Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN KODAK COKODK · Entity 5053 | Vice President | September 03, 2021 | September 08, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN KODAK CO
Report date September 03, 2021 · Filed September 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01SEC Table I · non-derivative | Direct | 48,817 |
Ending reported balance
After 2021-09-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-09-03 · Exercise / conversion · Acquired 10,686 · Balance 52,034 F1: These restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2021-09-03 · Tax withholding · Disposed 3,217 · Balance 48,817 F2: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-09-03 | Direct | 0 |
Reported balance
After 2021-09-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-09-03 · Exercise / conversion · Disposed 10,686 · Balance 0 F3: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.76 · Expires 2022-09-02 | Direct | 25,218 |
Reported balance
Holding disclosure · report date 2021-09-03 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 25,218 F4: These securities are fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.58 · Expires 2023-09-02 | Direct | 29,712 |
Reported balance
Holding disclosure · report date 2021-09-03 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 29,712 F4: These securities are fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.20 · Expires 2023-11-14 | Direct | 39,247 |
Reported balance
Holding disclosure · report date 2021-09-03 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 39,247 F4: These securities are fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2025-12-03 | Direct | 51,441 |
Reported balance
Holding disclosure · report date 2021-09-03 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 51,441 F4: These securities are fully vested as of the date of this report. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021.
F4: These securities are fully vested as of the date of this report.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2016 Filed Sep 7, 2016 23:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 678 | $15.58 | $10,563.24 |
DisclosureSEC source: 0000891839-16-000257 · edgar.xml · nonDerivative · entry 4 O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,311 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000257 · edgar.xml · nonDerivative · entry 3 O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 1,479 | $15.58 | $23,042.82 |
DisclosureSEC source: 0000891839-16-000257 · edgar.xml · nonDerivative · entry 2 O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,957 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 4,434 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000257 · edgar.xml · nonDerivative · entry 1 O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2016 Filed Sep 30, 2016 21:31 UTC Amendment | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 29,712 | $0.00 Strike: $15.58 | $0.00 |
DisclosureSEC source: 0000891839-16-000269 · edgar.xml · derivative · entry 2 O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,712 Underlying: Common Stock, par value $.01 · 29,712 shares Expires 2023-09-02 F2 · derivative.exercise_price: Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date. F2 · date: Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date. F2 · kind: Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date. F2 · shares: Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date. F2 · derivative.exercise_date: Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date. F2 · derivative.underlying_shares: Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date. F2 · balance_after: Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date. Read SEC document |
| September 03, 2016 Filed Sep 30, 2016 21:31 UTC Amendment | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 11,233 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000269 · edgar.xml · derivative · entry 1 O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,233 Underlying: Common Stock, par value · 11,233 shares Expires 2019-09-03 F1 · derivative.exercise_price: Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16. F1 · date: Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16. F1 · kind: Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16. F1 · shares: Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16. F1 · derivative.exercise_date: Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16. F1 · derivative.underlying_shares: Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16. F1 · balance_after: Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.