organization · Reporting owner
Gores Sponsor IV LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
UWM Holdings Corp
Report date March 02, 2021 · Filed September 28, 2021
Jointly reported with AEG Holdings, LLC, Gores Alec E
Section 16 reporting ended · disclosed 2021-09-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 3,574,802 |
Reported balance
After 2021-07-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-07-07 · Other · Disposed 6,975,198 · Balance 3,574,802 F1: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor. |
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 3,359,361 |
Reported balance
After 2021-07-27 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2021-07-27 · Other · Disposed 215,441 · Balance 3,359,361 F6: On July 27, 2021, Sponsor made an in-kind distribution of 215,441 Shares. |
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-09-14 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2021-09-14 · Other · Disposed 3,359,361 · Balance 0 F7: On September 14, 2021, Sponsor made an in-kind distribution of 3,359,361 Shares. |
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 3,143,599 |
Reported balance
After 2021-07-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-07-07 · Other · Acquired 3,143,599 · Balance 3,143,599 F1: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor. F2: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, AEG received 3,143,599 Shares in the distribution-in-kind. F10: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 30,000 |
Reported balance
After 2021-07-07 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-07-07 · Other · Acquired 30,000 · Balance 30,000 F1: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor. F3: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, NBI Irrevocable Trust #4, a trust for the benefit of one of Mr. Gores's children, received 30,000 Shares in the distribution-in-kind. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by the trust. F10: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 150,000 |
Reported balance
After 2021-07-07 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-07-07 · Other · Acquired 150,000 · Balance 150,000 F1: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor. F4: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, NBI Irrevocable Trust #5, a trust for the benefit of one of Mr. Gores's children, received 150,000 Shares in the distribution-in-kind. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by the trust. F10: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 150,000 |
Reported balance
After 2021-07-07 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2021-07-07 · Other · Acquired 150,000 · Balance 150,000 F1: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor. F5: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, NBI Irrevocable Trust #6, a trust for the benefit of one of Mr. Gores's children, received 150,000 Shares in the distribution-in-kind.. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by the trust. F10: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| Warrants to Purchase Shares of Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-01-21 | IndirectSee footnotes | 202,461 |
Reported balance
After 2021-03-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-03-02 · Other · Disposed 5,047,539 · Balance 202,461 F8: On March 2, 2021, Sponsor made an in-kind distribution of 5,047,539 warrants ("Warrants") to purchase 5,047,539 Shares. F10: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| Warrants to Purchase Shares of Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-01-21 | IndirectSee footnotes | 2,107,539 |
Reported balance
After 2021-03-02 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-02 · Other · Acquired 2,107,539 · Balance 2,107,539 F8: On March 2, 2021, Sponsor made an in-kind distribution of 5,047,539 warrants ("Warrants") to purchase 5,047,539 Shares. F9: Of the 5,047,539 Warrants distributed by Sponsor described in footnote 8 above, AEG received 2,107,539 Warrants in the distribution-in-kind. F10: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor.
F2: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, AEG received 3,143,599 Shares in the distribution-in-kind.
F3: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, NBI Irrevocable Trust #4, a trust for the benefit of one of Mr. Gores's children, received 30,000 Shares in the distribution-in-kind. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by the trust.
F4: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, NBI Irrevocable Trust #5, a trust for the benefit of one of Mr. Gores's children, received 150,000 Shares in the distribution-in-kind. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by the trust.
F5: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, NBI Irrevocable Trust #6, a trust for the benefit of one of Mr. Gores's children, received 150,000 Shares in the distribution-in-kind.. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by the trust.
F6: On July 27, 2021, Sponsor made an in-kind distribution of 215,441 Shares.
F7: On September 14, 2021, Sponsor made an in-kind distribution of 3,359,361 Shares.
F8: On March 2, 2021, Sponsor made an in-kind distribution of 5,047,539 warrants ("Warrants") to purchase 5,047,539 Shares.
F9: Of the 5,047,539 Warrants distributed by Sponsor described in footnote 8 above, AEG received 2,107,539 Warrants in the distribution-in-kind.
F10: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2021 Filed Sep 28, 2021 17:46 UTC | UWM Holdings Corp UWMC · Entity 261 | OtherClass A Common Stock, par value $0.0001 per share | 3,359,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-038092 · doc4.xml · nonDerivative · entry 7 Gores Sponsor IV LLC · CIK 0001783389 · 10% owner AEG Holdings, LLC · CIK 0001694360 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F7 · price: On September 14, 2021, Sponsor made an in-kind distribution of 3,359,361 Shares. Read SEC document |
| July 27, 2021 Filed Sep 28, 2021 17:46 UTC | UWM Holdings Corp UWMC · Entity 261 | OtherClass A Common Stock, par value $0.0001 per share | 215,441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-038092 · doc4.xml · nonDerivative · entry 6 Gores Sponsor IV LLC · CIK 0001783389 · 10% owner AEG Holdings, LLC · CIK 0001694360 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,359,361 F6 · price: On July 27, 2021, Sponsor made an in-kind distribution of 215,441 Shares. Read SEC document |
| July 07, 2021 Filed Sep 28, 2021 17:46 UTC | UWM Holdings Corp UWMC · Entity 261 | OtherClass A Common Stock, par value $0.0001 per share | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-038092 · doc4.xml · nonDerivative · entry 5 Gores Sponsor IV LLC · CIK 0001783389 · 10% owner AEG Holdings, LLC · CIK 0001694360 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 150,000 F1 · price: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor. F5 · ownership.nature: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, NBI Irrevocable Trust #6, a trust for the benefit of one of Mr. Gores's children, received 150,000 Shares in the distribution-in-kind.. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by the trust. F10 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| July 07, 2021 Filed Sep 28, 2021 17:46 UTC | UWM Holdings Corp UWMC · Entity 261 | OtherClass A Common Stock, par value $0.0001 per share | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-038092 · doc4.xml · nonDerivative · entry 4 Gores Sponsor IV LLC · CIK 0001783389 · 10% owner AEG Holdings, LLC · CIK 0001694360 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 150,000 F1 · price: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor. F4 · ownership.nature: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, NBI Irrevocable Trust #5, a trust for the benefit of one of Mr. Gores's children, received 150,000 Shares in the distribution-in-kind. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by the trust. F10 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| July 07, 2021 Filed Sep 28, 2021 17:46 UTC | UWM Holdings Corp UWMC · Entity 261 | OtherClass A Common Stock, par value $0.0001 per share | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-038092 · doc4.xml · nonDerivative · entry 3 Gores Sponsor IV LLC · CIK 0001783389 · 10% owner AEG Holdings, LLC · CIK 0001694360 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,000 F1 · price: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor. F3 · ownership.nature: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, NBI Irrevocable Trust #4, a trust for the benefit of one of Mr. Gores's children, received 30,000 Shares in the distribution-in-kind. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by the trust. F10 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| July 07, 2021 Filed Sep 28, 2021 17:46 UTC | UWM Holdings Corp UWMC · Entity 261 | OtherClass A Common Stock, par value $0.0001 per share | 3,143,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-038092 · doc4.xml · nonDerivative · entry 2 Gores Sponsor IV LLC · CIK 0001783389 · 10% owner AEG Holdings, LLC · CIK 0001694360 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,143,599 F1 · price: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor. F2 · ownership.nature: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, AEG received 3,143,599 Shares in the distribution-in-kind. F10 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| July 07, 2021 Filed Sep 28, 2021 17:46 UTC | UWM Holdings Corp UWMC · Entity 261 | OtherClass A Common Stock, par value $0.0001 per share | 6,975,198 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-038092 · doc4.xml · nonDerivative · entry 1 Gores Sponsor IV LLC · CIK 0001783389 · 10% owner AEG Holdings, LLC · CIK 0001694360 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,574,802 F1 · price: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor. Read SEC document |
| March 02, 2021 Filed Sep 28, 2021 17:46 UTC | UWM Holdings Corp UWMC · Entity 261 | OtherWarrants to Purchase Shares of Class A Common Stock · Derivative | 2,107,539 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-21-038092 · doc4.xml · derivative · entry 9 Gores Sponsor IV LLC · CIK 0001783389 · 10% owner AEG Holdings, LLC · CIK 0001694360 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,107,539 Underlying: Class A Common Stock, par value $0.0001 per share · 2,107,539 shares Expires 2026-01-21 F8 · kind: On March 2, 2021, Sponsor made an in-kind distribution of 5,047,539 warrants ("Warrants") to purchase 5,047,539 Shares. F8 · price: On March 2, 2021, Sponsor made an in-kind distribution of 5,047,539 warrants ("Warrants") to purchase 5,047,539 Shares. F8 · ownership.nature: On March 2, 2021, Sponsor made an in-kind distribution of 5,047,539 warrants ("Warrants") to purchase 5,047,539 Shares. F9 · ownership.nature: Of the 5,047,539 Warrants distributed by Sponsor described in footnote 8 above, AEG received 2,107,539 Warrants in the distribution-in-kind. F10 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| March 02, 2021 Filed Sep 28, 2021 17:46 UTC | UWM Holdings Corp UWMC · Entity 261 | OtherWarrants to Purchase Shares of Class A Common Stock · Derivative | 5,047,539 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-21-038092 · doc4.xml · derivative · entry 8 Gores Sponsor IV LLC · CIK 0001783389 · 10% owner AEG Holdings, LLC · CIK 0001694360 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 202,461 Underlying: Class A Common Stock, par value $0.0001 per share · 5,047,539 shares Expires 2026-01-21 F8 · kind: On March 2, 2021, Sponsor made an in-kind distribution of 5,047,539 warrants ("Warrants") to purchase 5,047,539 Shares. F8 · price: On March 2, 2021, Sponsor made an in-kind distribution of 5,047,539 warrants ("Warrants") to purchase 5,047,539 Shares. F8 · ownership.nature: On March 2, 2021, Sponsor made an in-kind distribution of 5,047,539 warrants ("Warrants") to purchase 5,047,539 Shares. F10 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 16:05 UTC | UWM Holdings Corp UWMC · Entity 261 | GrantWarrants to Purchase Shares of Class A Common Stock · Derivative | 5,250,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-21-003170 · doc4.xml · derivative · entry 4 Gores Sponsor IV LLC · CIK 0001783389 · Director · 10% owner AEG Holdings, LLC · CIK 0001694360 · 10% owner Gores Alec E · CIK 0001322454 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,250,000 Underlying: Class A Common Stock, par value $0.0001 per share · 5,250,000 shares Expires 2026-01-21 F4 · kind: The warrants were purchased by Sponsor on January 23, 2020. The warrants will become exercisable 30 days after the closing of the issuer's initial business combination. F4 · price: The warrants were purchased by Sponsor on January 23, 2020. The warrants will become exercisable 30 days after the closing of the issuer's initial business combination. F2 · ownership.nature: The securities reported herein are held of record by Sponsor. AEG is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, AEG and Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by Sponsor. F5 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 16:05 UTC | UWM Holdings Corp UWMC · Entity 261 | Exercise / conversionClass F Common Stock, par value $0.0001 per share · Derivative | 10,550,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003170 · doc4.xml · derivative · entry 3 Gores Sponsor IV LLC · CIK 0001783389 · Director · 10% owner AEG Holdings, LLC · CIK 0001694360 · 10% owner Gores Alec E · CIK 0001322454 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.0001 per share · 10,550,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date. F3 · price: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date. F3 · derivative.exercise_date: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date. F3 · derivative.expiration_date: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date. F2 · ownership.nature: The securities reported herein are held of record by Sponsor. AEG is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, AEG and Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by Sponsor. F5 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 16:05 UTC | UWM Holdings Corp UWMC · Entity 261 | Exercise / conversionClass A Common Stock, par value $0.0001 per share | 10,550,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003170 · doc4.xml · nonDerivative · entry 2 Gores Sponsor IV LLC · CIK 0001783389 · Director · 10% owner AEG Holdings, LLC · CIK 0001694360 · 10% owner Gores Alec E · CIK 0001322454 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,550,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The securities reported herein are held of record by Sponsor. AEG is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, AEG and Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by Sponsor. F5 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 16:05 UTC | UWM Holdings Corp UWMC · Entity 261 | GrantClass A Common Stock, par value $0.0001 per share | 1,991,123 | $10.00 | $19,911,230.00 |
DisclosureSEC source: 0000899243-21-003170 · doc4.xml · nonDerivative · entry 1 Gores Sponsor IV LLC · CIK 0001783389 · Director · 10% owner AEG Holdings, LLC · CIK 0001694360 · 10% owner Gores Alec E · CIK 0001322454 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,991,123 F1 · ownership.nature: The securities reported in this transaction are held of record by AEG Holdings, LLC ("AEG"). Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG. Gores Sponsor IV, LLC ("Sponsor") does not hold or otherwise beneficially own such securities. F5 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 16:15 UTC | UWM Holdings Corp GHIV · Entity 261 | Disposition to issuerClass F Common Stock, par value $0.0001 per share · Derivative | 875,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-007741 · doc4.xml · derivative · entry 1 Gores Sponsor IV LLC · CIK 0001783389 · Director · 10% owner AEG Holdings, LLC · CIK 0001694360 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,550,000 Underlying: Class A Common Stock · 875,000 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of Gores Holdings IV, Inc. (the "Issuer"), shares of Class F common stock, par value $0.0001 per share (the "Class F Shares") have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-235378). The Class F Shares are held directly by Gores Sponsor IV LLC (the "Sponsor"). F2 · kind: The Sponsor forfeited 875,000 Class F Shares to the Issuer for no consideration, which was exempted pursuant to Rule 16b-3(e), in connection with the underwriter's election not to exercise the remaining unused portion of the over-allotment option. F1 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of Gores Holdings IV, Inc. (the "Issuer"), shares of Class F common stock, par value $0.0001 per share (the "Class F Shares") have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-235378). The Class F Shares are held directly by Gores Sponsor IV LLC (the "Sponsor"). F1 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of Gores Holdings IV, Inc. (the "Issuer"), shares of Class F common stock, par value $0.0001 per share (the "Class F Shares") have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-235378). The Class F Shares are held directly by Gores Sponsor IV LLC (the "Sponsor"). F3 · ownership.direct: The managing member of the Sponsor is AEG Holdings, LLC ("AEG"). Alec Gores is the managing member of AEG (and together with the Sponsor and AEG, the "Reporting Persons"). F4 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.