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O'Grady John G.

Disclosed activity across 1 company

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135694
SEC CIK
0001668481

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EASTMAN KODAK COKODK · Entity 5053Vice PresidentSeptember 03, 2021September 08, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EASTMAN KODAK CO

Report date September 03, 2021 · Filed September 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01SEC Table I · non-derivativeDirect48,817 Ending reported balance After 2021-09-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-09-03 · Exercise / conversion · Acquired 10,686 · Balance 52,034

F1: These restricted stock units convert into common stock on a one-for-one basis.

Row 2 · 2021-09-03 · Tax withholding · Disposed 3,217 · Balance 48,817

F2: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-09-03Direct0 Reported balance After 2021-09-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-09-03 · Exercise / conversion · Disposed 10,686 · Balance 0

F3: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.76 · Expires 2022-09-02Direct25,218 Reported balance Holding disclosure · report date 2021-09-03 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 25,218

F4: These securities are fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.58 · Expires 2023-09-02Direct29,712 Reported balance Holding disclosure · report date 2021-09-03 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 29,712

F4: These securities are fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.20 · Expires 2023-11-14Direct39,247 Reported balance Holding disclosure · report date 2021-09-03 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 39,247

F4: These securities are fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2025-12-03Direct51,441 Reported balance Holding disclosure · report date 2021-09-03 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 51,441

F4: These securities are fully vested as of the date of this report.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

F3: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021.

F4: These securities are fully vested as of the date of this report.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2021 Filed Sep 8, 2021 22:08 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 10,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000271 · edgar.xml · derivative · entry 3

O'Grady John G. · CIK 0001668481 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 10,686 shares

Expires 2021-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 22:08 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 3,217 $7.22 $23,226.74
Disclosure

SEC source: 0000891839-21-000271 · edgar.xml · nonDerivative · entry 2

O'Grady John G. · CIK 0001668481 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,817

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 22:08 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 10,686 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000271 · edgar.xml · nonDerivative · entry 1

O'Grady John G. · CIK 0001668481 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 22:54 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 10,683 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000265 · edgar.xml · derivative · entry 6

O'Grady John G. · CIK 0001668481 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,685

Underlying: Common Stock, par value $.01 · 10,683 shares

Expires 2021-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 22:54 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 5,484 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000265 · edgar.xml · derivative · entry 5

O'Grady John G. · CIK 0001668481 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 5,484 shares

Expires 2020-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: These securities are fully vested as of the date of this report.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 22:54 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 3,238 $6.46 $20,917.48
Disclosure

SEC source: 0000891839-20-000265 · edgar.xml · nonDerivative · entry 4

O'Grady John G. · CIK 0001668481 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,348

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 22:54 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 10,683 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000265 · edgar.xml · nonDerivative · entry 3

O'Grady John G. · CIK 0001668481 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 22:54 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 1,660 $6.46 $10,723.60
Disclosure

SEC source: 0000891839-20-000265 · edgar.xml · nonDerivative · entry 2

O'Grady John G. · CIK 0001668481 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,903

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 22:54 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 5,484 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000265 · edgar.xml · nonDerivative · entry 1

O'Grady John G. · CIK 0001668481 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:30 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 10,684 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000161 · edgar.xml · derivative · entry 9

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,368

Underlying: Common Stock, par value $.01 · 10,684 shares

Expires 2021-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vest one-third on each of 9/3/2020 and 9/3/2021.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vest one-third on each of 9/3/2020 and 9/3/2021.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:30 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 5,482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000161 · edgar.xml · derivative · entry 8

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,484

Underlying: Common Stock, par value $.01 · 5,482 shares

Expires 2020-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2018 and 9/3/2019 and vest one-third on 9/3/2020.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2018 and 9/3/2019 and vest one-third on 9/3/2020.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:30 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 3,745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000161 · edgar.xml · derivative · entry 7

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 3,745 shares

Expires 2019-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These securities are fully vested as of the date of this report.

F3 · derivative.exercise_date: These securities are fully vested as of the date of this report.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:30 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 3,243 $2.38 $7,718.34
Disclosure

SEC source: 0000891839-19-000161 · edgar.xml · nonDerivative · entry 6

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,079

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:30 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 10,683 $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000161 · edgar.xml · nonDerivative · entry 5

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:30 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 1,664 $2.38 $3,960.32
Disclosure

SEC source: 0000891839-19-000161 · edgar.xml · nonDerivative · entry 4

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,639

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:30 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 5,482 $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000161 · edgar.xml · nonDerivative · entry 3

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:30 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 1,137 $2.38 $2,706.06
Disclosure

SEC source: 0000891839-19-000161 · edgar.xml · nonDerivative · entry 2

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,821

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:30 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 3,745 $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000161 · edgar.xml · nonDerivative · entry 1

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:24 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 50,814 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0000891839-18-000115 · edgar.xml · derivative · entry 9

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,814

Underlying: Common Stock, par value $.01 · 50,814 shares

Expires 2025-12-03

F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:24 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 32,052 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000115 · edgar.xml · derivative · entry 4

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,052

Underlying: Common Stock, par value $.01 · 32,052 shares

Expires 2021-09-03

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

Read SEC document
December 04, 2018 Filed Feb 8, 2019 21:32 UTC Amendment EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 51,441 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0000891839-19-000032 · edgar.xml · derivative · entry 1

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,441

Underlying: Common Stock, par value $.01 · 51,441 shares

Expires 2025-12-03

F1 · shares: This option was previously reported by Mr. O'Grady. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 50,814 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · derivative.exercise_date: This option was previously reported by Mr. O'Grady. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 50,814 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · derivative.underlying_shares: This option was previously reported by Mr. O'Grady. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 50,814 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · balance_after: This option was previously reported by Mr. O'Grady. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 50,814 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 5,482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · derivative · entry 9

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,966

Underlying: Common Stock, par value $.01 · 5,482 shares

Expires 2020-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 3,744 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · derivative · entry 8

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,745

Underlying: Common Stock, par value $.01 · 3,744 shares

Expires 2019-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 3,514 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · derivative · entry 7

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 3,514 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 1,664 $3.25 $5,408.00
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · nonDerivative · entry 6

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,213

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 5,482 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · nonDerivative · entry 5

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 1,137 $3.25 $3,695.25
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · nonDerivative · entry 4

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,395

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 3,744 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · nonDerivative · entry 3

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 1,067 $3.25 $3,467.75
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · nonDerivative · entry 2

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,788

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 3,514 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · nonDerivative · entry 1

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 20:26 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 3,744 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000126 · edgar.xml · derivative · entry 9

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,489

Underlying: Common Stock, par value $.01 · 3,744 shares

Expires 2019-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 20:26 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 3,512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000126 · edgar.xml · derivative · entry 8

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,514

Underlying: Common Stock, par value $.01 · 3,512 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 20:26 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 2,034 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000126 · edgar.xml · derivative · entry 7

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 2,034 shares

Expires 2017-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2014 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2014 grant date.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 20:26 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 1,249 $7.80 $9,742.20
Disclosure

SEC source: 0000891839-17-000126 · edgar.xml · nonDerivative · entry 6

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,341

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 20:26 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 3,744 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000126 · edgar.xml · nonDerivative · entry 5

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 20:26 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 1,172 $7.80 $9,141.60
Disclosure

SEC source: 0000891839-17-000126 · edgar.xml · nonDerivative · entry 4

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,846

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 20:26 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 3,512 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000126 · edgar.xml · nonDerivative · entry 3

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 20:26 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 679 $7.80 $5,296.20
Disclosure

SEC source: 0000891839-17-000126 · edgar.xml · nonDerivative · entry 2

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,506

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 20:26 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 2,034 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000126 · edgar.xml · nonDerivative · entry 1

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2014 grant date.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 22:05 UTC EASTMAN KODAK CO KODK · Entity 5053 SaleCommon Stock, par value $.01 6,500 $14.98 $97,370.00
Disclosure

SEC source: 0000891839-16-000285 · edgar.xml · nonDerivative · entry 1

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151

Read SEC document
November 15, 2016 Filed Nov 17, 2016 23:20 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $15.20 $0.00
Disclosure

SEC source: 0000891839-16-000282 · edgar.xml · derivative · entry 9

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2023-11-14

F8 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

F8 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

F8 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 23:20 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 16,448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000282 · edgar.xml · derivative · entry 5

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,448

Underlying: Common Stock, par value $.01 · 16,448 shares

Expires 2020-09-03

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

Read SEC document
November 15, 2016 Filed Jan 11, 2017 22:46 UTC Amendment EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 39,247 $0.00 Strike: $15.20 $0.00
Disclosure

SEC source: 0000891839-17-000022 · edgar.xml · derivative · entry 9

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,247

Underlying: Common Stock, par value $.01 · 39,247 shares

Expires 2023-11-14

F8 · derivative.exercise_price: Mr. O'Grady previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option. This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F8 · date: Mr. O'Grady previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option. This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F8 · kind: Mr. O'Grady previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option. This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F8 · shares: Mr. O'Grady previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option. This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F8 · derivative.exercise_date: Mr. O'Grady previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option. This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F8 · derivative.underlying_shares: Mr. O'Grady previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option. This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F8 · balance_after: Mr. O'Grady previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option. This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $15.58 $0.00
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · derivative · entry 13

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2023-09-02

F8 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $145,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $145,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

F8 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $145,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

F8 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $145,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 9,307 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · derivative · entry 10

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,307

Underlying: Common Stock, par value · 9,307 shares

Expires 2019-09-03

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 3,512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · derivative · entry 9

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,026

Underlying: Common Stock, par value · 3,512 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 2,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · derivative · entry 8

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,034

Underlying: Common Stock, par value $.01 · 2,032 shares

Expires 2017-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 4,434 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · derivative · entry 7

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 4,434 shares

Expires 2016-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 1,172 $15.58 $18,259.76
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · nonDerivative · entry 6

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,651

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 3,512 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · nonDerivative · entry 5

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.