Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CANADIAN PACIFIC KANSAS CITY LTD/CNCP · Entity 2955 | VP Corp Affrs & Chief of Staff | January 26, 2017 | January 30, 2017 |
| CSX CORPCSX · Entity 442 | Executive Vice President - CSX | September 08, 2021 | September 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CANADIAN PACIFIC KANSAS CITY LTD/CN
Report date January 26, 2017 · Filed January 30, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy ESPP | 45 |
Reported balance
After 2017-01-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-01-26 · Sale · Disposed 577 · Balance 45 F1: Shares held by individual in the Canadian Pacific Railway Limited Employee Share Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by individual in the Canadian Pacific Railway Limited Employee Share Purchase Plan.
CSX CORP
Report date September 08, 2021 · Filed September 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 153,279 |
Ending reported balance
After 2021-09-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-09-08 · Exercise / conversion · Acquired 161,487 · Balance 314,766 Row 2 · 2021-09-08 · Sale · Disposed 161,487 · Balance 153,279 |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $17.94 · Expires 2028-02-06 | Direct | 0 |
Reported balance
After 2021-09-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-09-08 · Exercise / conversion · Disposed 161,487 · Balance 0 F1: The original exercise price of the option was $53.82. On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in an adjusted exercise price of $17.94. F2: On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in the reporting person's ownership of 107,658 additional option shares. |
Filing footnotes · ownership attribution and instrument terms
F1: The original exercise price of the option was $53.82. On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in an adjusted exercise price of $17.94.
F2: On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in the reporting person's ownership of 107,658 additional option shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2021 Filed Sep 9, 2021 21:03 UTC | CSX CORP CSX · Entity 442 | Exercise / conversionOption · Derivative | 161,487 | $17.94 Strike: $17.94 | $2,897,076.78 |
DisclosureSEC source: 0001209191-21-055318 · doc4.xml · derivative · entry 3 Wallace Mark Kenneth · CIK 0001662190 · Executive Vice President - CSX 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 161,487 shares Expires 2028-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The original exercise price of the option was $53.82. On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in an adjusted exercise price of $17.94. F2 · shares: On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in the reporting person's ownership of 107,658 additional option shares. F1 · price: The original exercise price of the option was $53.82. On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in an adjusted exercise price of $17.94. F2 · derivative.underlying_shares: On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in the reporting person's ownership of 107,658 additional option shares. Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 21:03 UTC | CSX CORP CSX · Entity 442 | SaleCommon Stock | 161,487 | $31.60 | $5,102,989.20 |
DisclosureSEC source: 0001209191-21-055318 · doc4.xml · nonDerivative · entry 2 Wallace Mark Kenneth · CIK 0001662190 · Executive Vice President - CSX 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,279 Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 21:03 UTC | CSX CORP CSX · Entity 442 | Exercise / conversionCommon Stock | 161,487 | $17.94 | $2,897,076.78 |
DisclosureSEC source: 0001209191-21-055318 · doc4.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · Executive Vice President - CSX 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:00 UTC | CSX CORP CSX · Entity 442 | Tax withholdingCommon Stock | 36,303 | $32.09 | $1,164,963.27 |
DisclosureSEC source: 0001209191-21-049679 · doc4.xml · nonDerivative · entry 2 Wallace Mark Kenneth · CIK 0001662190 · Executive Vice President - CSX 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,279 F3 · shares: Withholding of stock to satisfy tax obligation upon the vesting of restricted stock units. Read SEC document |
| July 01, 2021 Filed Aug 4, 2021 21:00 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 852 | $24.93 | $21,240.36 |
DisclosureSEC source: 0001209191-21-049679 · doc4.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · Executive Vice President - CSX 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,582 F1 · kind: These shares were acquired under the CSX Corporation Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · balance_after: On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in the reporting person's ownership of 125,820 additional shares. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:53 UTC | CSX CORP CSX · Entity 442 | Exercise / conversionOption · Derivative | 47,966 | $41.84 Strike: $41.84 | $2,006,897.44 |
DisclosureSEC source: 0001209191-21-032083 · doc4.xml · derivative · entry 3 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,966 shares Expires 2027-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:53 UTC | CSX CORP CSX · Entity 442 | SaleCommon Stock | 47,966 | $104.38 | $5,006,691.08 |
DisclosureSEC source: 0001209191-21-032083 · doc4.xml · nonDerivative · entry 2 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,910 Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:53 UTC | CSX CORP CSX · Entity 442 | Exercise / conversionCommon Stock | 47,966 | $41.84 | $2,006,897.44 |
DisclosureSEC source: 0001209191-21-032083 · doc4.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:53 UTC | CSX CORP CSX · Entity 442 | SaleCommon Stock | 26,527 | $89.44 | $2,372,574.88 |
DisclosureSEC source: 0001209191-21-011318 · doc4.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,910 Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 21:57 UTC | CSX CORP CSX · Entity 442 | GrantOption · Derivative | 31,050 | $88.47 Strike: $88.47 | $2,746,993.50 |
DisclosureSEC source: 0001209191-21-009751 · doc4.xml · derivative · entry 2 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,050 Underlying: Common Stock · 31,050 shares Expires 2031-02-09 F2 · shares: Option awarded pursuant to the CSX Corporation 2021 - 2023 Long-Term Incentive Plan. F3 · derivative.exercise_date: The option vests in three equal installments on February 9, 2022, February 9, 2023 and February 9, 2024. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 21:57 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 8,303 | $88.47 | $734,566.41 |
DisclosureSEC source: 0001209191-21-009751 · doc4.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,437 F1 · shares: Restricted stock units awarded pursuant to the CSX Corporation 2021 - 2023 Long-Term Incentive Plan. The units vest on February 9, 2024. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 22:17 UTC | CSX CORP CSX · Entity 442 | Tax withholdingCommon Stock | 17,325 | $87.64 | $1,518,363.00 |
DisclosureSEC source: 0001209191-21-005448 · doc4.xml · nonDerivative · entry 2 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,134 F2 · shares: Withholding of stock to satisfy tax obligation. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 22:17 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 43,852 | $87.64 | $3,843,189.28 |
DisclosureSEC source: 0001209191-21-005448 · doc4.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,459 F1 · shares: Shares awarded pursuant to the CSX 2018 - 2020 Long Term Incentive Plan. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:38 UTC | CSX CORP CSX · Entity 442 | SaleCommon Stock | 3,986 | $87.57 | $349,054.02 |
DisclosureSEC source: 0001209191-20-057295 · doc4.xml · nonDerivative · entry 2 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,607 Read SEC document |
| July 01, 2020 Filed Nov 6, 2020 21:38 UTC | CSX CORP CSX · Entity 442 | PurchaseCommon Stock | 341 | $59.28 | $20,214.48 |
DisclosureSEC source: 0001209191-20-057295 · doc4.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,593 F1 · shares: These shares were acquired under the CSX Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| May 27, 2020 Filed May 29, 2020 20:31 UTC | CSX CORP CSX · Entity 442 | SaleCommon Stock | 20,000 | $72.79 | $1,455,800.00 |
DisclosureSEC source: 0001209191-20-032943 · doc4.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,252 F1 · shares: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2020. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. Read SEC document |
| March 29, 2020 Filed Mar 30, 2020 20:25 UTC | CSX CORP CSX · Entity 442 | Tax withholdingCommon Stock | 4,703 | $56.29 | $264,731.87 |
DisclosureSEC source: 0001209191-20-021713 · doc4.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,252 F1 · shares: Withholding of stock to satisfy tax obligation. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:47 UTC | CSX CORP CSX · Entity 442 | GrantOption · Derivative | 72,309 | $79.51 Strike: $79.51 | $5,749,288.59 |
DisclosureSEC source: 0001209191-20-011143 · doc4.xml · derivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,309 Underlying: Common Stock · 72,309 shares Expires 2030-02-18 F1 · shares: The options were granted pursuant to the Company's 2020-2022 Long-Term Incentive Plan. F2 · derivative.exercise_date: The option vests in three equal installments on February 18, 2021, February 18, 2022 and February 18, 2023. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 21:21 UTC | CSX CORP CSX · Entity 442 | Tax withholdingCommon Stock | 16,985 | $76.40 | $1,297,654.00 |
DisclosureSEC source: 0001209191-20-004469 · doc4.xml · nonDerivative · entry 2 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,955 F2 · shares: Withholding of stock to satisfy tax obligation. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 21:21 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 47,800 | $76.40 | $3,651,920.00 |
DisclosureSEC source: 0001209191-20-004469 · doc4.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,940 F1 · shares: Shares awarded pursuant to the CSX 2017 - 2019 Long Term Incentive Plan. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:45 UTC | CSX CORP CSX · Entity 442 | GrantOption · Derivative | 45,767 | $68.09 Strike: $68.09 | $3,116,275.03 |
DisclosureSEC source: 0001209191-19-008570 · doc4.xml · derivative · entry 2 Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,767 Underlying: Common Stock · 45,767 shares Expires 2029-02-06 F2 · derivative.exercise_date: The option vests annually in three equal installments on February 6, 2020, February 6, 2021 and February 6, 2022. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 18:26 UTC | CSX CORP CSX · Entity 442 | Tax withholdingCommon Stock | 2,587 | $62.13 | $160,730.31 |
DisclosureSEC source: 0001209191-19-000727 · doc4.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · EVP - Chief Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,410 F1 · shares: Withholding of stock to satisfy tax obligation. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:49 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 30,765 | $71.09 | $2,187,083.85 |
DisclosureSEC source: 0001209191-18-045561 · doc4.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · EVP - Chief Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,997 F1 · shares: Represents restricted stock units awarded pursuant to the shareholder approved 2010 CSX Stock and Incentive Award Plan. Each unit represents a contingent right to receive one share of common stock. The restricted stock units vest on August 2, 2021. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 19:19 UTC | CSX CORP CSX · Entity 442 | GrantOption · Derivative | 53,829 | $53.82 Strike: $53.82 | $2,897,076.78 |
DisclosureSEC source: 0001209191-18-008350 · doc4.xml · derivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,829 Underlying: Common Stock · 53,829 shares Expires 2028-02-06 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 14:43 UTC | CSX CORP CSX · Entity 442 | Tax withholdingCommon Stock | 1,864 | $56.34 | $105,017.76 |
DisclosureSEC source: 0001209191-18-001667 · doc4.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · EVP - Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,232 F1 · shares: Withholding of stock to satisfy tax obligation. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 11:31 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | SaleCommon Stock | 577 | $154.36 | $89,065.72 |
DisclosureSEC source: 0001662190-17-000011 · wf-form4_148579385837285.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Indirect · By ESPP Disclosed balance after: 45 F1 · ownership.nature: Shares held by individual in the Canadian Pacific Railway Limited Employee Share Purchase Plan. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 16:35 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,580 | $0.00 Strike: $122.73 | $0.00 |
DisclosureSEC source: 0001662190-17-000008 · wf-form4_148538012170021.xml · derivative · entry 6 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,580 Underlying: Common Stock · 2,580 shares Expires 2024-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing the right to purchase a total of 5,160 shares of common stock, vest in four equal annual installments beginning on January 31, 2015. 1/4 was vested on January 31, 2015; 1/4 was vested on January 31, 2016; 1/4 will be vested on January 31, 2017; and 1/4 will be vested on January 31, 2018. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 16:35 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 1,330 | $0.00 Strike: $116.80 | $0.00 |
DisclosureSEC source: 0001662190-17-000008 · wf-form4_148538012170021.xml · derivative · entry 5 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,989 Underlying: Common Stock · 1,330 shares Expires 2026-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing the right to purchase a total of 5,319 shares of common stock, vest in four equal annual installments beginning on January 22, 2017. 1/4 was vested on January 22, 2017; 1/4 will be vested on January 22, 2018; 1/4 will be vested on January 22, 2019; and 1/4 will be vested on January 22, 2020. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 16:35 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | SaleCommon Stock | 2,580 | $152.44 | $393,295.20 |
DisclosureSEC source: 0001662190-17-000008 · wf-form4_148538012170021.xml · nonDerivative · entry 4 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The reported shares were sold in Canadian dollars at a price of CAD$200.50 per share. The sale price per share was converted into its U.S. dollar equivalent using the Bank of Canada noon exchange rate on January 24, 2017 of CAD$1.00 = USD$0.7603. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 16:35 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | Exercise / conversionCommon Stock | 2,580 | $122.73 | $316,643.40 |
DisclosureSEC source: 0001662190-17-000008 · wf-form4_148538012170021.xml · nonDerivative · entry 3 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 16:35 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | SaleCommon Stock | 1,330 | $152.46 | $202,771.80 |
DisclosureSEC source: 0001662190-17-000008 · wf-form4_148538012170021.xml · nonDerivative · entry 2 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The reported shares were sold in Canadian dollars at an average price of CAD$200.52 per share. The sale price per share was converted into its U.S. dollar equivalent using the Bank of Canada noon exchange rate on January 24, 2017 of CAD$1.00 = USD$0.7603. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 16:35 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | Exercise / conversionCommon Stock | 1,330 | $116.80 | $155,344.00 |
DisclosureSEC source: 0001662190-17-000008 · wf-form4_148538012170021.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 15:37 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,580 | $0.00 Strike: $94.08 | $0.00 |
DisclosureSEC source: 0001662190-17-000006 · wf-form4_148529024978086.xml · derivative · entry 6 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,460 Underlying: Common Stock · 3,580 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing the right to purchase a total of 5,040 shares of common stock, vest in four equal annual installments beginning on March 5, 2014. 1/4 was vested on March 5, 2014; 1/4 was vested on March 5, 2015; 1/4 was vested on March 5, 2016; and 1/4 will be vested on March 5, 2017. Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 15:37 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 4,500 | $0.00 Strike: $86.64 | $0.00 |
DisclosureSEC source: 0001662190-17-000006 · wf-form4_148529024978086.xml · derivative · entry 5 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 4,500 shares Expires 2023-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing the right to purchase a total of 6,000 shares of common stock, vest in four equal annual installments beginning on February 22, 2014. 1/4 was vested on February 22, 2014; 1/4 was vested on February 22, 2015; 1/4 was vested on February 22, 2016; and 1/4 will be vested on February 22, 2017. Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 15:37 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | SaleCommon Stock | 3,580 | $150.12 | $537,429.60 |
DisclosureSEC source: 0001662190-17-000006 · wf-form4_148529024978086.xml · nonDerivative · entry 4 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The reported shares were sold in Canadian dollars at a price of CAD$199.50 per share. The sale price per share was converted into its U.S. dollar equivalent using the Bank of Canada noon exchange rate on January 23, 2017 of CAD$1.00 = USD$0.7525. Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 15:37 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | Exercise / conversionCommon Stock | 3,580 | $94.08 | $336,806.40 |
DisclosureSEC source: 0001662190-17-000006 · wf-form4_148529024978086.xml · nonDerivative · entry 3 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 15:37 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | SaleCommon Stock | 4,500 | $150.23 | $676,035.00 |
DisclosureSEC source: 0001662190-17-000006 · wf-form4_148529024978086.xml · nonDerivative · entry 2 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The reported shares were sold in Canadian dollars at an average price of CAD$199.64 per share. The sale price per share was converted into its U.S. dollar equivalent using the Bank of Canada noon exchange rate on January 23, 2017 of CAD$1.00 = USD$0.7525. Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 15:37 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | Exercise / conversionCommon Stock | 4,500 | $86.64 | $389,880.00 |
DisclosureSEC source: 0001662190-17-000006 · wf-form4_148529024978086.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 17:36 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | GrantEmployee Stock Options (Right to Buy) · Derivative | 5,316 | $0.00 Strike: $151.20 | $0.00 |
DisclosureSEC source: 0001662190-17-000004 · wf-form4_148521097314098.xml · derivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,316 Underlying: Common Stock · 5,316 shares Expires 2024-01-20 F1 · derivative.exercise_date: The options were granted under the issuer's Management Stock Option Incentive Plan (MSOIP). 1/4 will be vested on January 20, 2018; 1/4 will be vested on January 20, 2019; 1/4 will be vested on January 20, 2020; 1/4 will be vested on January 20, 2021. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 17:59 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | OtherCommon Stock | 15 | $145.72 | $2,185.80 |
DisclosureSEC source: 0001662190-17-000002 · wf-form4_148357074995194.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Indirect · By ESPP Disclosed balance after: 622 F1 · kind: Acquired pursuant to Canadian Pacific Railway Limited Employee Share Purchase Plan. F2 · ownership.nature: Shares held by individual in the Canadian Pacific Railway Limited Employee Share Purchase Plan. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 16:03 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | OtherCommon Stock | 15 | $150.57 | $2,258.55 |
DisclosureSEC source: 0001662190-16-000014 · wf-form4_148071259666912.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Indirect · By ESPP Disclosed balance after: 607 F1 · kind: Acquired pursuant to Canadian Pacific Railway Limited Employee Share Purchase Plan. F2 · ownership.nature: Shares held by individual in the Canadian Pacific Railway Limited Employee Share Purchase Plan. Read SEC document |
| November 02, 2016 Filed Nov 2, 2016 16:53 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | OtherCommon Stock | 16 | $145.78 | $2,332.48 |
DisclosureSEC source: 0001662190-16-000012 · wf-form4_147811994796020.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Indirect · By ESPP Disclosed balance after: 592 F1 · kind: Acquired pursuant to Canadian Pacific Railway Limited Employee Share Purchase Plan. F2 · ownership.nature: Shares held by individual in the Canadian Pacific Railway Limited Employee Share Purchase Plan. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 16:57 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | GrantRights (Restricted Share Units) · Derivative | 6 | $145.54 Strike: $0.00 | $873.24 |
DisclosureSEC source: 0001662190-16-000010 · wf-form4_147751543639277.xml · derivative · entry 2 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,242 Underlying: Common Stock · 6 shares Expires 2017-06-10 F3 · kind: Each Restricted Share Unit (each, a "RSU") is the economic equivalent of one share of common stock of Canadian Pacific Railway Limited. F4 · shares: These RSUs represent dividend equivalents credited to the reporting person's account, following Canadian Pacific Railway Limited's dividend payment on October 24, 2016. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 16:57 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | GrantRights (Deferred Share Units) · Derivative | 7 | $148.98 | $1,042.86 |
DisclosureSEC source: 0001662190-16-000010 · wf-form4_147751543639277.xml · derivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,710 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit (each, a "DSU") is the economic equivalent of one share of common stock of Canadian Pacific Railway Limited. DSUs are held until termination of employment. F2 · kind: These DSUs represent dividend equivalents credited to the reporting person's account, following Canadian Pacific Railway Limited's dividend payment on October 24, 2016. F1 · derivative.exercise_date: Each Deferred Share Unit (each, a "DSU") is the economic equivalent of one share of common stock of Canadian Pacific Railway Limited. DSUs are held until termination of employment. F1 · derivative.expiration_date: Each Deferred Share Unit (each, a "DSU") is the economic equivalent of one share of common stock of Canadian Pacific Railway Limited. DSUs are held until termination of employment. F1 · derivative.underlying_shares: Each Deferred Share Unit (each, a "DSU") is the economic equivalent of one share of common stock of Canadian Pacific Railway Limited. DSUs are held until termination of employment. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 13:04 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | OtherCommon Stock | 22 | $148.04 | $3,256.88 |
DisclosureSEC source: 0001662190-16-000008 · wf-form4_147551424750792.xml · nonDerivative · entry 1 Wallace Mark Kenneth · CIK 0001662190 · VP Corp Affrs & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Indirect · By ESPP Disclosed balance after: 576 F1 · kind: Acquired pursuant to Canadian Pacific Railway Limited Employee Share Purchase Plan. F2 · ownership.nature: Shares held by individual in the Canadian Pacific Railway Limited Employee Share Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.