Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Calamos Asset Management, Inc. /DE/CLMS · Entity 178354 | Former Director | February 28, 2017 | March 01, 2017 |
| SLM CorpSLM · Entity 3927 | Director | September 23, 2021 | September 27, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Calamos Asset Management, Inc. /DE/
Report date February 28, 2017 · Filed March 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-28 · Disposition to issuer · Disposed 15,484 · Balance 0 F1: Restricted Stock Units disposed of pursuant to the Agreement and Plan of Merger dated as of January 10, 2017 by and among Calamos Partners LLC, CPCM Acquisition, Inc. and Calamos Asset Management, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units disposed of pursuant to the Agreement and Plan of Merger dated as of January 10, 2017 by and among Calamos Partners LLC, CPCM Acquisition, Inc. and Calamos Asset Management, Inc.
SLM Corp
Report date September 23, 2021 · Filed September 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,457 |
Reported balance
After 2021-09-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-09-23 · Grant · Acquired 978 · Balance 73,457 F1: Represents a grant of shares of SLM Corporation's Common Stock (the "Shares") received in lieu of the reporting person's quarterly cash retainer. The per share value of the Shares was equal to the closing sales price per share as of the grant date. F2: Includes Dividend Equivalent Units issued in connection with Restricted Common Stock held by the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectBy Shiebler Family Foundation Trust | 1,027 |
Reported balance
Holding disclosure · report date 2021-09-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,027 |
| Common StockSEC Table I · non-derivative | IndirectTree Tops Partners LP Limited Partnership | 10,000 |
Reported balance
Holding disclosure · report date 2021-09-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of shares of SLM Corporation's Common Stock (the "Shares") received in lieu of the reporting person's quarterly cash retainer. The per share value of the Shares was equal to the closing sales price per share as of the grant date.
F2: Includes Dividend Equivalent Units issued in connection with Restricted Common Stock held by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 23, 2021 Filed Sep 27, 2021 20:50 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-019199 · wf-form4_163277582152232.xml · nonDerivative · entry 1 SHIEBLER WILLIAM N · CIK 0001221432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,457 F1 · shares: Represents a grant of shares of SLM Corporation's Common Stock (the "Shares") received in lieu of the reporting person's quarterly cash retainer. The per share value of the Shares was equal to the closing sales price per share as of the grant date. F2 · balance_after: Includes Dividend Equivalent Units issued in connection with Restricted Common Stock held by the reporting person. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:10 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 4,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-012009 · wf-form4_162335579512025.xml · nonDerivative · entry 1 SHIEBLER WILLIAM N · CIK 0001221432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,452 F1 · shares: The reporting person received shares of Restricted Common Stock, issued pursuant to the terms of the SLM Corporation 2012 Omnibus Incentive Plan - 2021 Independent Director Restricted Stock Agreement (the "2021 Agreement") in partial payment of the annual retainer to independent directors. The Restricted Common Stock award is subject to vesting upon the terms set forth in the 2021 Agreement. F2 · balance_after: Includes Dividend Equivalent Units in connection with the Restricted Common Stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:55 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 13,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-009796 · wf-form4_159286289812821.xml · nonDerivative · entry 1 SHIEBLER WILLIAM N · CIK 0001221432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,429 F1 · shares: The reporting person received shares of restricted common stock, issued pursuant to the terms of the SLM Corporation 2012 Omnibus Incentive Plan - 2020 Independent Director Restricted Stock Agreement (the "2020 Agreement") in partial payment of the annual retainer to independent directors. The restricted common stock award is subject to vesting upon the terms set forth in the 2020 Agreement. F2 · balance_after: Includes Dividend Equivalent units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 21:19 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001628280-20-000780 · wf-form4_158041912400798.xml · derivative · entry 5 SHIEBLER WILLIAM N · CIK 0001221432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2020-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 21:19 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 960 | $11.26 | $10,809.60 |
DisclosureSEC source: 0001628280-20-000780 · wf-form4_158041912400798.xml · nonDerivative · entry 2 SHIEBLER WILLIAM N · CIK 0001221432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,337.3736 F3 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options. F2 · balance_after: Includes Dividend Equivalent units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 21:19 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionCommon Stock | 2,500 | $4.32 | $10,803.25 |
DisclosureSEC source: 0001628280-20-000780 · wf-form4_158041912400798.xml · nonDerivative · entry 1 SHIEBLER WILLIAM N · CIK 0001221432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,297.3736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. F2 · balance_after: Includes Dividend Equivalent units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 20:31 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 10,799 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017942 · doc4.xml · nonDerivative · entry 1 SHIEBLER WILLIAM N · CIK 0001221432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,727 F1 · shares: The reporting person received shares of restricted common stock, issued pursuant to the terms of the SLM Corporation 2012 Omnibus Incentive Plan - 2019 Independent Director Restricted Stock Agreement (the "2019 Agreement") in partial payment of the annual retainer to independent directors. The restricted common stock award is subject to vesting upon the terms set forth in the 2019 Agreement. F2 · balance_after: Includes Dividend Equivalent units in connection with restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 21:03 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 7,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021851 · form4.xml · nonDerivative · entry 1 SHIEBLER WILLIAM N · CIK 0001221432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,882 F1 · shares: The reporting person received shares of restricted common stock, issued pursuant to the terms of the SLM Corporation 2012 Omnibus Incentive Plan - 2018 Independent Director Restricted Stock Agreement (the "2018 Agreement") in partial payment of the annual retainer to independent directors. The restricted common stock award is subject to vesting upon the terms set forth in the 2018 Agreement. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 12:52 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 7,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022126 · form4.xml · nonDerivative · entry 1 SHIEBLER WILLIAM N · CIK 0001221432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,210 F1 · shares: The reporting person received shares of restricted common stock, issued pursuant to the terms of the SLM Corporation 2012 Omnibus Incentive Plan - 2017 Independent Director Restricted Stock Agreement (the "2017 Agreement") in partial payment of the annual retainer to independent directors. The restricted common stock award is subject to vesting upon the terms set forth in the 2017 Agreement. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 16:03 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | Disposition to issuerClass A Common Stock | 15,484 | $8.25 | $127,743.00 |
DisclosureSEC source: 0001258131-17-000007 · primary_doc.xml · nonDerivative · entry 1 SHIEBLER WILLIAM N · CIK 0001221432 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Restricted Stock Units disposed of pursuant to the Agreement and Plan of Merger dated as of January 10, 2017 by and among Calamos Partners LLC, CPCM Acquisition, Inc. and Calamos Asset Management, Inc. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 10:55 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | Disposition to issuerClass A Common Stock | 2,598.288 | $8.25 | $21,435.88 |
DisclosureSEC source: 0001258131-17-000003 · primary_doc.xml · nonDerivative · entry 1 SHIEBLER WILLIAM N · CIK 0001221432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,484 F1 · balance_after: Total represents 15,484 Restricted Stock Units; Class A Common Stock disposed of via tender offer. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 10:03 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 22.22 | $7.12 | $158.26 |
DisclosureSEC source: 0001221432-16-000171 · primary_doc.xml · nonDerivative · entry 1 SHIEBLER WILLIAM N · CIK 0001221432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,082.288 F1 · balance_after: Total represents 1,077.2880 shares of Class A Common Stock and 17,005 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock). Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 21:05 UTC | SLM Corp SLM · Entity 3927 | PurchaseCommon Stock | 10,000 | $7.02 | $70,200.00 |
DisclosureSEC source: 0001127602-16-066236 · form4.xml · nonDerivative · entry 1 SHIEBLER WILLIAM N · CIK 0001221432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Tree Tops Partners LP Limited Partnership Disclosed balance after: 10,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.