were purchased by GEI VI, 5,709,790 were purchased by GEI Side VI, and 160,000 were purchased by Karman. Karman is jointly controlled and managed by an affiliate of GEI VI and GEI Side VI, and an entity controlled by another private equity sponsor. F2: Represents shares owned by GEI VI, GEI Side VI and Karman. Of the shares of A-Common reported, 9,580,210 shares are owned by GEI VI, 5,709,790 shares are owned by GEI Side VI, and 160,000 shares are owned by Karman. F3: Mr. Flynn directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Karman. Mr. Flynn disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Karman, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A common stock, par value $0.0001 per share ("A-Common") of the Issuer purchased by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and Karman Coinvest L.P. ("Karman") in a private placement concurrent with the execution of the Agreement and Plan of Merger by and among the Issuer, CP II Merger Sub, Inc., Advantage Solutions Inc., and Karman Topco L.P., dated September 7, 2020. Of the shares of A-Common purchased, 9,580,210 shares were purchased by GEI VI, 5,709,790 were purchased by GEI Side VI, and 160,000 were purchased by Karman. Karman is jointly controlled and managed by an affiliate of GEI VI and GEI Side VI, and an entity controlled by another private equity sponsor.
F2: Represents shares owned by GEI VI, GEI Side VI and Karman. Of the shares of A-Common reported, 9,580,210 shares are owned by GEI VI, 5,709,790 shares are owned by GEI Side VI, and 160,000 shares are owned by Karman.
F3: Mr. Flynn directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Karman. Mr. Flynn disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Karman, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Container Store Group, Inc.
Report date September 01, 2021 · Filed September 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 67,393 |
Reported balance
After 2021-09-01 transaction · row 2
1 source rowRow 2 · 2021-09-01 · Grant · Acquired 11,255 · Balance 67,393 F3: Represents shares of restricted Common Stock awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on September 1, 2021. F4: Granted as compensation for services. |
| Common Stock, par value $0.01SEC Table I · non-derivative | IndirectSee footnotes. | 15,334,006 |
Reported balance
Holding disclosure · report date 2021-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 15,334,006 F1: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock reported, 11,680,206 are owned by GEI V, 3,503,776 are owned by GEI Side V, and 150,024 are owned by TCS. F2: Mr. Flynn directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Flynn disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2023-10-31 | Direct | 13,603 |
Reported balance
Holding disclosure · report date 2021-09-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 13,603 F5: The options on this row are fully vested. F6: The options reported on this row are held by Mr. Flynn for the benefit of Leonard Green & Partners, L.P. Mr. Flynn disclaims beneficial ownership of these securities. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.53 · Expires 2024-10-27 | Direct | 10,132 |
Reported balance
Holding disclosure · report date 2021-09-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 10,132 F5: The options on this row are fully vested. F6: The options reported on this row are held by Mr. Flynn for the benefit of Leonard Green & Partners, L.P. Mr. Flynn disclaims beneficial ownership of these securities. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.28 · Expires 2025-08-03 | Direct | 11,821 |
Reported balance
Holding disclosure · report date 2021-09-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 11,821 F5: The options on this row are fully vested. F6: The options reported on this row are held by Mr. Flynn for the benefit of Leonard Green & Partners, L.P. Mr. Flynn disclaims beneficial ownership of these securities. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.35 · Expires 2026-08-01 | Direct | 30,675 |
Reported balance
Holding disclosure · report date 2021-09-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 30,675 F5: The options on this row are fully vested. F6: The options reported on this row are held by Mr. Flynn for the benefit of Leonard Green & Partners, L.P. Mr. Flynn disclaims beneficial ownership of these securities. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.10 · Expires 2027-09-12 | Direct | 42,919 |
Reported balance
Holding disclosure · report date 2021-09-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 42,919 F5: The options on this row are fully vested. F6: The options reported on this row are held by Mr. Flynn for the benefit of Leonard Green & Partners, L.P. Mr. Flynn disclaims beneficial ownership of these securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock reported, 11,680,206 are owned by GEI V, 3,503,776 are owned by GEI Side V, and 150,024 are owned by TCS.
F2: Mr. Flynn directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Flynn disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: Represents shares of restricted Common Stock awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on September 1, 2021.
F4: Granted as compensation for services.
F5: The options on this row are fully vested.
F6: The options reported on this row are held by Mr. Flynn for the benefit of Leonard Green & Partners, L.P. Mr. Flynn disclaims beneficial ownership of these securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2021 Filed Sep 3, 2021 18:31 UTC | Container Store Group, Inc. TCS · Entity 87876 | GrantCommon Stock, par value $0.01 | 11,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-054882 · doc4.xml · nonDerivative · entry 2 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,393 F3 · shares: Represents shares of restricted Common Stock awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on September 1, 2021. F4 · price: Granted as compensation for services. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 18:55 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 5,000,000 | $15.15 | $75,750,000.00 |
DisclosureSEC source: 0001209191-21-010415 · doc4.xml · nonDerivative · entry 1 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 15,334,006 F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock sold, 3,808,596 were sold by GEI V, 1,142,485 were sold by GEI Side V, and 48,919 were sold by TCS. F2 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 11,680,206 are owned by GEI V, 3,503,776 are owned by GEI Side V, and 150,024 are owned by TCS. F3 · balance_after: The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon. F4 · ownership.nature: Mr. Flynn directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Flynn disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 18:39 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 5,500,000 | $10.00 | $55,000,000.00 |
DisclosureSEC source: 0001209191-20-060078 · doc4.xml · nonDerivative · entry 1 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 20,334,006 F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock sold, 4,189,455 were sold by GEI V, 1,256,734 were sold by GEI Side V, and 53,811 were sold by TCS. F2 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 15,488,802 are owned by GEI V, 4,646,261 are owned by GEI Side V, and 198,943 are owned by TCS. F3 · ownership.nature: Mr. Flynn directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Flynn disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 17, 2020 Filed Nov 17, 2020 18:08 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 386,001 | $9.92 | $3,829,129.92 |
DisclosureSEC source: 0001209191-20-058853 · doc4.xml · nonDerivative · entry 3 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,834,006 F8 · shares: Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 294,024 were sold by GEI V, 88,200 were sold by GEI Side V, and 3,777 were sold by TCS. F9 · price: This transaction was executed in multiple trades at prices ranging from $9.75 to $10.195. The price reported reflects the weighted average sale price. Mr. Flynn hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F10 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock Reported 19,678,257 are owned by GEI V, 5,902,995 are owned by GEI Side V, and 252,754 are owned by TCS. F4 · ownership.nature: Mr. Flynn directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Flynn disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 18:08 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 54,495 | $9.75 | $531,326.25 |
DisclosureSEC source: 0001209191-20-058853 · doc4.xml · nonDerivative · entry 2 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 26,220,007 F5 · shares: Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 41,510 were sold by GEI V, 12,452 were sold by GEI Side V, and 533 were sold by TCS. F6 · price: This transaction was executed in multiple trades at prices ranging from $9.67 to $10.065. The price reported reflects the weighted average sale price. Mr. Flynn hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F7 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 19,972,281 are owned by GEI V, 5,991,195 are owned by GEI Side V, and 256,531 are owned by TCS. F4 · ownership.nature: Mr. Flynn directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Flynn disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 18:08 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 135,036 | $10.09 | $1,362,513.24 |
DisclosureSEC source: 0001209191-20-058853 · doc4.xml · nonDerivative · entry 1 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 26,274,502 F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock sold, 102,860 were sold by GEI V, 30,855 were sold by GEI Side V, and 1,321 were sold by TCS. F2 · price: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.37. The price reported reflects the weighted average sale price. Mr. Flynn hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 20,013,791 are owned by GEI V, 6,003,647 are owned by GEI Side V, and 257,064 are owned by TCS. F4 · ownership.nature: Mr. Flynn directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Flynn disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 12, 2020 Filed Nov 12, 2020 18:19 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 152,367 | $10.07 | $1,534,335.69 |
DisclosureSEC source: 0001209191-20-058116 · doc4.xml · nonDerivative · entry 3 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,409,538 F8 · shares: Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 116,061 were sold by GEI V, 34,815 were sold by GEI Side V, and 1,491 were sold by TCS. F9 · price: This transaction was executed in multiple trades at prices ranging from $9.98 to $10.385. The price reported reflects the weighted average sale price. Mr. Flynn hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F10 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock Reported 20,116,651 are owned by GEI V, 6,034,502 are owned by GEI Side V, and 258,385 are owned by TCS. F4 · ownership.nature: Mr. Flynn directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Flynn disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 18:19 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 149,226 | $10.15 | $1,514,643.90 |
DisclosureSEC source: 0001209191-20-058116 · doc4.xml · nonDerivative · entry 2 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 26,561,905 F5 · shares: Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 113,668 were sold by GEI V, 34,098 were sold by GEI Side V, and 1,460 were sold by TCS. F6 · price: This transaction was executed in multiple trades at prices ranging from $10.05 to $10.325. The price reported reflects the weighted average sale price. Mr. Flynn hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F7 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 20,232,712 are owned by GEI V, 6,069,317 are owned by GEI Side V, and 259,876 are owned by TCS. F4 · ownership.nature: Mr. Flynn directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Flynn disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 18:19 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 185,059 | $10.30 | $1,906,107.70 |
DisclosureSEC source: 0001209191-20-058116 · doc4.xml · nonDerivative · entry 1 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 26,711,131 F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock sold, 140,963 were sold by GEI V, 42,285 were sold by GEI Side V, and 1,811 were sold by TCS. F2 · price: This transaction was executed in multiple trades at prices ranging from $10.10 to $10.525. The price reported reflects the weighted average sale price. Mr. Flynn hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 20,346,380 are owned by GEI V, 6,103,415 are owned by GEI Side V, and 261,336 are owned by TCS. F4 · ownership.nature: Mr. Flynn directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Flynn disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 09, 2020 Filed Nov 9, 2020 20:49 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 16,518 | $10.47 | $172,943.46 |
DisclosureSEC source: 0001209191-20-057530 · doc4.xml · nonDerivative · entry 4 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,896,190 F11 · shares: Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 12,582 were sold by GEI V, 3,775 were sold by GEI Side V, and 161 were sold by TCS. F12 · price: This transaction was executed in multiple trades at prices ranging from $10.455 to $10.60. The price reported reflects the weighted average sale price. Mr. Flynn hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F13 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock Reported 20,487,343 are owned by GEI V, 6,145,700 are owned by GEI Side V, and 263,147 are owned by TCS. F4 · ownership.nature: Mr. Flynn directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Flynn disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 09, 2020 Filed Nov 9, 2020 20:49 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 83,482 | $9.89 | $825,636.98 |
DisclosureSEC source: 0001209191-20-057530 · doc4.xml · nonDerivative · entry 3 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,912,708 F8 · shares: Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 63,590 were sold by GEI V, 19,075 were sold by GEI Side V, and 817 were sold by TCS. F9 · price: This transaction was executed in multiple trades at prices ranging from $9.45 to $10.40. The price reported reflects the weighted average sale price. Mr. Flynn hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F10 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock Reported 20,499,925 are owned by GEI V, 6,149,475 are owned by GEI Side V, and 263,308 are owned by TCS. F4 · ownership.nature: Mr. Flynn directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Flynn disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 20:49 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 200,000 | $9.99 | $1,998,000.00 |
DisclosureSEC source: 0001209191-20-057530 · doc4.xml · nonDerivative · entry 2 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 26,996,190 F5 · shares: Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 152,344 were sold by GEI V, 45,699 were sold by GEI Side V, and 1,957 were sold by TCS. F6 · price: This transaction was executed in multiple trades at prices ranging from $9.74 to $10.225. The price reported reflects the weighted average sale price. Mr. Flynn hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F7 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 20,563,515 are owned by GEI V, 6,168,550 are owned by GEI Side V, and 264,125 are owned by TCS. F4 · ownership.nature: Mr. Flynn directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Flynn disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 20:49 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 310,354 | $10.48 | $3,252,509.92 |
DisclosureSEC source: 0001209191-20-057530 · doc4.xml · nonDerivative · entry 1 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,196,190 F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock sold, 236,403 were sold by GEI V, 70,915 were sold by GEI Side V, and 3,036 were sold by TCS. F2 · price: This transaction was executed in multiple trades at prices ranging from $10.20 to $10.60. The price reported reflects the weighted average sale price. Mr. Flynn hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 20,715,859 are owned by GEI V, 6,214,249 are owned by GEI Side V, and 266,082 are owned by TCS. F4 · ownership.nature: Mr. Flynn directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Flynn disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 18:12 UTC | Advantage Solutions Inc. ADV · Entity 5563 | GrantClass A Common Stock | 15,450,000 | $10.00 | $154,500,000.00 |
DisclosureSEC source: 0001209191-20-056357 · doc4.xml · nonDerivative · entry 1 Flynn Timothy John · CIK 0001316551 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 15,450,000 F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("A-Common") of the Issuer purchased by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and Karman Coinvest L.P. ("Karman") in a private placement concurrent with the execution of the Agreement and Plan of Merger by and among the Issuer, CP II Merger Sub, Inc., Advantage Solutions Inc., and Karman Topco L.P., dated September 7, 2020. Of the shares of A-Common purchased, 9,580,210 shares were purchased by GEI VI, 5,709,790 were purchased by GEI Side VI, and 160,000 were purchased by Karman. Karman is jointly controlled and managed by an affiliate of GEI VI and GEI Side VI, and an entity controlled by another private equity sponsor. F2 · balance_after: Represents shares owned by GEI VI, GEI Side VI and Karman. Of the shares of A-Common reported, 9,580,210 shares are owned by GEI VI, 5,709,790 shares are owned by GEI Side VI, and 160,000 shares are owned by Karman. F3 · ownership.nature: Mr. Flynn directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Karman. Mr. Flynn disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Karman, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 16:45 UTC | Container Store Group, Inc. TCS · Entity 87876 | GrantCommon Stock, par value $0.01 | 25,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048641 · doc4.xml · nonDerivative · entry 4 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,138 F3 · shares: Represents shares of restricted Common Stock awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on August 26, 2020. F4 · price: Granted as compensation for services. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 18:16 UTC | Container Store Group, Inc. TCS · Entity 87876 | GrantCommon Stock, par value $0.01 | 21,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047867 · doc4.xml · nonDerivative · entry 4 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,757 F3 · shares: Represents shares of restricted Common Stock awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on August 28, 2019. F4 · price: Granted as compensation for services. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 21:48 UTC | Container Store Group, Inc. TCS · Entity 87876 | GrantCommon Stock, par value $0.01 | 9,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051155 · doc4.xml · nonDerivative · entry 4 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,158 F3 · shares: Represents shares of Common Stock of the Issuer underlying restricted stock units awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on September 12, 2018. The restricted stock units represent the right to receive shares of Common Stock and vest on the schedule set forth in footnote 4, subject to the reporting person's continued service with the Issuer. F3 · price: Represents shares of Common Stock of the Issuer underlying restricted stock units awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on September 12, 2018. The restricted stock units represent the right to receive shares of Common Stock and vest on the schedule set forth in footnote 4, subject to the reporting person's continued service with the Issuer. F4 · balance_after: Of the 9,158 shares of Common Stock reported, 3,053 will vest on September 12, 2019, 3,053 will vest on September 12, 2020, and 3,052 will vest on September 12, 2021. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 19:06 UTC | Container Store Group, Inc. TCS · Entity 87876 | GrantStock Option (Right to Buy) · Derivative | 42,919 | $0.00 Strike: $4.10 | $0.00 |
DisclosureSEC source: 0001209191-17-052865 · doc4.xml · derivative · entry 8 Flynn Timothy John · CIK 0001316551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,919 Underlying: Common Stock · 42,919 shares Expires 2027-09-12 F8 · deemedExecutionDate: Not applicable. F10 · price: Granted as compensation for services. F9 · derivative.exercise_date: Subject to Mr. Flynn's continued service through each such vesting date, the option reported on this row shall vest and become exercisable in three equal installments as follows: the first installment shall vest on the earlier of (x) the day immediately preceding the date of the first Annual Meeting following September 12, 2017 (the "Third Grant Date") and (y) September 12, 2018; (ii) the second installment shall vest on the earlier of (x) the day immediately preceding the second Annual Meeting following the Third Grant Date and (y) September 12, 2019; and (iii) the third installment shall vest on the earlier of (x) the day immediately preceding the third Annual Meeting following the Third Grant Date and (y) September 12, 2020. F4 · balance_after: The options reported on this row are held by Mr. Flynn for the benefit of LGP. Mr. Flynn disclaims beneficial ownership of these securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.