organization · Reporting owner
NB HOLDINGS CORP
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACUSPHERE INCACUS · Entity 14037 | 10% owner | June 10, 2004 | June 16, 2004 |
| FIREARMS TRAINING SYSTEMS INCFATS · Entity 13996 | 10% owner | September 30, 2004 | October 04, 2004 |
| NEXSTAR MEDIA GROUP, INC.NXST · Entity 3849 | 10% owner | November 28, 2003 | November 28, 2003 |
| Tennenbaum Opportunities Partners V, LPN/A · Entity 13564 | 10% owner | March 30, 2007 | April 05, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACUSPHERE INC
Report date June 10, 2004 · Filed June 16, 2004
Jointly reported with BANK OF AMERICA VENTURES, BANK OF AMERICA NA, BANK OF AMERICA CORP /DE/
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.14 · Expires 2014-06-10 | IndirectSee Footnote 5. | 25,000 |
Reported balance
After 2004-06-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2004-06-10 · Grant · Acquired 25,000 · Balance 25,000 F4: The options vest over four years on a monthly basis beginning on July 10, 2004. F5: The option was granted to Kate Mitchell, who is President and Managing Director of Bank of America Ventures. Pursuant to the policies of BA Capital Company, L.P and its affiliates, Mr. Sheridan is deemed to hold the reported option for the benefit of BA Capital Company, L.P and must exercise the option solely upon the direction of BA Capital Company, L.P. BA Capital Company, L.P may be deemed the indirect beneficial owner of the option. BA Capital Company, L.P disclaims beneficial ownership of the option except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 1,314,164 |
Reported balance
Holding disclosure · report date 2004-06-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,314,164 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 1. | 146,016 |
Reported balance
Holding disclosure · report date 2004-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 146,016 F1: Held by BA Venture Partners II, with which the Reporting Persons have an employment releationship. The Reporting Persons disclaim beneficial ownership of such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 2. | 452,414 |
Reported balance
Holding disclosure · report date 2004-06-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 452,414 F2: Held by BancBoston Ventures, Inc. The Reporting Persons disclaim beneficial ownership of such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 3. | 6,521 |
Reported balance
Holding disclosure · report date 2004-06-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 6,521 F3: Held by Bank of America Capital Corporation. The Reporting Persons disclaim beneficial ownership of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Held by BA Venture Partners II, with which the Reporting Persons have an employment releationship. The Reporting Persons disclaim beneficial ownership of such securities.
F2: Held by BancBoston Ventures, Inc. The Reporting Persons disclaim beneficial ownership of such securities.
F3: Held by Bank of America Capital Corporation. The Reporting Persons disclaim beneficial ownership of such securities.
F4: The options vest over four years on a monthly basis beginning on July 10, 2004.
F5: The option was granted to Kate Mitchell, who is President and Managing Director of Bank of America Ventures. Pursuant to the policies of BA Capital Company, L.P and its affiliates, Mr. Sheridan is deemed to hold the reported option for the benefit of BA Capital Company, L.P and must exercise the option solely upon the direction of BA Capital Company, L.P. BA Capital Company, L.P may be deemed the indirect beneficial owner of the option. BA Capital Company, L.P disclaims beneficial ownership of the option except to the extent of its pecuniary interest therein.
FIREARMS TRAINING SYSTEMS INC
Report date September 30, 2004 · Filed October 04, 2004
Jointly reported with BANK OF AMERICA CORP /DE/, BANK OF AMERICA NA
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 450,223 |
Reported balance
After 2004-09-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2004-09-30 · Sale · Disposed 12,307,203 · Balance 450,223 F1: This Form 4 is filed jointly by Bank of America Corporation, NB Holdings Corporation and Bank of America, NA. Bank of America Corporation is the parent of NB Holdings Corporation. NB Holdings Corporation is the parent of Bank of America, NA. The securities reported in this Form 4 are owned directly by Bank of America, NA and indirectly by Bank of America Corporation and NB Holdings Corporation. By virtue of their parent company relationships. |
| Series B Preferred StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2004-09-30 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2004-09-30 · Sale · Disposed 9,358.063 · Balance 0 F1: This Form 4 is filed jointly by Bank of America Corporation, NB Holdings Corporation and Bank of America, NA. Bank of America Corporation is the parent of NB Holdings Corporation. NB Holdings Corporation is the parent of Bank of America, NA. The securities reported in this Form 4 are owned directly by Bank of America, NA and indirectly by Bank of America Corporation and NB Holdings Corporation. By virtue of their parent company relationships. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Bank of America Corporation, NB Holdings Corporation and Bank of America, NA. Bank of America Corporation is the parent of NB Holdings Corporation. NB Holdings Corporation is the parent of Bank of America, NA. The securities reported in this Form 4 are owned directly by Bank of America, NA and indirectly by Bank of America Corporation and NB Holdings Corporation. By virtue of their parent company relationships.
NEXSTAR MEDIA GROUP, INC.
Report date November 28, 2003 · Filed November 28, 2003
Jointly reported with BANK OF AMERICA CORP /DE/, BANC OF AMERICA SECURITIES LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities reportableSEC Table I · non-derivative | Indirectsee footnote | 0 |
Reported balance
Holding disclosure · report date 2003-11-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: Pursuant to Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Persons may be viewed as having beneficial ownership of certain shares of Class A common stock of Nexstar Broadcasting Group, Inc., which were acquired in connection with "market making activities." Market making transactions in such securities are exempt from reporting pursuant to Rule 16(d) of the Exchange Act and the Securities and Exchange Commission Staff's interpretations thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Persons may be viewed as having beneficial ownership of certain shares of Class A common stock of Nexstar Broadcasting Group, Inc., which were acquired in connection with "market making activities." Market making transactions in such securities are exempt from reporting pursuant to Rule 16(d) of the Exchange Act and the Securities and Exchange Commission Staff's interpretations thereof.
Tennenbaum Opportunities Partners V, LP
Report date March 30, 2007 · Filed April 05, 2007 · Amendment
Jointly reported with BANK OF AMERICA CORP /DE/, BANK OF AMERICA NA
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Cumulative Preferred InterestsSEC Table I · non-derivative | IndirectBy subsidiary | 3,757.6142 |
Reported balance
Holding disclosure · report date 2007-03-30 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 3,757.6142 F2: Amendment filed to reflect the change in Series A Cumulative Preferred Interests previously reported on the reporting persons' original Form 3 filed on January 5, 2007. F1: These securities are directly owned by Bank of America, National Association. They may be deemed to be indirectly owned by NB Holdings Corporation, the parent company of Bank of America, National Association, and Bank of America Corporation, the parent company of NB Holdings Corporation. Bank of America Corporation and NB Holdings Corporation disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are directly owned by Bank of America, National Association. They may be deemed to be indirectly owned by NB Holdings Corporation, the parent company of Bank of America, National Association, and Bank of America Corporation, the parent company of NB Holdings Corporation. Bank of America Corporation and NB Holdings Corporation disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F2: Amendment filed to reflect the change in Series A Cumulative Preferred Interests previously reported on the reporting persons' original Form 3 filed on January 5, 2007.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2004 Filed Oct 4, 2004 17:14 UTC | FIREARMS TRAINING SYSTEMS INC FATS · Entity 13996 | SaleSeries B Preferred Stock | 9,358.063 | $961.73 | $8,999,929.93 |
DisclosureSEC source: 0001015325-04-000214 · primary_doc.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner NB HOLDINGS CORP · CIK 0001014768 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · ownership.nature: This Form 4 is filed jointly by Bank of America Corporation, NB Holdings Corporation and Bank of America, NA. Bank of America Corporation is the parent of NB Holdings Corporation. NB Holdings Corporation is the parent of Bank of America, NA. The securities reported in this Form 4 are owned directly by Bank of America, NA and indirectly by Bank of America Corporation and NB Holdings Corporation. By virtue of their parent company relationships. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 17:14 UTC | FIREARMS TRAINING SYSTEMS INC FATS · Entity 13996 | SaleClass A Common Stock | 12,307,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001015325-04-000214 · primary_doc.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner NB HOLDINGS CORP · CIK 0001014768 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 450,223 F1 · ownership.nature: This Form 4 is filed jointly by Bank of America Corporation, NB Holdings Corporation and Bank of America, NA. Bank of America Corporation is the parent of NB Holdings Corporation. NB Holdings Corporation is the parent of Bank of America, NA. The securities reported in this Form 4 are owned directly by Bank of America, NA and indirectly by Bank of America Corporation and NB Holdings Corporation. By virtue of their parent company relationships. Read SEC document |
| June 10, 2004 Filed Jun 16, 2004 17:56 UTC | ACUSPHERE INC ACUS · Entity 14037 | GrantOptions (Right to Buy) · Derivative | 25,000 | $6.14 Strike: $6.14 | $153,500.00 |
DisclosureSEC source: 0001134392-04-000005 · primary_doc.xml · derivative · entry 5 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner NB HOLDINGS CORP · CIK 0001014768 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 5. Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2014-06-10 F4 · derivative.exercise_date: The options vest over four years on a monthly basis beginning on July 10, 2004. F5 · ownership.nature: The option was granted to Kate Mitchell, who is President and Managing Director of Bank of America Ventures. Pursuant to the policies of BA Capital Company, L.P and its affiliates, Mr. Sheridan is deemed to hold the reported option for the benefit of BA Capital Company, L.P and must exercise the option solely upon the direction of BA Capital Company, L.P. BA Capital Company, L.P may be deemed the indirect beneficial owner of the option. BA Capital Company, L.P disclaims beneficial ownership of the option except to the extent of its pecuniary interest therein. Read SEC document |
| April 05, 2004 Filed Apr 5, 2004 19:44 UTC | ACUSPHERE INC acus · Entity 14037 | OtherCommon stock | 6,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001134392-04-000003 · primary_doc.xml · nonDerivative · entry 4 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner NB HOLDINGS CORP · CIK 0001014768 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bank of America Capital Corporation Disclosed balance after: 6,521 F4 · kind: On April 5, 2004, these securities were distributed to Bank of America Capital Corporation, an affiliate of Reporting Persons. Such shares were distributed (for no additional consideration) to Bank of America Capital Corporation by the general partner of a limited partnership of which Bank of America Capital Corporation is a limited partner. F5 · price: Held by Bank of America Capital Corporation. The Reporting Persons disclaim beneficial ownership of such securities. F5 · ownership.nature: Held by Bank of America Capital Corporation. The Reporting Persons disclaim beneficial ownership of such securities. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 19:44 UTC | ACUSPHERE INC acus · Entity 14037 | OtherCommon stock | 452,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001134392-04-000003 · primary_doc.xml · nonDerivative · entry 3 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner NB HOLDINGS CORP · CIK 0001014768 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BancBoston Ventures Inc. Disclosed balance after: 452,414 F2 · kind: On April 1, 2004, Bank of America Corporation, one of the Reporting Persons, merged with FleetBoston Financial Corporation. As a result of such merger, Bank of America corporation may be deemed to have a pecuniary interest in shares of the Issuer held by BancBoston Ventures, Inc., an indirect wholly-owned subsidiary of FleetBoston Financial Corporation. The Reporting Persons disclaim beneficial ownership of such securities. F2 · price: On April 1, 2004, Bank of America Corporation, one of the Reporting Persons, merged with FleetBoston Financial Corporation. As a result of such merger, Bank of America corporation may be deemed to have a pecuniary interest in shares of the Issuer held by BancBoston Ventures, Inc., an indirect wholly-owned subsidiary of FleetBoston Financial Corporation. The Reporting Persons disclaim beneficial ownership of such securities. F3 · ownership.nature: Held by BancBoston Ventures, Inc. The Reporting Persons disclaim beneficial ownership of such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.